Sponsored By
RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
Business Name
# of employees
High-net-worth client assets
Total AUM
Total accounts
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | Brick Capital Management Inc. | $46,187,500 | N/A | $1,478,000,000 | $1,478,000,000 |
| 2 | Sand Hill Global Advisors LLC | $5,906,832 | $951,000,000 | N/A | $951,000,000 |
| 3 | Capital Directions LLC | $1,248,915 | $628,000,000 | $235,000,000 | $863,000,000 |
| 4 | Verus Financial Partners | $178,067 | $346,519,177 | N/A | $346,519,177 |
| 5 | Mcnamara Financial Services Inc. | $100,597 | $259,036,208 | N/A | $259,036,208 |
| 6 | Albert Heeg Investment Management | $35,076,781 | $245,537,469 | N/A | $245,537,469 |
| 7 | Montrose Advisors Inc. | $60,228,982 | $29,104,285 | $211,811,641 | $240,915,926 |
| 8 | Fs Advisors Inc. | $32,673,000 | $228,711,000 | N/A | $228,711,000 |
| 9 | Calder Investment Advisors | $255,311 | $193,637,833 | $10,100,178 | $203,738,011 |
| 10 | Actium LLC | $155,853 | $190,505,245 | $12,571,001 | $203,076,246 |
| 11 | Isi Financial Group Inc. | $176,030 | $192,224,243 | N/A | $192,224,243 |
| 12 | Gutt Financial Management LLC | $359,160 | $174,184,799 | $11,142,007 | $185,326,806 |
| 13 | Nancy A Socha & Associates LLC | $124,731 | $163,056,182 | $4,707,208 | $167,763,390 |
| 14 | Bluemont Capital Advisors LLC | $750,894 | $103,112,319 | $56,077,235 | $159,189,554 |
| 15 | New Capital ManagementLp | $644,444 | $100,000,000 | $45,000,000 | $145,000,000 |
| 16 | The Mutual Fund Store | $182,861 | $142,631,553 | N/A | $142,631,553 |
| 17 | Canterbury Investment Management LLC | $381,250 | $114,000,000 | $8,000,000 | $122,000,000 |
| 18 | Creekside Partners Inc. | $1,024,580 | $99,575,000 | $22,350,000 | $121,925,000 |
| 19 | Middlegreen Associates | $3,866,714 | $108,268,000 | N/A | $108,268,000 |
| 20 | Awm Global Advisors | $842,649 | $105,331,137 | N/A | $105,331,137 |
| 21 | Tim Looney Investments LLC | $202,000 | N/A | $101,000,000 | $101,000,000 |
Showing 1 to 21 of 21 entries
Page 1
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Data.
Reprints: For reprints of these rankings, please contact Laura Picariello.
*Methodology: InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of November 1, 2012. To qualify, a firm must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2012, (2) total AUM is at least $100M, (3) no employees are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.