RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Mozaic$26,012,949$0$1,716,854,605$1,716,854,605
2Cardiff Park Advisors$739,627$0$1,420,084,571$1,420,084,571
3Financial Clarity, Inc.$43,088,581$0$1,335,746,000$1,335,746,000
4Schultz Collins$4,792,600$0$809,949,452$809,949,452
5Dan Goldie Financial Services$625,713$0$738,341,607$738,341,607
6Anodos Advisors$1,878,195$0$249,800,000$249,800,000
7Arterburn And Watters, LLP$1,013,324$0$187,465,000$187,465,000
8Avivar Capital, LLC$9,312,500$0$149,000,000$149,000,000
9Portfolio Advisors, Inc.$215,778$0$143,061,000$143,061,000
10Pathways Advisory Group, Inc.$168,661$0$138,133,100$138,133,100
11Altamont Wealth Management, Inc.$1,903,522$0$135,150,080$135,150,080
12South Bay Financial Partners$845,342$330,476$120,553,446$120,883,922
13Ohana Advisors$56,942,885$4,885,771$678,428,851$683,314,622
14Chamberlain Financial Planning & Wealth Management$1,531,522$7,800,000$133,100,000$140,900,000
15Berkson Asset Management, Inc.$1,175,080$24,530,384$141,155,918$165,686,302
16Beverly Investment Advisors$1,028,686$41,625,780$102,390,319$144,016,099
17Bergquist Wang$1,472,262$51,282,926$78,276,173$129,559,099
18Integral Investment Advisors, Inc.$270,928$53,009,749$160,481,566$213,491,315
19Convergent Wealth Advisors, LLC$18,316,042$54,948,126$0$54,948,126
20Tempus Wealth Planning, LLC$248,077$72,500,000$30,700,000$103,200,000
21Bradley & Company, LLC$147,043$80,920,000$22,010,000$102,930,000
22Topturn Capital, LLC$463,991$84,593,000$21,661,000$106,254,000
23Balboa Wealth Partners, Inc.$1,324,910$87,000,000$280,000,000$367,000,000
24Private Capital Management, Inc.$484,482$89,603,388$42,660,162$132,263,550
25Stewart Wealth Management, Inc.$135,273$93,664,815$7,925,000$101,589,815
26GW Financial$737,118$95,597,466$12,021,799$107,619,265
27Union Financial Partners, San Francisco, Inc.$850,844$99,119,741$12,340,785$111,460,526
28New Market Wealth Management, LLC$550,650$100,218,385$0$100,218,385
29Cannon Beach Financial Advisors$191,501$100,367,542$20,660,787$121,028,329
30Hillegas Advisory Services, Inc.$394,966$101,030,264$3,240,795$104,271,059
31Camelotta Advisors$584,331$101,301,685$371,945$101,673,630
32Titan Capital Management, LLC$166,821$101,427,238$0$101,427,238
33Pacific Financial Strategies, Inc$157,020$101,591,680$0$101,591,680
34Vine Street Wealth Management, LLC$841,728$101,849,033$0$101,849,033
35Pacific Edge Advisors, LLC$1,607,813$102,900,000$0$102,900,000
36Allstreet Capital LLC$356,056$103,093,519$11,200,372$114,293,891
37Investor's Capital Management$270,831$103,727,337$5,417,748$109,145,085
38Hutchinson & Ziegler Financial Advisors, Inc.$451,059$105,269,112$2,082,989$107,352,101
39Clay Northam Wealth Management$108,265$107,503,000$1,628,000$109,131,000
40Castle Wealth Planning$1,017,518$108,874,391$0$108,874,391
41Holbrook Global Strategies$1,375,000$110,000,000$0$110,000,000
42Haydel, Biel & Associates$114,286$112,000,000$0$112,000,000
43Marin Bay Wealth Advisors, LLC$886,549$112,266,906$50,858,142$163,125,048
44Brentwood Advisory Group, LLC$377,290$112,432,499$0$112,432,499
45Clutinger Williams & Verhoye Inc$361,034$112,450,418$10,662,343$123,112,761
46Gasber Financial Advisors, Inc$304,027$112,793,843$0$112,793,843
47Davis & Seiley Wealth Management, Inc.$203,175$113,235,797$7,044,000$120,279,797
48Sage Stone Wealth Management LLC$437,778$113,500,000$4,700,000$118,200,000
49Napa Wealth Management$251,580$114,469,037$0$114,469,037
50JLFranklin Wealth Planning$567,081$115,117,471$0$115,117,471
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified 1,937 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of November 1, 2017. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2016, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on December 11, 2017.