RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Mozaic$26,012,949$0$1,716,854,605$1,716,854,605
2Cardiff Park Advisors$739,627$0$1,420,084,571$1,420,084,571
3Financial Clarity, Inc.$43,088,581$0$1,335,746,000$1,335,746,000
4Schultz Collins$4,792,600$0$809,949,452$809,949,452
5Dan Goldie Financial Services$625,713$0$738,341,607$738,341,607
6Werba Rubin Wealth Management, LLC$462,835$0$359,159,833$359,159,833
7Anodos Advisors$1,878,195$0$249,800,000$249,800,000
8Arterburn And Watters, LLP$1,013,324$0$187,465,000$187,465,000
9Avivar Capital, LLC$9,312,500$0$149,000,000$149,000,000
10Portfolio Advisors, Inc.$215,778$0$143,061,000$143,061,000
11Pathways Advisory Group, Inc.$168,661$0$138,133,100$138,133,100
12South Bay Financial Partners$845,342$330,476$120,553,446$120,883,922
13Ohana Advisors$56,942,885$4,885,771$678,428,851$683,314,622
14Chamberlain Financial Planning & Wealth Management$1,531,522$7,800,000$133,100,000$140,900,000
15Berkson Asset Management, Inc.$1,086,998$15,570,881$140,956,808$156,527,689
16Beverly Investment Advisors$1,028,686$41,625,780$102,390,319$144,016,099
17Bergquist Wang$1,472,262$51,282,926$78,276,173$129,559,099
18Integral Investment Advisors, Inc.$270,928$53,009,749$160,481,566$213,491,315
19Bradley & Company, LLC$147,043$80,920,000$22,010,000$102,930,000
20Topturn Capital, LLC$463,991$84,593,000$21,661,000$106,254,000
21Balboa Wealth Partners, Inc.$1,324,910$87,000,000$280,000,000$367,000,000
22Private Capital Management, Inc.$484,482$89,603,388$42,660,162$132,263,550
23GW Financial$737,118$95,597,466$12,021,799$107,619,265
24Union Financial Partners, San Francisco, Inc.$850,844$99,119,741$12,340,785$111,460,526
25Cannon Beach Financial Advisors$191,501$100,367,542$20,660,787$121,028,329
26Camelotta Advisors$584,331$101,301,685$371,945$101,673,630
27Pacific Financial Strategies, Inc$157,020$101,591,680$0$101,591,680
28Pacific Edge Advisors, LLC$1,607,813$102,900,000$0$102,900,000
29Westshore Wealth$475,556$103,200,000$3,800,000$107,000,000
30Investor's Capital Management$270,831$103,727,337$5,417,748$109,145,085
31Allstreet Capital LLC$477,273$105,000,000$0$105,000,000
32Gasber Financial Advisors, Inc$313,877$105,148,796$0$105,148,796
33Hutchinson & Ziegler Financial Advisors, Inc.$451,059$105,269,112$2,082,989$107,352,101
34Carmel Capital Management LLC$1,091,837$107,000,000$0$107,000,000
35Clay Northam Wealth Management$108,265$107,503,000$1,628,000$109,131,000
36Castle Wealth Planning$1,017,518$108,874,391$0$108,874,391
37Holbrook Global Strategies$1,375,000$110,000,000$0$110,000,000
38Clutinger Williams & Verhoye Inc$338,888$111,884,973$9,098,174$120,983,147
39Brentwood Advisory Group, LLC$377,290$112,432,499$0$112,432,499
40Sage Stone Wealth Management LLC$437,778$113,500,000$4,700,000$118,200,000
41Reis Investment Management, Inc.$462,080$113,671,557$0$113,671,557
42TTP Investments, Inc.$233,699$114,045,265$0$114,045,265
43Napa Wealth Management$251,580$114,469,037$0$114,469,037
44Cardinal Point Wealth Management, LLC$421,377$116,300,000$0$116,300,000
45Betterwealth LLC$190,709$117,200,000$3,900,000$121,100,000
46Dobson Asset Management$813,251$117,546,330$2,814,805$120,361,135
47Pring Turner Capital Group$453,614$118,385,294$19,513,503$137,898,797
48Gencap Portfolio Management$528,219$119,464,419$23,682,845$143,147,264
49Triad Investment Management$1,669,255$120,186,341$0$120,186,341
50Wealth Analytics Partners, LLC$1,492,415$120,265,000$37,931,000$158,196,000
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified 1,906 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2017. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2017, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June 5, 2017.