RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Avivar Capital, LLC$25,000,000$0$100,000,000$100,000,000
2Pacific Financial Strategies, Inc$154,952$100,099,227$0$100,099,227
3Matrix Planning Inc$708,480$46,709,802$53,894,303$100,604,105
4LTS Capital Advisors$221,784$65,213,000$37,473,000$102,686,000
5Spinnaker Investment Group, LLC$281,568$85,865,611$16,906,844$102,772,455
6TTP Investments, Inc.$225,671$102,906,014$0$102,906,014
7Topturn Capital, LLC$469,064$81,073,731$22,120,388$103,194,119
8Thalassa Capital$474,030$96,341,656$7,470,939$103,812,595
9Investor's Capital Management$236,152$101,537,688$2,841,275$104,378,963
10Gasber Financial Advisors, Inc$313,877$105,148,796$0$105,148,796
11Castle Wealth Planning$1,080,586$106,978,054$0$106,978,054
12Triad Investment Management$1,677,999$107,391,929$0$107,391,929
13Reis Investment Management, Inc.$425,822$108,584,669$0$108,584,669
14Integral Financial Solutions, LLC$463,936$109,952,930$0$109,952,930
15Betterwealth LLC$179,512$98,900,000$11,500,000$110,400,000
16JDH Wealth Management, LLC$405,946$110,417,275$0$110,417,275
17Hynes Advisory Inc. Dba Hearthstone | Private Wealth Management$316,321$113,559,311$0$113,559,311
18Brentwood Advisory Group, LLC$389,819$113,827,161$0$113,827,161
19Reed & Ball, Inc.$265,438$114,138,484$0$114,138,484
20Parkshore Wealth Management$170,636$114,326,200$0$114,326,200
21Carlsbad Wealth Advisory Group, Inc.$138,433$115,037,529$0$115,037,529
22Continuum Advisory, LLC$173,228$115,543,179$0$115,543,179
23Sage Stone Wealth Management LLC$445,977$111,900,000$4,500,000$116,400,000
24Spectrum Financial Management$939,692$112,142,106$4,379,747$116,521,853
25Moler Capital Management$477,940$116,617,389$0$116,617,389
26Dobson Asset Management$772,852$115,029,130$2,444,428$117,473,558
27Verity Wealth Advisors$789,214$108,852,278$8,740,674$117,592,952
28Gencap Portfolio Management$447,727$103,000,000$15,200,000$118,200,000
29Chamberlain Financial Planning & Wealth Management$1,576,556$7,100,000$111,141,716$118,241,716
30Wilson & Boucher Capital Management, LLC$307,317$120,468,278$0$120,468,278
31Clutinger Williams & Verhoye Inc$338,888$111,884,973$9,098,174$120,983,147
32Pathways Advisory Group, Inc.$164,587$0$121,958,827$121,958,827
33Foothill Financial Advisors, Inc.$241,718$118,816,230$3,251,487$122,067,717
34Bergquist Wang$1,357,866$54,272,627$67,935,338$122,207,965
35Inspired Financial$311,392$123,000,000$0$123,000,000
36Fairbanks Capital Management$581,921$115,378,030$9,152,973$124,531,003
37Garner Financial Management, Inc.$271,739$115,000,000$10,000,000$125,000,000
38Eliot Finkel Investment Counsel$608,617$125,375,041$0$125,375,041
39Sheridan Capital Management$640,816$125,600,000$0$125,600,000
40Benningfield Financial Advisors$523,691$125,685,801$0$125,685,801
41Holbrook Global Strategies$1,575,000$126,000,000$0$126,000,000
42Jacobson & Breen Wealth Management$198,425$117,000,000$9,000,000$126,000,000
43TABR Capital Management$387,898$126,066,865$0$126,066,865
44Aljian Capital Management$235,646$120,311,946$6,465,505$126,777,451
45Private Capital Management, Inc.$416,415$70,439,188$56,983,893$127,423,081
46Beverly Investment Advisors$850,859$35,744,210$94,437,275$130,181,485
47Ariadne Wealth Management, LLC$652,248$125,224,810$5,876,966$131,101,776
48Walpole Financial Advisors$396,052$131,885,452$0$131,885,452
49Portfolio Advisors, Inc.$188,288$131,990,000$0$131,990,000
50Duckworth Wealth Advisors, Inc.$899,315$132,199,245$0$132,199,245
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified 1,778 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of November 1, 2016. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2016, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on December 5, 2016.