RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Pacific Financial Strategies, Inc$157,020$101,591,680$0$101,591,680
2Camelotta Advisors$584,331$101,301,685$371,945$101,673,630
3Pacific Edge Advisors, LLC$1,607,813$102,900,000$0$102,900,000
4Bradley & Company, LLC$147,043$80,920,000$22,010,000$102,930,000
5Allstreet Capital LLC$477,273$105,000,000$0$105,000,000
6Gasber Financial Advisors, Inc$313,877$105,148,796$0$105,148,796
7Topturn Capital, LLC$463,991$84,593,000$21,661,000$106,254,000
8Carmel Capital Management LLC$1,091,837$107,000,000$0$107,000,000
9Westshore Wealth$475,556$103,200,000$3,800,000$107,000,000
10Hutchinson & Ziegler Financial Advisors, Inc.$451,059$105,269,112$2,082,989$107,352,101
11GW Financial$737,118$95,597,466$12,021,799$107,619,265
12Castle Wealth Planning$1,017,518$108,874,391$0$108,874,391
13Clay Northam Wealth Management$108,265$107,503,000$1,628,000$109,131,000
14Investor's Capital Management$270,831$103,727,337$5,417,748$109,145,085
15Holbrook Global Strategies$1,375,000$110,000,000$0$110,000,000
16Union Financial Partners, San Francisco, Inc.$850,844$99,119,741$12,340,785$111,460,526
17Brentwood Advisory Group, LLC$377,290$112,432,499$0$112,432,499
18Reis Investment Management, Inc.$462,080$113,671,557$0$113,671,557
19TTP Investments, Inc.$233,699$114,045,265$0$114,045,265
20Napa Wealth Management$251,580$114,469,037$0$114,469,037
21Cardinal Point Wealth Management, LLC$421,377$116,300,000$0$116,300,000
22Sage Stone Wealth Management LLC$437,778$113,500,000$4,700,000$118,200,000
23Triad Investment Management$1,669,255$120,186,341$0$120,186,341
24Dobson Asset Management$813,251$117,546,330$2,814,805$120,361,135
25Carlsbad Wealth Advisory Group, Inc.$144,901$120,412,958$0$120,412,958
26South Bay Financial Partners$845,342$330,476$120,553,446$120,883,922
27Clutinger Williams & Verhoye Inc$338,888$111,884,973$9,098,174$120,983,147
28Cannon Beach Financial Advisors$191,501$100,367,542$20,660,787$121,028,329
29Betterwealth LLC$190,709$117,200,000$3,900,000$121,100,000
30Integral Financial Solutions, LLC$451,524$123,265,997$0$123,265,997
31Wilson & Boucher Capital Management, LLC$314,692$124,618,079$0$124,618,079
32Womack Wealth Management, Inc.$435,148$125,322,557$0$125,322,557
33TABR Capital Management$213,634$125,616,584$0$125,616,584
34Hearthstone | Private Wealth Management$340,884$125,855,242$272,002$126,127,244
35Reed & Ball, Inc.$296,934$126,197,115$0$126,197,115
36Aljian Capital Management$240,801$121,040,988$5,620,295$126,661,283
37Spectrum Financial Management$987,241$122,511,950$4,842,125$127,354,075
38Sharper & Granite LLC$458,929$128,500,000$0$128,500,000
39Casilio Leitch Investments$450,227$129,215,009$0$129,215,009
40Bergquist Wang$1,472,262$51,282,926$78,276,173$129,559,099
41Garner Financial Management, Inc.$286,555$122,458,670$7,350,634$129,809,304
42Moler Capital Management$490,081$130,851,509$0$130,851,509
43Private Capital Management, Inc.$484,482$89,603,388$42,660,162$132,263,550
44Inspired Financial$1,266,667$133,000,000$0$133,000,000
45Pillar Wealth Management, LLC$378,604$133,268,464$0$133,268,464
46Alethea Capital Management, LLC$1,180,843$135,796,934$0$135,796,934
47Fluent Wealth Partners$262,163$136,324,800$0$136,324,800
48Up Capital Management, Inc.$591,338$137,190,502$0$137,190,502
49Certified Planners, Inc.$188,701$136,714,068$849,278$137,563,346
50Foothill Financial Advisors, Inc.$252,935$131,334,852$6,261,933$137,596,785
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified 1,906 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2017. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2017, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June 5, 2017.