RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Alpha & Omega$4,696$206,142,000$155,310,000$361,452,000
2Clay Northam Wealth Management$108,265$107,503,000$1,628,000$109,131,000
3Financial Engines Advisors$118,298$138,000,000,000$0$138,000,000,000
4Praetorian Guard$142,054$142,764,452$0$142,764,452
5Carlsbad Wealth Advisory Group, Inc.$144,901$120,412,958$0$120,412,958
6Bradley & Company, LLC$147,043$80,920,000$22,010,000$102,930,000
7Regatta Capital Group$152,460$140,610,860$69,326,171$209,937,031
8Pacific Financial Strategies, Inc$157,020$101,591,680$0$101,591,680
9Sierra Asset Management$162,250$159,761,037$2,813,287$162,574,324
10Pathways Advisory Group, Inc.$168,661$0$138,133,100$138,133,100
11C-J Advisory, Inc.$169,339$158,670,451$0$158,670,451
12Wilsey Asset Management Incorporated$171,279$157,748,159$0$157,748,159
13Parkshore Wealth Management$184,236$142,587,573$6,090,736$148,678,309
14Certified Planners, Inc.$188,701$136,714,068$849,278$137,563,346
15Betterwealth LLC$190,709$117,200,000$3,900,000$121,100,000
16Cannon Beach Financial Advisors$191,501$100,367,542$20,660,787$121,028,329
17Tellone Management Group Inc$205,296$338,942,946$0$338,942,946
18Pure Financial Advisors, Inc.$208,786$1,689,990,002$13,912,450$1,703,902,452
19TABR Capital Management$213,634$125,616,584$0$125,616,584
20Portfolio Advisors, Inc.$215,778$0$143,061,000$143,061,000
21Authent Advisors, Inc.$217,754$165,863,979$80,633,230$246,497,209
22Gradient Capital Advisors, LLC$218,373$191,697,935$56,373,648$248,071,583
23De Groote Financial Group, LLC$220,000$200,000,000$20,000,000$220,000,000
24Clearview Investment Partners$220,255$155,749,794$1,732,538$157,482,332
25Mraz, Amerine & Associates, Inc.$224,787$437,000,000$11,000,000$448,000,000
26American Money Management$224,932$233,292,155$5,361,101$238,653,256
27Financial Avengers, Inc.$225,351$146,432,817$7,031,108$153,463,925
28Laurel Wealth Advisors, Inc.$228,580$593,024,189$271,920,950$864,945,139
29TTP Investments, Inc.$233,699$114,045,265$0$114,045,265
30YellowBrickRoad Financial Advisors$234,557$232,211,123$0$232,211,123
31Aljian Capital Management$240,801$121,040,988$5,620,295$126,661,283
32Shone Asset Management LLC$247,793$206,042,236$6,316,198$212,358,434
33Jackson Financial Management$250,402$421,176,341$0$421,176,341
34Napa Wealth Management$251,580$114,469,037$0$114,469,037
35Foothill Financial Advisors, Inc.$252,935$131,334,852$6,261,933$137,596,785
36Linda A. Barlow, CFP$258,176$149,376,072$12,500,000$161,876,072
37Raub Brock Capital Management, LP$260,067$877,627,261$122,849,435$1,000,476,696
38Fluent Wealth Partners$262,163$136,324,800$0$136,324,800
39Financial Alternatives, Inc.$262,598$161,647,251$1,689,006$163,336,257
40Parallel Advisors$264,275$1,377,402,531$0$1,377,402,531
41Financial Designs Corporation$268,698$246,487,093$78,099,623$324,586,716
42Investor's Capital Management$270,831$103,727,337$5,417,748$109,145,085
43Integral Investment Advisors, Inc.$270,928$53,009,749$160,481,566$213,491,315
44Monterey Private Wealth, Inc.$276,061$359,876,383$26,608,600$386,484,983
45Reilly Financial Advisors$278,845$966,442,813$57,198,461$1,023,641,274
46Private Financial Counseling$280,975$158,189,115$0$158,189,115
47Eclectic Associates, Inc.$281,681$587,385,169$98,788,865$686,174,034
48Financial Connections Group, Inc.$281,961$221,339,210$0$221,339,210
49Beacon Pointe Wealth Advisors$285,494$1,772,341,590$6,854,487$1,779,196,077
50Garner Financial Management, Inc.$286,555$122,458,670$7,350,634$129,809,304
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified 1,906 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2017. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2017, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June 5, 2017.