RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Alpha & Omega$4,696$206,142,000$155,310,000$361,452,000
2Clay Northam Wealth Management$108,265$107,503,000$1,628,000$109,131,000
3Haydel, Biel & Associates$114,286$112,000,000$0$112,000,000
4Financial Engines Advisors$118,298$138,000,000,000$0$138,000,000,000
5Stewart Wealth Management, Inc.$135,273$93,664,815$7,925,000$101,589,815
6Praetorian Guard$142,054$142,764,452$0$142,764,452
7Personal Capital Advisors Corporation$143,110$4,344,382,261$0$4,344,382,261
8Carlsbad Wealth Advisory Group, Inc.$144,901$120,412,958$0$120,412,958
9Bradley & Company, LLC$147,043$80,920,000$22,010,000$102,930,000
10Regatta Capital Group$152,460$140,610,860$69,326,171$209,937,031
11Pacific Financial Strategies, Inc$157,020$101,591,680$0$101,591,680
12Sierra Asset Management$162,250$159,761,037$2,813,287$162,574,324
13Titan Capital Management, LLC$166,821$101,427,238$0$101,427,238
14Pathways Advisory Group, Inc.$168,661$0$138,133,100$138,133,100
15C-J Advisory, Inc.$169,339$158,670,451$0$158,670,451
16Wilsey Asset Management Incorporated$171,279$157,748,159$0$157,748,159
17Certified Planners, Inc.$188,701$136,714,068$849,278$137,563,346
18Cannon Beach Financial Advisors$191,501$100,367,542$20,660,787$121,028,329
19Reilly Financial Advisors$201,288$1,111,460,874$63,256,231$1,174,717,105
20Parkshore Wealth Management$202,161$160,905,011$6,686,793$167,591,804
21Davis & Seiley Wealth Management, Inc.$203,175$113,235,797$7,044,000$120,279,797
22Tellone Management Group Inc$205,296$338,942,946$0$338,942,946
23Pure Financial Advisors, Inc.$208,786$1,689,990,002$13,912,450$1,703,902,452
24TABR Capital Management$213,634$125,616,584$0$125,616,584
25Portfolio Advisors, Inc.$215,778$0$143,061,000$143,061,000
26Authent Advisors, Inc.$217,754$165,863,979$80,633,230$246,497,209
27Gradient Capital Advisors, LLC$218,373$191,697,935$56,373,648$248,071,583
28De Groote Financial Group, LLC$220,000$200,000,000$20,000,000$220,000,000
29Clearview Investment Partners$220,255$155,749,794$1,732,538$157,482,332
30Betterwealth LLC$221,575$140,700,000$0$140,700,000
31Mraz, Amerine & Associates, Inc.$224,787$437,000,000$11,000,000$448,000,000
32American Money Management$224,932$233,292,155$5,361,101$238,653,256
33Financial Avengers, Inc.$225,351$146,432,817$7,031,108$153,463,925
34Laurel Wealth Advisors, Inc.$228,580$593,024,189$271,920,950$864,945,139
35YellowBrickRoad Financial Advisors$234,557$232,211,123$0$232,211,123
36Measured Risk Portfolios$237,389$156,000,000$4,000,000$160,000,000
37Aljian Capital Management$240,801$121,040,988$5,620,295$126,661,283
38TTP Investments, Inc.$247,286$135,265,294$0$135,265,294
39Shone Asset Management LLC$247,793$206,042,236$6,316,198$212,358,434
40Tempus Wealth Planning, LLC$248,077$72,500,000$30,700,000$103,200,000
41Jackson Financial Management$250,402$421,176,341$0$421,176,341
42Napa Wealth Management$251,580$114,469,037$0$114,469,037
43Foothill Financial Advisors, Inc.$252,935$131,334,852$6,261,933$137,596,785
44Linda A. Barlow, CFP$258,176$149,376,072$12,500,000$161,876,072
45Raub Brock Capital Management, LP$260,067$877,627,261$122,849,435$1,000,476,696
46Fluent Wealth Partners$262,163$136,324,800$0$136,324,800
47Financial Alternatives, Inc.$262,598$161,647,251$1,689,006$163,336,257
48Parallel Advisors$264,275$1,377,402,531$0$1,377,402,531
49Financial Designs Corporation$268,698$246,487,093$78,099,623$324,586,716
50Investor's Capital Management$270,831$103,727,337$5,417,748$109,145,085
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Showing 1 to 50 of 310 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified 1,937 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of November 1, 2017. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2016, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on December 11, 2017.


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