RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
151Polaris Financial Services, Inc.$207,524$153,102,567$84,927,338$238,029,905
152Integris Wealth Management$383,920$229,288,859$3,750,636$233,039,495
153Ariston Services Group$1,013,274$227,200,000$1,800,000$229,000,000
154MKKS Investment Advisory Services, Inc$1,786,884$228,721,100$0$228,721,100
155Clearpath Capital Partners LLC$696,886$169,714,825$56,773,241$226,488,066
156Arterburn and Watters, LLP$1,094,537$0$222,191,000$222,191,000
157Silicon Valley Capital Partners, L.P.$227,627$221,480,734$0$221,480,734
158Lyell Wealth Management Lp$2,341,914$217,797,980$0$217,797,980
159Lighthouse Financial Services Inc$266,522$216,415,758$0$216,415,758
160WP Advisors$280,989$198,775,730$17,305,146$216,080,876
161AG Asset Advisory, LLC$2,919,586$216,049,340$0$216,049,340
162Financial Connections Group, Inc.$291,456$215,968,790$0$215,968,790
163Taddei, Ludwig & Associates, Inc.$312,979$198,248,416$17,081,057$215,329,473
164McCarthy Asset Management, Inc.$327,939$214,143,927$0$214,143,927
166YellowBrickRoad Financial Advisors$229,391$211,039,581$0$211,039,581
167Pennington Financial Group$374,772$208,106,452$266,634$208,373,086
168American Money Management$195,770$201,278,408$4,671,465$205,949,873
169Dean Roland Russell$372,660$200,918,401$1,808,876$202,727,277
171Newport Wealth Strategies, Inc.$441,862$137,459,655$64,913,347$202,373,002
172Beta Wealth Group, Inc$746,037$201,430,000$0$201,430,000
173Asset Planning, Inc$319,018$199,814,152$1,486,272$201,300,424
174Meritas Wealth Management$330,193$198,445,747$0$198,445,747
175Trinity Capital Management$326,064$187,054,505$8,909,965$195,964,470
176Integral Investment Advisors, Inc.$230,651$50,712,069$144,418,894$195,130,963
177Curran & Lewis Investment Management, Inc.$1,120,235$190,087,096$4,833,742$194,920,838
178Silver Oak Wealth Advisors$380,392$194,760,673$0$194,760,673
179Park, Miller$986,088$194,253,440$5,964$194,259,404
180Concentric Wealth Management$353,190$191,782,000$0$191,782,000
181Wealth Quest Partners$329,911$190,358,730$0$190,358,730
182Lamia Financial Group, Inc.$312,835$186,762,478$0$186,762,478
183Sirius Wealth Management Strategies$2,371,795$185,000,000$0$185,000,000
184Berman, Steven M.$999,454$182,900,000$0$182,900,000
185Boltwood Capital Management$950,272$162,048,220$20,404,083$182,452,303
186Johnson Lyman Wealth Advisors$379,842$178,525,677$0$178,525,677
187Personal Financial Consultants, Inc.$780,015$170,358,585$7,484,933$177,843,518
188Cedar Wealth Management$3,680,176$165,650,707$10,997,762$176,648,469
189Abbrea Capital, LLC$760,425$165,915,640$9,742,563$175,658,203
190Baker, Brose & Mitsutome Wealth Management LLC$312,252$173,300,000$0$173,300,000
191Taylor Frigon Capital Management$1,381,203$172,650,329$0$172,650,329
192Curtis Advisory Group$1,190,610$142,711,101$28,736,791$171,447,892
193Clearview Investment Partners$260,887$169,162,004$1,457,806$170,619,810
194Linda A. Barlow, CFP$331,902$168,701,931$1,563,810$170,265,741
195Ward & Associates$3,129,630$161,800,000$7,200,000$169,000,000
196Vernal Point Advisors$1,241,176$18,600,000$150,200,000$168,800,000
1975T Wealth Management, LLC$571,031$167,883,011$0$167,883,011
198Concord Investment Counsel$319,661$163,389,886$4,112,651$167,502,537
199Regatta Capital Group$138,334$103,096,771$63,181,146$166,277,917
200Jess S. Morgan & Company., Inc.$892,927$166,084,368$0$166,084,368
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified 1,778 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of November 1, 2016. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2016, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on December 5, 2016.