RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
201Johnson Lyman Wealth Advisors$387,926$183,488,852$0$183,488,852
202Boltwood Capital Management$950,272$162,048,220$20,404,083$182,452,303
203Curtis Advisory Group$1,232,395$146,476,604$35,917,891$182,394,495
204Ward & Associates$3,359,552$170,961,691$7,094,571$178,056,262
205Victus Capital Wealth$298,094$167,000,000$5,000,000$172,000,000
206Baker, Brose & Mitsutome Wealth Management LLC$300,000$168,000,000$0$168,000,000
207Concord Investment Counsel$319,661$163,389,886$4,112,651$167,502,537
208Caves & Associates$581,147$162,691,132$4,679,246$167,370,378
209Jess S. Morgan & Company., Inc.$892,927$166,084,368$0$166,084,368
210Aequitas Wealth Management$507,692$165,000,000$0$165,000,000
211Bennicas & Associates$1,368,564$164,227,650$0$164,227,650
212Morling Financial Advisors, LLC$302,724$164,076,569$0$164,076,569
213Financial Alternatives, Inc.$262,598$161,647,251$1,689,006$163,336,257
2145TQ Capital, LLC$655,591$163,242,238$0$163,242,238
215Sierra Asset Management$162,250$159,761,037$2,813,287$162,574,324
216Duckworth Wealth Advisors, Inc.$1,476,620$162,428,188$0$162,428,188
217Linda A. Barlow, CFP$258,176$149,376,072$12,500,000$161,876,072
218The Humphreys Group$2,008,962$160,716,950$0$160,716,950
219Taylor Frigon Capital Management LLC$1,292,351$160,251,568$0$160,251,568
220C-J Advisory, Inc.$169,339$158,670,451$0$158,670,451
221Verity Wealth Advisors$874,817$158,162,327$179,537$158,341,864
222Fairbanks Capital Management$1,340,855$158,220,882$0$158,220,882
223Wealth Analytics Partners, LLC$1,492,415$120,265,000$37,931,000$158,196,000
224Private Financial Counseling$280,975$158,189,115$0$158,189,115
225Wilsey Asset Management Incorporated$171,279$157,748,159$0$157,748,159
226Clearview Investment Partners$220,255$155,749,794$1,732,538$157,482,332
227Berkson Asset Management, Inc.$1,086,998$15,570,881$140,956,808$156,527,689
228Chequers Financial Management LLC$869,779$141,784,812$12,166,034$153,950,846
229Financial Avengers, Inc.$225,351$146,432,817$7,031,108$153,463,925
230Empyrion Wealth Management, Inc.$327,095$151,315,077$129,896$151,444,973
231Simplifi, Inc.$321,229$151,298,732$0$151,298,732
232Regal Wealth Group Inc.$295,959$150,939,343$0$150,939,343
233Avivar Capital, LLC$9,312,500$0$149,000,000$149,000,000
234Parkshore Wealth Management$184,236$142,587,573$6,090,736$148,678,309
235JDH Wealth Management, LLC$560,346$146,213,953$36,238$146,250,191
236Baker & Associates$373,373$130,182,969$15,059,308$145,242,277
237Athena Investment Management$512,650$141,901,548$2,665,816$144,567,364
238Beverly Investment Advisors$1,028,686$41,625,780$102,390,319$144,016,099
239Gencap Portfolio Management$528,219$119,464,419$23,682,845$143,147,264
240Portfolio Advisors, Inc.$215,778$0$143,061,000$143,061,000
241Praetorian Guard$142,054$142,764,452$0$142,764,452
242Eliot Finkel Investment Counsel$675,366$141,151,538$0$141,151,538
243Chamberlain Financial Planning & Wealth Management$1,531,522$7,800,000$133,100,000$140,900,000
244NWK Group$601,060$140,648,082$0$140,648,082
245Benningfield Financial Advisors$551,062$138,316,618$0$138,316,618
246Pathways Advisory Group, Inc.$168,661$0$138,133,100$138,133,100
247Pring Turner Capital Group$453,614$118,385,294$19,513,503$137,898,797
248Foothill Financial Advisors, Inc.$252,935$131,334,852$6,261,933$137,596,785
249Certified Planners, Inc.$188,701$136,714,068$849,278$137,563,346
250Up Capital Management, Inc.$591,338$137,190,502$0$137,190,502
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified 1,906 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2017. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2017, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June 5, 2017.