RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
201Personal Financial Consultants, Inc.$855,857$177,550,145$9,026,711$186,576,856
202AWM Global Advisors$403,630$185,266,000$0$185,266,000
203Avalan, LLC$442,691$169,575,000$15,470,000$185,045,000
204Johnson Lyman Wealth Advisors$387,926$183,488,852$0$183,488,852
205Curtis Advisory Group$1,232,395$146,476,604$35,917,891$182,394,495
206Ward & Associates$3,359,552$170,961,691$7,094,571$178,056,262
207ZRC Wealth Management, LLC$542,154$176,633,102$651,183$177,284,285
208Baker, Brose & Mitsutome Wealth Management LLC$326,568$177,000,000$0$177,000,000
209Jess S. Morgan & Company., Inc.$903,804$175,337,887$0$175,337,887
210Victus Capital Wealth$298,094$167,000,000$5,000,000$172,000,000
211Parkshore Wealth Management$202,161$160,905,011$6,686,793$167,591,804
212Caves & Associates$581,147$162,691,132$4,679,246$167,370,378
213Berkson Asset Management, Inc.$1,175,080$24,530,384$141,155,918$165,686,302
214Aequitas Wealth Management$507,692$165,000,000$0$165,000,000
215Wealth Analytics Partners, LLC$591,673$164,485,000$0$164,485,000
216Bennicas & Associates$1,368,564$164,227,650$0$164,227,650
217Morling Financial Advisors, LLC$302,724$164,076,569$0$164,076,569
218Financial Alternatives, Inc.$262,598$161,647,251$1,689,006$163,336,257
2195T Wealth$655,591$163,242,238$0$163,242,238
220Marin Bay Wealth Advisors, LLC$886,549$112,266,906$50,858,142$163,125,048
221Sierra Asset Management$162,250$159,761,037$2,813,287$162,574,324
222Linda A. Barlow, CFP$258,176$149,376,072$12,500,000$161,876,072
223The Humphreys Group$2,008,962$160,716,950$0$160,716,950
224Private Financial Counseling$275,453$160,589,352$0$160,589,352
225Taylor Frigon Capital Management LLC$1,292,351$160,251,568$0$160,251,568
226Measured Risk Portfolios$237,389$156,000,000$4,000,000$160,000,000
227C-J Advisory, Inc.$169,339$158,670,451$0$158,670,451
228Verity Wealth Advisors$874,817$158,162,327$179,537$158,341,864
229Fairbanks Capital Management$1,340,855$158,220,882$0$158,220,882
230Wilsey Asset Management Incorporated$171,279$157,748,159$0$157,748,159
231Clearview Investment Partners$220,255$155,749,794$1,732,538$157,482,332
232Chequers Financial Management LLC$869,779$141,784,812$12,166,034$153,950,846
233Financial Avengers, Inc.$225,351$146,432,817$7,031,108$153,463,925
234Empyrion Wealth Management, Inc.$327,095$151,315,077$129,896$151,444,973
235Simplifi, Inc.$321,229$151,298,732$0$151,298,732
236Alethea Capital Management, LLC$1,199,524$151,140,000$0$151,140,000
237Regal Wealth Group Inc.$295,959$150,939,343$0$150,939,343
238Avivar Capital, LLC$9,312,500$0$149,000,000$149,000,000
239JDH Wealth Management, LLC$560,346$146,213,953$36,238$146,250,191
240Baker & Associates$373,373$130,182,969$15,059,308$145,242,277
241Athena Investment Management$512,650$141,901,548$2,665,816$144,567,364
242Beverly Investment Advisors$1,028,686$41,625,780$102,390,319$144,016,099
243Gencap Portfolio Management$528,219$119,464,419$23,682,845$143,147,264
244Portfolio Advisors, Inc.$215,778$0$143,061,000$143,061,000
245Praetorian Guard$142,054$142,764,452$0$142,764,452
246Eliot Finkel Investment Counsel$675,366$141,151,538$0$141,151,538
247Pring Turner Capital Group$1,085,655$123,431,738$17,703,424$141,135,162
248Chamberlain Financial Planning & Wealth Management$1,531,522$7,800,000$133,100,000$140,900,000
249Betterwealth LLC$221,575$140,700,000$0$140,700,000
250NWK Group$601,060$140,648,082$0$140,648,082
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Showing 201 to 250 of 310 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified 1,937 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of November 1, 2017. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2016, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on December 11, 2017.


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