RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
201Bennicas & Associates$1,278,166$164,883,439$0$164,883,439
202Bell & Brown Wealth Advisors, LLC$450,704$145,000,000$15,000,000$160,000,000
203Wealth Analytics Partners, LLC$1,492,415$120,265,000$37,931,000$158,196,000
204Private Financial Counseling$280,975$158,189,115$0$158,189,115
205Shone Asset Management LLC$264,655$99,156,703$55,137,250$154,293,953
206Victus Capital Wealth$270,819$147,700,000$4,500,000$152,200,000
207Alethea Capital Management, LLC$1,143,988$147,574,505$0$147,574,505
208The Humphreys Group$1,584,969$147,402,092$0$147,402,092
209C-J Advisory, Inc.$197,597$147,012,475$0$147,012,475
210Sierra Asset Management$142,776$143,332,032$3,156,643$146,488,675
211Caves & Associates$583,922$137,314,223$6,330,706$143,644,929
212Sigdestad Financial, Inc.$296,908$142,812,886$0$142,812,886
213Berkson Asset Management, Inc.$1,034,001$15,044,508$126,613,605$141,658,113
214Athena Investment Management$503,626$137,745,906$3,269,351$141,015,257
215Aequitas Wealth Management$472,200$140,715,700$0$140,715,700
216Regal Wealth Group Inc.$520,556$140,550,000$0$140,550,000
217Baker & Associates$352,042$120,571,187$18,133,554$138,704,741
218Financial Avengers, Inc.$220,837$130,106,343$7,695,830$137,802,173
219Certified Planners, Inc.$177,627$136,529,709$243,203$136,772,912
220Financial Alternatives, Inc.$219,869$134,375,830$1,503,395$135,879,225
221Empyrion Wealth Management, Inc.$303,787$135,050,520$134,684$135,185,204
222Bradley & Company, LLC$121,077$88,300,000$46,580,000$134,880,000
223Praetorian Guard$122,748$134,654,971$0$134,654,971
224Pillar Wealth Management$326,369$133,485,000$0$133,485,000
225Morling Financial Advisors, LLC$288,206$133,439,401$0$133,439,401
226Fluent Wealth Partners$649,366$133,120,000$0$133,120,000
227NWK Group$587,715$132,823,564$0$132,823,564
228AWM Global Advisors$240,544$132,299,232$0$132,299,232
229Duckworth Wealth Advisors, Inc.$899,315$132,199,245$0$132,199,245
230Portfolio Advisors, Inc.$188,288$131,990,000$0$131,990,000
231Walpole Financial Advisors$396,052$131,885,452$0$131,885,452
232Ariadne Wealth Management, LLC$652,248$125,224,810$5,876,966$131,101,776
233Beverly Investment Advisors$850,859$35,744,210$94,437,275$130,181,485
234Private Capital Management, Inc.$416,415$70,439,188$56,983,893$127,423,081
235Aljian Capital Management$235,646$120,311,946$6,465,505$126,777,451
236TABR Capital Management$387,898$126,066,865$0$126,066,865
237Holbrook Global Strategies$1,575,000$126,000,000$0$126,000,000
238Jacobson & Breen Wealth Management$198,425$117,000,000$9,000,000$126,000,000
239Benningfield Financial Advisors$523,691$125,685,801$0$125,685,801
240Sheridan Capital Management$640,816$125,600,000$0$125,600,000
241Eliot Finkel Investment Counsel$608,617$125,375,041$0$125,375,041
242Garner Financial Management, Inc.$271,739$115,000,000$10,000,000$125,000,000
243Fairbanks Capital Management$581,921$115,378,030$9,152,973$124,531,003
244Inspired Financial$311,392$123,000,000$0$123,000,000
245Bergquist Wang$1,357,866$54,272,627$67,935,338$122,207,965
246Foothill Financial Advisors, Inc.$241,718$118,816,230$3,251,487$122,067,717
247Pathways Advisory Group, Inc.$164,587$0$121,958,827$121,958,827
248Clutinger Williams & Verhoye Inc$338,888$111,884,973$9,098,174$120,983,147
249Wilson & Boucher Capital Management, LLC$307,317$120,468,278$0$120,468,278
250Chamberlain Financial Planning & Wealth Management$1,576,556$7,100,000$111,141,716$118,241,716
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified 1,778 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of November 1, 2016. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2016, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on December 5, 2016.