RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
251Baker & Associates$424,194$149,103,088$16,756,598$165,859,686
252Eliot Finkel Investment Counsel$759,661$165,606,063$0$165,606,063
253Guardian Financial Partners, LLC$363,736$165,000,000$500,000$165,500,000
254Pathways Advisory Group, Inc.$194,843$0$165,226,665$165,226,665
255Wealth Analytics Partners, LLC$591,673$164,485,000$0$164,485,000
256Inspired Financial$389,952$163,000,000$0$163,000,000
257Walpole Financial Advisors$360,047$162,021,189$0$162,021,189
258Athena Investment Management$580,017$159,538,040$1,706,763$161,244,803
259Private Financial Counseling$275,453$160,589,352$0$160,589,352
260Cannon Beach Financial Advisors$235,035$107,021,489$53,507,159$160,528,648
261Lifesteps Financial$288,008$153,627,038$6,793,383$160,420,421
262Linda A. Barlow, CFP$269,136$152,443,515$7,692,582$160,136,097
263Alethea Capital Management, LLC$1,204,775$157,825,585$0$157,825,585
264Hamilton Wealth, LLC$466,866$131,300,000$25,100,000$156,400,000
265NWK Group$617,755$156,291,998$0$156,291,998
266Measured Risk Portfolios$327,095$151,288,969$4,735,136$156,024,105
267Benningfield Financial Advisors$571,264$154,812,438$0$154,812,438
268Tax Efficient Asset Management Solution, Inc.$242,997$154,545,832$0$154,545,832
269Avivar Capital, LLC$21,928,571$0$153,500,000$153,500,000
270Clearview Investment Partners$216,427$150,813,253$1,767,894$152,581,147
271Empyrion Wealth Management, Inc.$1,899,419$151,815,823$137,664$151,953,487
272TTP Investments, Inc.$257,353$151,323,296$0$151,323,296
273Sharper & Granite LLC$489,450$151,240,000$0$151,240,000
274Up Capital Management, Inc.$667,483$71,325,895$78,857,757$150,183,652
275Manhattan West Asset Management, LLC$457,608$144,763,281$5,332,266$150,095,547
276Cardinal Point Wealth Management, LLC$469,717$149,749,879$89,908$149,839,787
277Reed & Ball, Inc.$335,789$149,426,112$0$149,426,112
278Aljian Capital Management$261,687$142,400,000$6,500,000$148,900,000
279Westshore Wealth$656,679$142,191,446$6,218,094$148,409,540
280New Market Wealth Management, LLC$595,747$148,341,095$0$148,341,095
281Moler Capital Management$514,392$148,144,878$0$148,144,878
282Certified Planners, Inc.$208,146$147,496,754$286,723$147,783,477
283Garner Financial Management, Inc.$331,145$138,627,595$9,062,953$147,690,548
284Catalina Capital Group, LLC$958,758$137,695,456$9,953,214$147,648,670
285Spectrum Financial Management$1,137,416$141,211,698$5,514,957$146,726,655
286Pring Turner Capital Group$473,753$126,542,835$19,846,875$146,389,710
287Napa Wealth Management$300,981$145,674,856$0$145,674,856
288Elmwood Wealth Management$308,986$139,558,171$5,047,206$144,605,377
289Wilson & Boucher Capital Management, LLC$344,760$142,385,825$0$142,385,825
290South Bay Financial Partners$678,643$0$141,836,408$141,836,408
291Womack Wealth Management, Inc.$426,692$139,807,947$1,853,703$141,661,650
292Carlsbad Wealth Advisory Group, Inc.$177,433$141,591,399$0$141,591,399
293Stewart Wealth Management, Inc.$168,101$122,867,407$18,337,324$141,204,731
294TABR Capital Management$234,012$140,641,115$0$140,641,115
295Pillar Wealth Management, LLC$1,189,453$139,166,000$0$139,166,000
296Davis & Seiley Wealth Management, Inc.$213,729$137,000,000$0$137,000,000
297Investor's Capital Management$314,677$130,003,868$6,880,621$136,884,489
298WWM Financial$145,774$121,764,102$14,971,922$136,736,024
299Mission Creek Capital Partners, Inc.$395,675$136,112,073$0$136,112,073
300GW Financial$904,115$119,650,000$14,159,000$133,809,000
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Showing 251 to 300 of 343 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,172 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2018. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2017, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 11, 2018.


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