RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
251Westshore Wealth$569,859$132,513,237$5,962,430$138,475,667
252Benningfield Financial Advisors$551,062$138,316,618$0$138,316,618
253Pathways Advisory Group, Inc.$168,661$0$138,133,100$138,133,100
254Foothill Financial Advisors, Inc.$252,935$131,334,852$6,261,933$137,596,785
255Certified Planners, Inc.$188,701$136,714,068$849,278$137,563,346
256Up Capital Management, Inc.$591,338$137,190,502$0$137,190,502
257Fluent Wealth Partners$262,163$136,324,800$0$136,324,800
258TTP Investments, Inc.$247,286$135,265,294$0$135,265,294
259Altamont Wealth Management, Inc.$1,903,522$0$135,150,080$135,150,080
260Cardinal Point Wealth Management, LLC$447,726$133,870,000$0$133,870,000
261Pillar Wealth Management, LLC$378,604$133,268,464$0$133,268,464
262Inspired Financial$1,266,667$133,000,000$0$133,000,000
263Private Capital Management, Inc.$484,482$89,603,388$42,660,162$132,263,550
264Moler Capital Management$490,081$130,851,509$0$130,851,509
265Garner Financial Management, Inc.$286,555$122,458,670$7,350,634$129,809,304
266Bergquist Wang$1,472,262$51,282,926$78,276,173$129,559,099
267Casilio Leitch Investments$450,227$129,215,009$0$129,215,009
268Sharper & Granite LLC$458,929$128,500,000$0$128,500,000
269Spectrum Financial Management$987,241$122,511,950$4,842,125$127,354,075
270Aljian Capital Management$240,801$121,040,988$5,620,295$126,661,283
271Hearthstone | Private Wealth Management$340,884$125,855,242$272,002$126,127,244
272Elmwood Wealth Management$280,703$125,632,565$122,205$125,754,770
273TABR Capital Management$213,634$125,616,584$0$125,616,584
274Womack Wealth Management, Inc.$435,148$125,322,557$0$125,322,557
275Wilson & Boucher Capital Management, LLC$314,692$124,618,079$0$124,618,079
276Integral Financial Solutions, LLC$451,524$123,265,997$0$123,265,997
277Clutinger Williams & Verhoye Inc$361,034$112,450,418$10,662,343$123,112,761
278Reis Investment Management, Inc.$2,320,189$122,970,000$0$122,970,000
279Cannon Beach Financial Advisors$191,501$100,367,542$20,660,787$121,028,329
280South Bay Financial Partners$845,342$330,476$120,553,446$120,883,922
281Carlsbad Wealth Advisory Group, Inc.$144,901$120,412,958$0$120,412,958
282Dobson Asset Management$813,251$117,546,330$2,814,805$120,361,135
283Davis & Seiley Wealth Management, Inc.$203,175$113,235,797$7,044,000$120,279,797
284Triad Investment Management$1,669,255$120,186,341$0$120,186,341
285Sage Stone Wealth Management LLC$437,778$113,500,000$4,700,000$118,200,000
286JLFranklin Wealth Planning$567,081$115,117,471$0$115,117,471
287Napa Wealth Management$251,580$114,469,037$0$114,469,037
288Allstreet Capital LLC$356,056$103,093,519$11,200,372$114,293,891
289Gasber Financial Advisors, Inc$304,027$112,793,843$0$112,793,843
290Brentwood Advisory Group, LLC$377,290$112,432,499$0$112,432,499
291Haydel, Biel & Associates$114,286$112,000,000$0$112,000,000
292Union Financial Partners, San Francisco, Inc.$850,844$99,119,741$12,340,785$111,460,526
293Holbrook Global Strategies$1,375,000$110,000,000$0$110,000,000
294Investor's Capital Management$270,831$103,727,337$5,417,748$109,145,085
295Clay Northam Wealth Management$108,265$107,503,000$1,628,000$109,131,000
296Castle Wealth Planning$1,017,518$108,874,391$0$108,874,391
297GW Financial$737,118$95,597,466$12,021,799$107,619,265
298Hutchinson & Ziegler Financial Advisors, Inc.$451,059$105,269,112$2,082,989$107,352,101
299Topturn Capital, LLC$463,991$84,593,000$21,661,000$106,254,000
300Hillegas Advisory Services, Inc.$394,966$101,030,264$3,240,795$104,271,059
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified 1,937 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of November 1, 2017. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2016, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on December 11, 2017.


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