RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Financial Engines Advisors$118,298$138,000,000,000$0$138,000,000,000
2Kayne Anderson Rudnick Investment Management$656,686$10,720,302,256$2,054,860,318$12,775,162,574
3Litman Gregory Asset Management, LLC$4,057,818$1,382,733,254$3,515,053,238$4,897,786,492
4Seven Post Private Investment Office$7,515,481$3,948,625,255$214,951,428$4,163,576,683
5Index Fund Advisors, Inc.$496,244$2,861,063,293$208,703,343$3,069,766,636
6The Golub Group$523,634$1,362,126,705$43,830,696$1,405,957,401
7Reilly Financial Advisors$201,288$1,111,460,874$63,256,231$1,174,717,105
8FundX Investment Group, LLC$1,257,353$867,573,890$0$867,573,890
9Telos Capital Management$375,765$455,735,848$67,252$455,803,100
10Balboa Wealth Partners, Inc.$1,324,910$87,000,000$280,000,000$367,000,000
11Alpha & Omega$4,696$206,142,000$155,310,000$361,452,000
12Cheviot Value Management$384,991$327,627,754$0$327,627,754
13Financial Designs Corporation$268,698$246,487,093$78,099,623$324,586,716
14Epsilon Financial Group, Inc.$931,343$300,823,743$0$300,823,743
15Harold Davidson & Associates Inc$445,675$287,014,899$0$287,014,899
16Shone Asset Management LLC$247,793$206,042,236$6,316,198$212,358,434
17Baker, Brose & Mitsutome Wealth Management LLC$326,568$177,000,000$0$177,000,000
18Sierra Asset Management$162,250$159,761,037$2,813,287$162,574,324
19Linda A. Barlow, CFP$258,176$149,376,072$12,500,000$161,876,072
20Wilsey Asset Management Incorporated$171,279$157,748,159$0$157,748,159
21Simplifi, Inc.$321,229$151,298,732$0$151,298,732
22Regal Wealth Group Inc.$295,959$150,939,343$0$150,939,343
23Chamberlain Financial Planning & Wealth Management$1,531,522$7,800,000$133,100,000$140,900,000
24Foothill Financial Advisors, Inc.$252,935$131,334,852$6,261,933$137,596,785
25Certified Planners, Inc.$188,701$136,714,068$849,278$137,563,346
26Cardinal Point Wealth Management, LLC$447,726$133,870,000$0$133,870,000
27Carlsbad Wealth Advisory Group, Inc.$144,901$120,412,958$0$120,412,958
28Davis & Seiley Wealth Management, Inc.$203,175$113,235,797$7,044,000$120,279,797
29Napa Wealth Management$251,580$114,469,037$0$114,469,037
30GW Financial$737,118$95,597,466$12,021,799$107,619,265
31Pacific Financial Strategies, Inc$157,020$101,591,680$0$101,591,680

Showing 1 to 31 of 31 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified 1,937 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of November 1, 2017. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2016, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on December 11, 2017.

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