RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Personal Capital Advisors Corporation$354,243$4,037,663,246$0$4,037,663,246
2Westmount Asset Management$616,215$2,078,654,707$55,913,751$2,134,568,458
3Pure Financial Advisors, Inc.$208,786$1,689,990,002$13,912,450$1,703,902,452
4Brouwer & Janachowski, LLC$849,084$1,417,971,000$0$1,417,971,000
5Ashfield Capital Partners$3,457,736$1,115,303,564$288,537,172$1,403,840,736
6Parallel Advisors$264,275$1,377,402,531$0$1,377,402,531
7Baker Avenue Asset Management, LP$850,603$863,382,787$291,735,748$1,155,118,535
8Raub Brock Capital Management, LP$260,067$877,627,261$122,849,435$1,000,476,696
9California Financial Advisors$402,071$655,885,773$305,868,325$961,754,098
10Veris Wealth Partners$544,813$820,500,606$137,280,829$957,781,435
11Laurel Wealth Advisors, Inc.$228,580$593,024,189$271,920,950$864,945,139
12Private Asset Management Inc$528,261$826,200,000$0$826,200,000
13Eclectic Associates, Inc.$281,681$587,385,169$98,788,865$686,174,034
14Towneley Capital Management$1,975,315$612,347,724$0$612,347,724
15Christopher Weil & Co., Inc.$501,587$528,036,584$40,763,336$568,799,920
16Bedell Frazier Investment Counselling.$1,132,170$454,000,000$0$454,000,000
17Greenleaf & Burleson Wealth Management$510,231$369,554,464$67,713,642$437,268,106
18Quantum Capital Management$1,913,024$393,812,631$30,878,618$424,691,249
19Sitrin Capital Management, LLC$609,760$341,000,000$15,100,000$356,100,000
20John W. Brooker & Co., CPAs, PC$720,951$353,987,001$0$353,987,001
21Watermark Asset Management, Inc.$333,864$345,883,475$0$345,883,475
22Osher Van De Voorde Investment Management$931,034$270,000,000$0$270,000,000
23WFA Wealth Managers$365,223$238,066,175$28,546,608$266,612,783
24Stevens First Principles Investment Advisors$531,192$256,034,375$0$256,034,375
25Lowder Brian D Inc$414,311$251,124,702$362,118$251,486,820
26American Money Management$224,932$233,292,155$5,361,101$238,653,256
27Trinity Capital Management$357,461$228,562,734$8,791,368$237,354,102
28Wealth Quest Partners$381,113$229,810,910$0$229,810,910
29WP Advisors$304,619$215,289,382$13,175,007$228,464,389
30Pennington Financial Group$401,531$226,153,090$310,313$226,463,403
31Lighthouse Financial Services Inc$293,339$226,457,350$0$226,457,350
32NBS Financial Services, Inc.$463,741$220,606,262$3,844,458$224,450,720
33Asset Planning, Inc$336,268$218,874,532$1,381,319$220,255,851
34Curran & Lewis Investment Management, Inc.$1,217,839$205,409,025$5,277,208$210,686,233
35Regatta Capital Group$152,460$140,610,860$69,326,171$209,937,031
36Personal Financial Consultants, Inc.$855,857$177,550,145$9,026,711$186,576,856
37Concord Investment Counsel$319,661$163,389,886$4,112,651$167,502,537
385TQ Capital, LLC$655,591$163,242,238$0$163,242,238
39Financial Avengers, Inc.$225,351$146,432,817$7,031,108$153,463,925
40Avivar Capital, LLC$9,312,500$0$149,000,000$149,000,000
41Gencap Portfolio Management$528,219$119,464,419$23,682,845$143,147,264
42Portfolio Advisors, Inc.$215,778$0$143,061,000$143,061,000
43Praetorian Guard$142,054$142,764,452$0$142,764,452
44NWK Group$601,060$140,648,082$0$140,648,082
45Pring Turner Capital Group$453,614$118,385,294$19,513,503$137,898,797
46Up Capital Management, Inc.$591,338$137,190,502$0$137,190,502
47Inspired Financial$1,266,667$133,000,000$0$133,000,000
48Garner Financial Management, Inc.$286,555$122,458,670$7,350,634$129,809,304
49Casilio Leitch Investments$450,227$129,215,009$0$129,215,009
50Aljian Capital Management$240,801$121,040,988$5,620,295$126,661,283
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified 1,906 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2017. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2017, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June 5, 2017.