RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Regatta Research & Money Management$77,105$106,031,258$5,694,292$111,725,550
2Crescent Sterling Ltd.$386,288$128,271,266$29,334,372$157,605,638
3FPL Capital Management$366,625$183,394,213$117,238,310$300,632,523
4Dent Asset Management$404,396$184,000,000$0$184,000,000
5Asset Planning Services Inc$422,917$213,159,362$34,669,961$247,829,323
6Adkins Seale Capital Management$778,985$235,088,665$11,070,490$246,159,155
7Crescent Capital Consulting$883,561$256,131,337$261,635,610$517,766,947
8Billeaud Capital Management, LLC$337,146$330,402,985$0$330,402,985
9Delta Financial Advisors$540,181$346,930,940$49,021,858$395,952,798
10Resource Management$2,243,975$953,689,580$0$953,689,580

Showing 1 to 10 of 10 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified 1,937 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of November 1, 2017. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2016, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on December 11, 2017.