RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Paul Comstock Partners$13,857,380$0$2,147,893,910$2,147,893,910
2Warwick Partners$1,108,227$0$733,646,000$733,646,000
3David M. Lee, P.C.$6,988,203$0$391,339,361$391,339,361
4Monticello Wealth Management, LLC$997,636$0$256,392,468$256,392,468
5Pauley Financial$233,118$5,525,546$124,321,268$129,846,814
6Halbert Wealth Management, Inc$174,413$11,929,901$108,240,905$120,170,806
7Kings Path Partners LLC$7,583,395$54,215,924$408,371,199$462,587,123
8Snider Advisors$289,525$66,557,060$48,674,007$115,231,067
9Saddock Wealth$740,113$78,100,000$52,900,000$131,000,000
10Financial Life Advisors$279,585$92,844,782$19,268,792$112,113,574
11Daniels & Erickson Financial Advisors, LLC$839,169$92,861,339$35,531,582$128,392,921
12Mosaic Advisors LLC$909,304$93,330,681$65,797,476$159,128,157
13Semita Asset Management$357,143$100,000,000$0$100,000,000
14Eubank, Hutson & Associates, LLC$210,932$103,154,486$4,842,894$107,997,380
15Mills Wealth Advisors, LLC$512,791$103,838,113$11,027,015$114,865,128
16Parkstone Wealth Management, LLC$1,130,997$105,182,680$0$105,182,680
17Eggerss Capital Management$300,002$105,300,868$0$105,300,868
18Game Plan Advisors, Inc.$141,991$107,203,063$0$107,203,063
19Equistar Wealth Management LLC$671,348$107,415,641$0$107,415,641
20Meridian Wealth Advisors, LLC$384,393$110,100,000$22,900,000$133,000,000
21Focus Wealth Advisors$1,111,111$115,000,000$15,000,000$130,000,000
22Concorde Investment Management$1,485,633$115,058,121$45,390,269$160,448,390
23TL Private Wealth$378,266$116,104,276$15,154,195$131,258,471
24LD Lowe Wealth Advisory$132,384$116,630,059$0$116,630,059
25Trinity Legacy Partners, LLC$303,045$117,581,588$0$117,581,588
26The Personal Wealth Coach$166,852$119,582,215$6,724,609$126,306,824
27Riverstone Advisors, LLC$753,221$124,281,537$0$124,281,537
28Heritage Wealth Management$301,613$125,169,434$0$125,169,434
29Bonner & Smith$166,267$128,025,764$0$128,025,764
30J.E. Simmons & Co., P.C.$264,961$132,745,529$0$132,745,529
31Stone Asset Management, Inc.$269,823$136,530,558$0$136,530,558
32Barnett Financial, Inc.$335,712$136,867,284$5,474,681$142,341,965
33Bell Wealth Management Inc.$1,018,514$143,640,000$7,100,000$150,740,000
34Paragon Financial Advisors$266,355$144,716,000$713,565$145,429,565
35Cultivar Capital, Inc.$243,068$146,083,582$0$146,083,582
36Stegent Equity Advisors Inc.$435,613$151,100,000$1,800,000$152,900,000
37Haven Wealth Group$360,563$151,436,486$0$151,436,486
38M.C. Byrd Wealth Management, LLC$393,952$152,993,427$51,073,674$204,067,101
39Simplyrich$819,745$154,112,051$0$154,112,051
40Parker Financial Advisors$588,437$154,170,486$0$154,170,486
41Grunden Financial Advisory, Inc.$237,546$154,404,930$0$154,404,930
42Camden Wealth Advisors LLC$440,587$156,025,408$1,704,885$157,730,293
43Snowcap Capital Management$9,215,025$156,655,421$0$156,655,421
44Heritage Financial Planning$325,123$157,684,581$0$157,684,581
45Fuller Wealth Management, LLC$533,333$160,000,000$0$160,000,000
46Lifeway Financial Corporation$444,651$160,519,035$0$160,519,035
47Trinity Portfolio Advisors$235,687$163,375,002$40,494,203$203,869,205
48Chessman Wealth Strategies$134,305$164,104,837$14,924,156$179,028,993
49Fortiter Wealth Management$1,068,606$169,696,421$4,486,283$174,182,704
50Paratus Financial, Inc.$647,400$170,097,779$1,307,915,921$1,478,013,700
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Showing 1 to 50 of 114 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified 1,937 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of November 1, 2017. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2016, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on December 11, 2017.