RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Paratus Financial, Inc.$647,400$170,097,779$1,307,915,921$1,478,013,700
2Century Management$1,191,505$1,416,699,257$0$1,416,699,257
3True North Advisors$2,728,724$1,123,511,913$8,908,397$1,132,420,310
4SFMG Wealth Advisors$299,656$1,024,861,708$27,828,627$1,052,690,335
5Warwick Partners$1,108,227$0$733,646,000$733,646,000
6Adell Harriman & Carpenter$533,045$623,129,855$0$623,129,855
7McGowan Group Asset Management$331,665$593,411,663$14,199,198$607,610,861
8Sather Financial Group, Inc.$518,183$441,465,032$39,927,366$481,392,398
9Richard P. Slaughter Associates, Inc.$391,720$403,721,366$29,129,415$432,850,781
10Whitley Penn Financial, LLP$224,082$357,291,586$38,213,322$395,504,908
11Insight Wealth Partners$801,319$364,100,000$500,000$364,600,000
12Early McClintic & McMillan, LLP$392,160$191,723,840$142,396,827$334,120,667
13New Capital Management, LP$3,792,683$240,000,000$71,000,000$311,000,000
14Lauterbach Financial Advisors, LLC$406,647$272,738,363$4,188,250$276,926,613
15Carter Asset Management, Inc.$528,086$255,065,681$0$255,065,681
16Clintsman Financial Planning$272,759$252,029,475$0$252,029,475
17Trinity Portfolio Advisors$235,687$163,375,002$40,494,203$203,869,205
18Heritage Financial Planning$325,123$157,684,581$0$157,684,581
19Snowcap Capital Management$9,215,025$156,655,421$0$156,655,421
20Paragon Financial Advisors$266,355$144,716,000$713,565$145,429,565
21Stone Asset Management, Inc.$269,823$136,530,558$0$136,530,558
22Heritage Wealth Management$301,613$125,169,434$0$125,169,434
23Mills Wealth Advisors, LLC$512,791$103,838,113$11,027,015$114,865,128

Showing 1 to 23 of 23 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified 1,937 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of November 1, 2017. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2016, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on December 11, 2017.

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