RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1South Texas Money Management, Ltd.$968,774$2,742,844,139$16,222,895$2,759,067,034
2Patriot Wealth Management, Inc.$816,425$1,283,785,000$167,003,000$1,450,788,000
3Howard Financial Services, Ltd.$569,046$460,737,220$330,236,295$790,973,515
4Beaird Harris$464,601$742,968,018$44,066,649$787,034,667
5Austin Asset$334,680$633,549,219$0$633,549,219
6Cypress Wealth Management$2,350,000$400,000,000$117,000,000$517,000,000
7Venturi Wealth Management, LLC$1,094,002$494,438,041$14,273,022$508,711,063
9Vicar Capital Advisors$860,360$1,048,995$380,090,517$381,139,512
10FCA Corp$706,075$314,187,740$57,914,028$372,101,768
11KMH Wealth Management$347,805$269,000,000$16,200,000$285,200,000
12LBJ Family Wealth Advisors, Ltd.$4,116,418$269,500,000$6,300,000$275,800,000
13Pin Oak Investment Advisors Inc$571,429$264,000,000$0$264,000,000
14Beck Capital Management$306,712$253,650,746$0$253,650,746
15Beacon Financial Advisors Ltd$350,412$206,386,155$3,160,036$209,546,191
16Efficient Wealth Management, LLC$269,052$200,712,995$0$200,712,995
17Horizon Advisors$415,518$179,454,308$19,578,689$199,032,997
18Waterway Wealth Management$255,210$188,855,033$0$188,855,033
19Relevance Capital Management$730,516$176,784,750$0$176,784,750
20Garner Asset Management Corporation$593,080$170,800,000$600,000$171,400,000
21Concorde Investment Management$1,403,572$98,199,501$49,175,601$147,375,102
22Bell Wealth Management Inc.$1,000,746$128,000,000$6,100,000$134,100,000
23Silicon Hills Wealth Management$257,938$125,100,000$0$125,100,000
24Bonner & Smith$161,482$123,533,797$0$123,533,797
25Saddock Wealth$17,028,571$55,100,000$64,100,000$119,200,000
26J.E. Simmons & Co., P.C.$242,347$117,780,868$0$117,780,868
27The Personal Wealth Coach$149,364$113,453,193$63,484$113,516,677

Showing 1 to 27 of 27 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified 1,778 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of November 1, 2016. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2016, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on December 5, 2016.