RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Tolleson Private Wealth Management$1,573,824$4,738,755,871$177,869,829$4,916,625,700
2RGT Wealth Advisors$882,097$3,612,228,620$239,008,984$3,851,237,604
4Lee Financial Company$637,966$1,007,241,665$7,761,534$1,015,003,199
5Durbin Bennett Private Wealth Management, LLC$907,933$845,583,756$20,584,280$866,168,036
6Tanglewood Total Wealth Management, Inc.$823,219$838,860,314$0$838,860,314
7Diesslin Group, Inc.$433,040$543,010,497$239,492,982$782,503,479
8The Financial Advisory Group, Inc.$438,164$771,168,901$0$771,168,901
9Galapagos Partners, L.P.$24,842,769$264,397,959$480,885,122$745,283,081
10Venturi Wealth Management, LLC$1,115,846$621,285,000$10,284,000$631,569,000
11Financial Synergies$582,363$569,058,270$8,646,031$577,704,301
12Sequent Asset Management, LLC$1,267,137$328,608,477$230,198,919$558,807,396
13Sloan Wealth Management$1,948,283$505,476,225$1,077,277$506,553,502
14Briaud Financial Advisors$279,888$502,723,128$3,033,819$505,756,947
15David M. Lee, P.C.$6,988,203$0$391,339,361$391,339,361
16PartnersInWealth, Inc$662,190$207,391,258$156,151,056$363,542,314
17Wealthstar Advisors, LLC$184,974$349,600,000$0$349,600,000
18Goodman Financial Corporation$1,527,676$326,922,667$0$326,922,667
19WJ Interests, LLC$407,161$273,612,000$0$273,612,000
20Monticello Wealth Management, LLC$997,636$0$256,392,468$256,392,468
21HFG Wealth Management$291,317$255,193,287$0$255,193,287
22The Goff Financial Group$518,116$213,937,293$12,997,648$226,934,941
23QuadCap Wealth Management$340,305$208,365,070$6,707,488$215,072,558
24T.O.S. Advisors$4,657,289$209,578,000$0$209,578,000
25Clear Rock Advisors, LLC$701,530$195,727,000$0$195,727,000
26The Watchman Group, Inc.$429,844$187,411,988$0$187,411,988
27Fortiter Wealth Management$1,068,606$169,696,421$4,486,283$174,182,704
28Lifeway Financial Corporation$444,651$160,519,035$0$160,519,035
29Mosaic Advisors LLC$909,304$93,330,681$65,797,476$159,128,157
30Camden Wealth Advisors LLC$440,587$156,025,408$1,704,885$157,730,293
31Parker Financial Advisors$588,437$154,170,486$0$154,170,486
33Cultivar Capital, Inc.$243,068$146,083,582$0$146,083,582
34Barnett Financial, Inc.$335,712$136,867,284$5,474,681$142,341,965
35Meridian Wealth Advisors, LLC$384,393$110,100,000$22,900,000$133,000,000
36Pauley Financial$233,118$5,525,546$124,321,268$129,846,814
37Daniels & Erickson Financial Advisors, LLC$839,169$92,861,339$35,531,582$128,392,921
38Riverstone Advisors, LLC$753,221$124,281,537$0$124,281,537
39Equistar Wealth Management LLC$671,348$107,415,641$0$107,415,641
40Parkstone Wealth Management, LLC$1,130,997$105,182,680$0$105,182,680
41Semita Asset Management$357,143$100,000,000$0$100,000,000

Showing 1 to 41 of 41 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified 1,937 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of November 1, 2017. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2016, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on December 11, 2017.


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