RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
# of employees
Avg. discretionary account AUM
Average non-discretionary account AUM
Avg. account AUM
|Rank||Business Name||Avg. account AUM||Discretionary AUM||Non-discretionary AUM||Total AUM|
|1||Tci Wealth Advisors Inc.||$772,273||$995,880,756||$4,212,578||$1,000,093,334|
|2||Total Investment Management Inc.||$243,551||$616,426,800||N/A||$616,426,800|
|3||Versant Capital Management Inc.||$6,552,446||$366,227,342||$46,576,784||$412,804,126|
|4||Windsor Capital Management LLC||$361,500||$368,007,091||N/A||$368,007,091|
|5||KeatsConnelly And Associates LLC||$609,128||$261,260,944||$12,846,754||$274,107,698|
|6||Pacwest Financial Management Inc.||$469,153||$232,699,679||N/A||$232,699,679|
|7||Oxford Investment Partners LLC||$575,097||$213,105,335||$10,607,548||$223,712,883|
|8||Hatton Consulting Inc.||$365,412||$174,301,420||N/A||$174,301,420|
|9||Your Source Financial||$346,572||$135,192,239||$33,935,067||$169,127,306|
|10||Watts Gwilliam & Company LLC||$209,699||$157,865,000||$5,700,000||$163,565,000|
|11||Brotherton Investment Consultants LLC||$236,749||$151,755,926||N/A||$151,755,926|
|12||Pathlight Investors LLC||$364,734||$93,756,657||$57,972,780||$151,729,437|
|13||Envision Capital Management Ltd||$431,462||$138,930,622||N/A||$138,930,622|
|14||Tmd & Associates Inc.||$273,508||$126,783,797||$11,064,422||$137,848,219|
|15||Wealth Management InternationalLtd.||$122,049||$112,553,391||$24,873,248||$137,426,639|
|16||Camden Financial Management Inc.||$554,583||$134,209,155||N/A||$134,209,155|
|17||Barnes Investment Advisory Inc.||$955,592||$132,827,277||N/A||$132,827,277|
|18||Capital West Partners LLC||$240,791||$113,131,287||$9,912,770||$123,044,057|
|19||Raskob Kambourian Financial Advisors Ltd||$240,141||$26,078,375||$93,992,044||$120,070,419|
|21||Vigilare Wealth Management LLC||$495,745||$101,084,798||$543,000||$101,627,798|
|22||Sage Financial Advisors Inc.||$337,144||$100,805,940||N/A||$100,805,940|
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Data.
Reprints: For reprints of these rankings, please contact Laura Picariello.
*Methodology: InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of November 1, 2012. To qualify, a firm must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2012, (2) total AUM is at least $100M, (3) no employees are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.