RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Mozaic$28,115,856$0$1,630,719,653$1,630,719,653
2Financial Clarity, Inc.$41,531,839$0$1,287,487,000$1,287,487,000
3Cardiff Park Advisors$710,313$0$1,034,925,745$1,034,925,745
4Dan Goldie Financial Services$2,220,950$0$721,808,588$721,808,588
5Acacia Wealth Advisors$5,001,459$0$645,188,180$645,188,180
6Anodos Advisors$1,796,264$0$366,437,800$366,437,800
7Polaris Financial Services, Inc.$234,979$0$261,297,046$261,297,046
8Arterburn and Watters, LLP$1,032,864$0$220,000,000$220,000,000
9Portfolio Advisors, Inc.$215,478$0$142,000,000$142,000,000
10Allovest Advisory Services$134,013,698$0$134,013,698$134,013,698
11Pathways Advisory Group, Inc.$182,680$0$123,308,731$123,308,731
12Ohana Advisors$69,192,751$4,255,265$826,057,746$830,313,011
13Chamberlain Financial Planning & Wealth Management$1,497,531$8,000,000$113,300,000$121,300,000
14Vernal Point Advisors$5,662,520$15,652,719$131,572,795$147,225,514
15MKKS Investment Advisory Services, Inc$1,952,906$15,910,972$218,437,751$234,348,723
16Berkson Asset Management, Inc.$1,120,874$18,230,943$126,361,756$144,592,699
17Integral Investment Advisors, Inc.$241,632$29,653,875$158,093,868$187,747,743
18Beverly Investment Advisors$953,501$36,737,479$95,799,161$132,536,640
19Bergquist Wang$1,394,190$55,554,761$75,499,088$131,053,849
20Matrix Planning Inc$363,846$63,730,839$45,059,105$108,789,944
21Private Capital Management, Inc.$393,323$67,529,967$58,333,353$125,863,320
22Paragon Financial Partners$399,698$69,248,000$56,657,000$125,905,000
23Sagent Wealth Management$301,370$80,000,000$30,000,000$110,000,000
24Long-Term Solutions, LLC$291,819$90,128,000$21,055,000$111,183,000
25Sage Stone Wealth Management Llc$380,702$95,900,000$12,600,000$108,500,000
26Millennium Investment Services$297,178$96,755,166$15,578,203$112,333,369
27Regatta Capital Group$143,094$97,288,051$53,389,705$150,677,756
28Vintage West Capital Management$881,481$100,000,000$138,000,000$238,000,000
29Monograph Wealth Advisors$1,953,704$101,592,589$0$101,592,589
30TTP Investments$243,143$102,363,265$0$102,363,265
31Dedicated Capital Advisors$1,325,763$103,409,535$0$103,409,535
32Investor's Capital Management$260,639$104,645,288$2,998,503$107,643,791
33Castle Wealth Planning$998,638$104,856,977$0$104,856,977
34Jacobson & Breen Wealth Management$224,172$106,500,000$8,500,000$115,000,000
35Walpole Financial Advisors$346,789$108,891,611$0$108,891,611
36The Portola Group Inc$444,075$109,265,620$6,193,931$115,459,551
37Inspired Financial$309,859$110,000,000$0$110,000,000
38Pacific Financial Strategies, Inc$168,674$111,156,423$0$111,156,423
39Banta Asset Management LP$288,885$111,220,847$0$111,220,847
40Foothill Financial Advisors, Inc.$249,124$113,187,880$3,153,111$116,340,991
41Aljian Capital Management$231,439$114,400,000$7,800,000$122,200,000
42Garner Financial Management, Inc.$271,739$115,000,000$10,000,000$125,000,000
43Spectrum Financial Management$921,067$115,120,583$4,618,149$119,738,732
44Reed & Ball, Inc.$266,163$115,248,731$0$115,248,731
45Westend Capital Management.$582,833$118,897,967$0$118,897,967
46Sigdestad Financial, Inc.$283,736$119,736,723$0$119,736,723
47Parkshore Wealth Management$178,613$120,102,935$8,677,142$128,780,077
48Baker & Associates$359,341$121,604,275$15,304,744$136,909,019
49Moler Capital Management$486,487$121,621,807$0$121,621,807
50Financial Alternatives, Inc.$262,299$121,672,212$1,608,361$123,280,573
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1. To qualify, firms must have met the following criteria: (1) Latest ADV filing date is either on or after Jan. 1, 2014. (2) Total AUM is at least $100M. (3) Does not have employees who are registered representatives of a broker-dealer. (4) Provided investment advisory services to clients during its most recently completed fiscal year. (5) No more than 50% of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies). (6) No more than 25% of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants). (7) No more than 25% of regulatory assets under management is attributable to corporations or other businesses. (8) Does not receive commissions. (9) Provides financial planning services. (10) Is not actively engaged in business as a broker-dealer (registered or unregistered). (11) Is not actively engaged in business as a registered representative of a broker-dealer. (12) Has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.