RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Baker Street Advisors$3,756,708$0$4,200,000,000$4,200,000,000
2Mozaic$32,113,228$0$1,348,755,581$1,348,755,581
3Financial Clarity Inc.$37,328,516$0$1,157,184,000$1,157,184,000
4Ohana Advisors$65,391,667$0$784,700,000$784,700,000
5Acacia Wealth Advisors$5,047,934$0$595,656,202$595,656,202
6Dan Goldie Financial Services$600,051$0$582,049,494$582,049,494
7Cardiff Park Advisors$2,499,113$0$572,296,870$572,296,870
8Anodos Advisors$1,927,224$0$283,301,862$283,301,862
9Wiiken & Gorman$301,205$0$250,000,000$250,000,000
10Fiduciary Investment Council$2,571,821$0$244,323,000$244,323,000
11Harold Davidson & Associates Inc.$437,060$0$218,530,117$218,530,117
12Arterburn and Watters$2,910,776$0$195,022,000$195,022,000
13Personal Financial Consultants Inc.$213,034$0$159,775,538$159,775,538
14Portfolio Advisors Inc.$202,441$0$123,489,000$123,489,000
15Conservative Wealth Management$910,676$0$120,209,209$120,209,209
16Lowery Thomas$257,986$0$105,258,233$105,258,233
17Pathways Advisory Group Inc.$153,030$0$101,765,000$101,765,000
18Berkson Asset Management Inc.$951,250$13,322,733$100,827,238$114,149,971
19Integral Investment Advisors Inc.$259,882$35,706,891$119,962,268$155,669,159
20Regatta Capital Group$103,621$45,323,166$59,437,319$104,760,485
21Bergquist Wang$1,254,801$51,848,160$79,905,919$131,754,079
22Beverly Investment Advisors$899,161$54,602,373$78,473,417$133,075,790
23Matrix Planning Inc.$316,449$59,244,847$42,651,779$101,896,626
24Cannon Beach Consultants Inc.$126,637$64,369,424$48,844,075$113,213,499
25MKKS Investment Advisory Services Inc.$2,643,705$71,116,205$153,598,731$224,714,936
26Topturn Capital$498,515$72,465,443$27,736,039$100,201,482
27Daniel Wealth Advisors$325,466$72,600,000$32,200,000$104,800,000
28Clelland & Co. Inc.$1,774,693$75,834,554$186,820,020$262,654,574
29MKT Advisors$304,913$90,000,000$121,000,000$211,000,000
30Reed & Ball Inc.$234,366$93,822,832$6,485,748$100,308,580
31Financial Avengers Inc.$163,935$93,825,211$6,338,815$100,164,026
32Parkshore Wealth Management$183,576$97,487,422$2,561,732$100,049,154
33Sagent Wealth Management$160,000$100,000,000$20,000,000$120,000,000
34Baker & Associates$270,606$100,477,000$14,801,000$115,278,000
35Eliot Finkel Investment Counsel$589,019$100,722,307$0$100,722,307
36Westend Capital Management.$438,456$100,844,948$0$100,844,948
37Pacific Financial Strategies Inc.$149,775$100,948,599$0$100,948,599
38Aequitas Wealth Management$410,464$100,974,196$0$100,974,196
39Financial Alternatives Inc.$247,301$103,124,714$0$103,124,714
40Gasber Financial Advisors Inc.$214,041$104,451,941$0$104,451,941
41Simplyrich$641,313$104,533,940$0$104,533,940
42Millennium Investment Services$293,022$106,660,033$0$106,660,033
43Sheridan Capital Management$660,870$107,060,900$0$107,060,900
44Banta Asset Management$216,092$107,539,961$29,246,396$136,786,357
45Holbrook Global Strategies$1,294,118$110,000,000$0$110,000,000
46Athena Investment Management$450,897$110,057,642$1,313,945$111,371,587
47Dobson Asset Management$664,480$110,390,225$1,906,952$112,297,177
48Duckworth Mehner Private Wealth Advisors Inc.$687,825$113,194,487$5,111,477$118,305,964
49Rebalance Inc.$547,619$115,000,000$0$115,000,000
50Taylor Frigon Capital Management$1,005,019$115,577,157$0$115,577,157
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1. To qualify, firms must have met the following criteria: (1) Latest ADV filing date is either on or after Jan. 1, 2012. (2) Total AUM is at least $100M. (3) Does not have employees who are registered representatives of a broker-dealer. (4) Provided investment advisory services to clients during its most recently completed fiscal year. (5) No more than 50% of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies). (6) No more than 25% of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants). (7) No more than 25% of regulatory assets under management is attributable to corporations or other businesses. (8) Does not receive commissions. (9) Provides financial planning services. (10) Is not actively engaged in business as a broker-dealer (registered or unregistered). (11) Is not actively engaged in business as a registered representative of a broker-dealer. (12) Has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.