RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Mozaic$26,619,523$0$1,677,029,960$1,677,029,960
2Financial Clarity, Inc.$42,964,571$0$1,203,008,000$1,203,008,000
3Cardiff Park Advisors$634,559$0$1,158,070,816$1,158,070,816
4Dan Goldie Financial Services$611,111$0$715,000,000$715,000,000
5Acacia Wealth Advisors$4,209,034$0$509,293,132$509,293,132
6Anodos Advisors$1,504,489$0$264,790,000$264,790,000
7Arterburn and Watters, LLP$1,094,537$0$222,191,000$222,191,000
8Pathways Advisory Group, Inc.$164,587$0$121,958,827$121,958,827
9Avivar Capital, LLC$25,000,000$0$100,000,000$100,000,000
10Ohana Advisors$60,421,740$4,298,450$720,762,425$725,060,875
11Berkson Asset Management, Inc.$1,034,001$15,044,508$126,613,605$141,658,113
12Vernal Point Advisors$1,241,176$18,600,000$150,200,000$168,800,000
13Beverly Investment Advisors$850,859$35,744,210$94,437,275$130,181,485
14Matrix Planning Inc$708,480$46,709,802$53,894,303$100,604,105
15Integral Investment Advisors, Inc.$230,651$50,712,069$144,418,894$195,130,963
16Bergquist Wang$1,357,866$54,272,627$67,935,338$122,207,965
17Simonbaker & Partners LLC$10,257,143$62,700,000$224,500,000$287,200,000
18LTS Capital Advisors$221,784$65,213,000$37,473,000$102,686,000
19Private Capital Management, Inc.$416,415$70,439,188$56,983,893$127,423,081
20Topturn Capital, LLC$469,064$81,073,731$22,120,388$103,194,119
21Bradley & Company, LLC$121,077$88,300,000$46,580,000$134,880,000
22Thalassa Capital$474,030$96,341,656$7,470,939$103,812,595
23Betterwealth LLC$179,512$98,900,000$11,500,000$110,400,000
24Shone Asset Management LLC$264,655$99,156,703$55,137,250$154,293,953
25Pacific Financial Strategies, Inc$154,952$100,099,227$0$100,099,227
26Investor's Capital Management$236,152$101,537,688$2,841,275$104,378,963
27TTP Investments$219,005$102,056,236$0$102,056,236
28Gencap Portfolio Management$447,727$103,000,000$15,200,000$118,200,000
29Regatta Capital Group$138,334$103,096,771$63,181,146$166,277,917
30Castle Wealth Planning$998,638$104,856,977$0$104,856,977
31Triad Investment Management$1,677,999$107,391,929$0$107,391,929
32Verity Wealth Advisors$789,214$108,852,278$8,740,674$117,592,952
33Integral Financial Solutions, LLC$463,936$109,952,930$0$109,952,930
34JDH Wealth Management, LLC$405,946$110,417,275$0$110,417,275
35Chamberlain Financial Planning & Wealth Management$1,576,556$111,141,716$7,100,000$118,241,716
36Sage Stone Wealth Management Llc$445,977$111,900,000$4,500,000$116,400,000
37Wealth Analytics Partners, LLC$527,675$112,000,000$31,000,000$143,000,000
38Spectrum Financial Management$939,692$112,142,106$4,379,747$116,521,853
39Hynes Advisory Inc. Dba Hearthstone | Private Wealth Management$316,321$113,559,311$0$113,559,311
40Reed & Ball, Inc.$265,438$114,138,484$0$114,138,484
41Parkshore Wealth Management$170,636$114,326,200$0$114,326,200
42Garner Financial Management, Inc.$271,739$115,000,000$10,000,000$125,000,000
43Dobson Asset Management$772,852$115,029,130$2,444,428$117,473,558
44Carlsbad Wealth Advisory Group, Inc.$138,433$115,037,529$0$115,037,529
45Fairbanks Capital Management$581,921$115,378,030$9,152,973$124,531,003
46Moler Capital Management$477,940$116,617,389$0$116,617,389
47Jacobson & Breen Wealth Management$198,425$117,000,000$9,000,000$126,000,000
48Clutinger Williams & Verhoye Inc$338,410$117,556,063$9,685,995$127,242,058
49Foothill Financial Advisors, Inc.$241,718$118,816,230$3,251,487$122,067,717
505T Wealth Management, LLC$405,994$119,362,108$0$119,362,108
Next Page »

Showing 1 to 50 of 265 entries

Page 1 | 2 | 3 | 4 | 5 | 6

Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified 1,719 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2016. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2016, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 6, 2016.