RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Mozaic$26,619,523$0$1,677,029,960$1,677,029,960
2Financial Clarity, Inc.$42,964,571$0$1,203,008,000$1,203,008,000
3Cardiff Park Advisors$634,559$0$1,158,070,816$1,158,070,816
4Schultz Collins$4,515,885$0$731,573,350$731,573,350
5Dan Goldie Financial Services$611,111$0$715,000,000$715,000,000
6Acacia Wealth Advisors$4,209,034$0$509,293,132$509,293,132
7Anodos Advisors$1,504,489$0$264,790,000$264,790,000
8Arterburn and Watters, LLP$1,094,537$0$222,191,000$222,191,000
9Pathways Advisory Group, Inc.$164,587$0$121,958,827$121,958,827
10Avivar Capital, LLC$25,000,000$0$100,000,000$100,000,000
11Ohana Advisors$60,421,740$4,298,450$720,762,425$725,060,875
12Chamberlain Financial Planning & Wealth Management$1,576,556$7,100,000$111,141,716$118,241,716
13Berkson Asset Management, Inc.$1,034,001$15,044,508$126,613,605$141,658,113
14Vernal Point Advisors$1,241,176$18,600,000$150,200,000$168,800,000
15Beverly Investment Advisors$850,859$35,744,210$94,437,275$130,181,485
16Matrix Planning Inc$708,480$46,709,802$53,894,303$100,604,105
17Integral Investment Advisors, Inc.$230,651$50,712,069$144,418,894$195,130,963
18Bergquist Wang$1,357,866$54,272,627$67,935,338$122,207,965
19Simonbaker & Partners LLC$10,257,143$62,700,000$224,500,000$287,200,000
20LTS Capital Advisors$221,784$65,213,000$37,473,000$102,686,000
21Private Capital Management, Inc.$416,415$70,439,188$56,983,893$127,423,081
22Topturn Capital, LLC$469,064$81,073,731$22,120,388$103,194,119
23Spinnaker Investment Group, LLC$281,568$85,865,611$16,906,844$102,772,455
24Bradley & Company, LLC$121,077$88,300,000$46,580,000$134,880,000
25Thalassa Capital$474,030$96,341,656$7,470,939$103,812,595
26Betterwealth LLC$179,512$98,900,000$11,500,000$110,400,000
27Shone Asset Management LLC$264,655$99,156,703$55,137,250$154,293,953
28Pacific Financial Strategies, Inc$154,952$100,099,227$0$100,099,227
29Investor's Capital Management$236,152$101,537,688$2,841,275$104,378,963
30TTP Investments, Inc.$225,671$102,906,014$0$102,906,014
31Gencap Portfolio Management$447,727$103,000,000$15,200,000$118,200,000
32Regatta Capital Group$138,334$103,096,771$63,181,146$166,277,917
33Gasber Financial Advisors, Inc$313,877$105,148,796$0$105,148,796
34Castle Wealth Planning$1,080,586$106,978,054$0$106,978,054
35Triad Investment Management$1,677,999$107,391,929$0$107,391,929
36Reis Investment Management, Inc.$425,822$108,584,669$0$108,584,669
37Verity Wealth Advisors$789,214$108,852,278$8,740,674$117,592,952
38Integral Financial Solutions, LLC$463,936$109,952,930$0$109,952,930
39JDH Wealth Management, LLC$405,946$110,417,275$0$110,417,275
40Clutinger Williams & Verhoye Inc$338,888$111,884,973$9,098,174$120,983,147
41Sage Stone Wealth Management LLC$445,977$111,900,000$4,500,000$116,400,000
42Spectrum Financial Management$939,692$112,142,106$4,379,747$116,521,853
43Hynes Advisory Inc. Dba Hearthstone | Private Wealth Management$316,321$113,559,311$0$113,559,311
44Brentwood Advisory Group, LLC$389,819$113,827,161$0$113,827,161
45Reed & Ball, Inc.$265,438$114,138,484$0$114,138,484
46Parkshore Wealth Management$170,636$114,326,200$0$114,326,200
47Garner Financial Management, Inc.$271,739$115,000,000$10,000,000$125,000,000
48Dobson Asset Management$772,852$115,029,130$2,444,428$117,473,558
49Carlsbad Wealth Advisory Group, Inc.$138,433$115,037,529$0$115,037,529
50Fairbanks Capital Management$581,921$115,378,030$9,152,973$124,531,003
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified 1,778 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of November 1, 2016. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2016, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on December 5, 2016.