RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Baker Street Advisors$4,000,000$0$5,200,000,000$5,200,000,000
2Mozaic$29,333,998$0$1,525,367,907$1,525,367,907
3Financial Clarity, Inc.$40,835,968$0$1,265,915,000$1,265,915,000
4Cardiff Park Advisors$2,831,910$0$858,068,829$858,068,829
5Ohana Advisors$76,577,077$0$842,347,842$842,347,842
6Dan Goldie Financial Services$2,188,991$0$696,099,162$696,099,162
7Acacia Wealth Advisors$5,249,212$0$645,653,050$645,653,050
8Wiiken & Gorman$327,907$0$282,000,000$282,000,000
9Polaris Financial Services, Inc.$204,163$0$250,507,493$250,507,493
10Harold Davidson & Associates Inc$480,392$0$240,195,797$240,195,797
11Anodos Advisors$1,785,638$0$237,489,900$237,489,900
12Fiduciary Investment Council$2,412,404$0$226,766,006$226,766,006
13Arterburn and Watters, LLP$971,154$0$202,000,000$202,000,000
14Portfolio Advisors, Inc.$227,488$0$144,000,000$144,000,000
15Pathways Advisory Group, Inc.$176,718$0$115,043,311$115,043,311
16Verity Wealth Advisors$3,532,684$0$113,045,892$113,045,892
17Berkson Asset Management, Inc.$1,034,677$13,339,551$112,891,010$126,230,561
18MKKS Investment Advisory Services, Inc$2,301,110$18,899,572$211,211,385$230,110,957
19Integral Investment Advisors, Inc.$246,708$36,870,581$137,798,831$174,669,412
20Matrix Planning Inc$346,916$46,543,173$56,837,654$103,380,827
21Bergquist Wang$1,363,062$57,279,008$79,027,188$136,306,196
22Private Capital Management, Inc.$361,978$63,044,054$48,445,045$111,489,099
23Beverly Investment Advisors$1,054,783$63,629,865$84,039,709$147,669,574
24Paragon Financial Partners$381,690$68,303,000$45,059,000$113,362,000
25Regatta Capital Group$119,686$73,213,962$50,182,081$123,396,043
26Clelland & Company Inc$1,633,186$88,654,698$198,786,017$287,440,715
27Cannon Beach Consultants Inc$147,789$93,446,342$20,646,715$114,093,057
28Albert Heeg Investment Management$53,165,420$97,599,174$434,055,024$531,654,198
29Thalassa Capital$710,776$99,942,955$74,907,841$174,850,796
30Aljian Capital Management$227,273$100,000,000$5,000,000$105,000,000
31Walpole Financial Advisors$388,045$102,055,919$0$102,055,919
32Reed & Ball, Inc.$1,094,981$103,171,984$7,421,139$110,593,123
33Gasber Financial Advisors, Inc$214,041$104,451,941$0$104,451,941
34Foothill Financial Advisors, Inc.$257,624$104,678,284$2,750,755$107,429,039
35Westend Capital Management.$511,517$105,372,577$0$105,372,577
36Inspired Financial$310,850$106,000,000$0$106,000,000
37Spectrum Financial Management$895,673$107,486,541$4,472,534$111,959,075
38Benningfield Financial Advisors$560,760$107,665,934$0$107,665,934
39Millennium Investment Services$292,761$108,028,810$0$108,028,810
40Banta Asset Management LP$225,787$109,630,193$32,389,827$142,020,020
41Financial Avengers, Inc.$209,685$110,153,581$8,108,918$118,262,499
42AWM Global Advisors$352,793$110,777,068$0$110,777,068
43Garner Financial Management, Inc.$262,418$111,000,000$8,400,000$119,400,000
44Pacific Financial Strategies, Inc$158,695$111,562,474$0$111,562,474
45Parkshore Wealth Management$193,134$112,126,545$3,174,318$115,300,863
46Financial Alternatives, Inc.$263,274$112,229,862$2,820,931$115,050,793
47Dobson Asset Management$691,008$113,179,961$2,909,303$116,089,264
48Sigdestad Financial, Inc.$277,410$113,183,371$0$113,183,371
49Pillar Wealth Management$283,251$115,000,000$0$115,000,000
50Baker & Associates$359,310$115,876,219$12,397,292$128,273,511
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1. To qualify, firms must have met the following criteria: (1) Latest ADV filing date is either on or after Jan. 1, 2014. (2) Total AUM is at least $100M. (3) Does not have employees who are registered representatives of a broker-dealer. (4) Provided investment advisory services to clients during its most recently completed fiscal year. (5) No more than 50% of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies). (6) No more than 25% of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants). (7) No more than 25% of regulatory assets under management is attributable to corporations or other businesses. (8) Does not receive commissions. (9) Provides financial planning services. (10) Is not actively engaged in business as a broker-dealer (registered or unregistered). (11) Is not actively engaged in business as a registered representative of a broker-dealer. (12) Has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.