Sponsored By
RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
Business Name
# of employees
High-net-worth client assets
Total AUM
Total accounts
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | Financial Engines Advisors LLC | $77,006 | $47,500,000,000 | N/A | $47,500,000,000 |
| 2 | Comprehensive Financial Management LLC | $464,705,882 | $7,900,000,000 | N/A | $7,900,000,000 |
| 3 | Dowling & Yahnke LLC | $716,957 | $2,130,796,749 | N/A | $2,130,796,749 |
| 4 | Aperio Group LLC | $3,548,514 | $2,065,234,873 | N/A | $2,065,234,873 |
| 5 | Index Funds Advisors Inc. | $325,240 | $1,444,717,070 | N/A | $1,444,717,070 |
| 6 | Sand Hill Global Advisors LLC | $5,906,832 | $951,000,000 | N/A | $951,000,000 |
| 7 | Kaufman + Bernstein Inc. | $2,007,687 | $620,375,186 | N/A | $620,375,186 |
| 8 | Towneley Capital Management Inc. | $1,868,019 | $541,725,566 | N/A | $541,725,566 |
| 9 | Valentine Capital Asset Management Inc. | $1,004,396 | $481,105,600 | N/A | $481,105,600 |
| 10 | Willow Creek Financial Services Inc. | $364,776 | $420,951,171 | N/A | $420,951,171 |
| 11 | Hokanson Associates Inc. | $1,182,408 | $409,113,199 | N/A | $409,113,199 |
| 12 | Main Street Research LLC | $389,055 | $401,115,762 | N/A | $401,115,762 |
| 13 | Reilly Financial Advisors | $341,595 | $377,120,416 | N/A | $377,120,416 |
| 14 | Capital Advantage Inc. | $845,238 | $355,000,000 | N/A | $355,000,000 |
| 15 | Cohen Capital Management Inc. | $6,181,818 | $340,000,000 | N/A | $340,000,000 |
| 16 | Blankinship & Foster LLC | $349,515 | $324,000,000 | N/A | $324,000,000 |
| 17 | Polaris Equity Management Inc. | $914,286 | $320,000,000 | N/A | $320,000,000 |
| 18 | Bedell Frazier Investment Counselling LLC. | $239,431 | $305,992,690 | N/A | $305,992,690 |
| 19 | Callan Capital LLC | $513,698 | $292,294,016 | N/A | $292,294,016 |
| 20 | Lewis & Mathews Investment Management Inc. | $3,000,000 | $267,000,000 | N/A | $267,000,000 |
| 21 | Jacobs & Co | $2,374,768 | $263,599,282 | N/A | $263,599,282 |
| 22 | The Glowacki Group LLC | $845,446 | $262,088,410 | N/A | $262,088,410 |
| 23 | The Tarbox Group Inc. | $598,109 | $253,000,000 | N/A | $253,000,000 |
| 24 | Epsilon Financial Group Inc. | $995,951 | $246,000,000 | N/A | $246,000,000 |
| 25 | Albert Heeg Investment Management | $35,076,781 | $245,537,469 | N/A | $245,537,469 |
| 26 | Tellone Management Group Inc. | $259,060 | $242,998,089 | N/A | $242,998,089 |
| 27 | John W. Brooker & Co.Cpas,Pc | $516,056 | $235,837,564 | N/A | $235,837,564 |
| 28 | Greenleaf & Burleson Wealth Management LLC | $423,848 | $234,388,164 | N/A | $234,388,164 |
| 29 | Tmfs-San Francisco-Oakland LLC | $238,079 | $228,318,000 | N/A | $228,318,000 |
| 30 | Rowling & Associates | $292,308 | $226,538,822 | N/A | $226,538,822 |
| 31 | Wiiken & Gorman LLC | $177,486 | $216,000,000 | N/A | $216,000,000 |
| 32 | Creative Capital Management Inc. | $445,760 | $214,410,707 | N/A | $214,410,707 |
| 33 | Harold Davidson & Associates Inc. | $425,598 | $212,798,800 | N/A | $212,798,800 |
| 34 | Millie Capital Management LLC | $3,231,078 | $206,789,000 | N/A | $206,789,000 |
| 35 | Avalon Capital Management | $633,678 | $206,579,000 | N/A | $206,579,000 |
| 36 | Efficient Market Advisors LLC | $216,236 | $201,747,996 | N/A | $201,747,996 |
| 37 | Yellowbrickroad Financial Advisors LLC | $184,552 | $198,024,177 | N/A | $198,024,177 |
| 38 | Bedrock Capital Management Inc. | $302,036 | $194,813,081 | N/A | $194,813,081 |
| 39 | Lasecke Weil Wealth Advisory Group LLC | $300,156 | $193,000,000 | N/A | $193,000,000 |
| 40 | Hc Financial Advisors Inc. | $309,343 | $191,174,137 | N/A | $191,174,137 |
| 41 | Watermark Asset Management Inc. | $195,258 | $180,418,000 | N/A | $180,418,000 |
| 42 | Kam Advisors | $500,668 | $180,240,523 | N/A | $180,240,523 |
| 43 | Grubman Wealth Management | $301,364 | $180,215,719 | N/A | $180,215,719 |
| 44 | Blume Capital Management Inc. | $348,289 | $177,279,137 | N/A | $177,279,137 |
| 45 | Neumann Capital Management | $562,380 | $172,650,758 | N/A | $172,650,758 |
| 46 | Waypoint Wealth Partners | $410,110 | $171,015,821 | N/A | $171,015,821 |
| 47 | Meridian Investment Counsel Inc. | $582,078 | $162,399,898 | N/A | $162,399,898 |
| 48 | American Money Management LLC | $143,876 | $161,284,869 | N/A | $161,284,869 |
| 49 | Tabr Capital Management LLC | $241,563 | $159,914,776 | N/A | $159,914,776 |
| 50 | Jess S. Morgan & Co. Inc. | $832,710 | $159,047,672 | N/A | $159,047,672 |
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Data.
Reprints: For reprints of these rankings, please contact Laura Picariello.
*Methodology: InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of November 1, 2012. To qualify, a firm must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2012, (2) total AUM is at least $100M, (3) no employees are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.