RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Parkshore Wealth Management$183,576$97,487,422$2,561,732$100,049,154
2Financial Avengers Inc.$163,935$93,825,211$6,338,815$100,164,026
3Topturn Capital$498,515$72,465,443$27,736,039$100,201,482
4Reed & Ball Inc.$234,366$93,822,832$6,485,748$100,308,580
5Eliot Finkel Investment Counsel$589,019$100,722,307$0$100,722,307
6Westend Capital Management.$438,456$100,844,948$0$100,844,948
7Pacific Financial Strategies Inc.$149,775$100,948,599$0$100,948,599
8Aequitas Wealth Management$410,464$100,974,196$0$100,974,196
9Pathways Advisory Group Inc.$153,030$0$101,765,000$101,765,000
10Matrix Planning Inc.$316,449$59,244,847$42,651,779$101,896,626
11Financial Alternatives Inc.$247,301$103,124,714$0$103,124,714
12Gasber Financial Advisors Inc.$214,041$104,451,941$0$104,451,941
13Simplyrich$641,313$104,533,940$0$104,533,940
14Regatta Capital Group$103,621$45,323,166$59,437,319$104,760,485
15Daniel Wealth Advisors$325,466$72,600,000$32,200,000$104,800,000
16Lowery Thomas$257,986$0$105,258,233$105,258,233
17Millennium Investment Services$293,022$106,660,033$0$106,660,033
18Sheridan Capital Management$660,870$107,060,900$0$107,060,900
19Holbrook Global Strategies$1,294,118$110,000,000$0$110,000,000
20Athena Investment Management$450,897$110,057,642$1,313,945$111,371,587
21Dobson Asset Management$664,480$110,390,225$1,906,952$112,297,177
22Cannon Beach Consultants Inc.$126,637$64,369,424$48,844,075$113,213,499
23Berkson Asset Management Inc.$951,250$13,322,733$100,827,238$114,149,971
24Rebalance Inc.$547,619$115,000,000$0$115,000,000
25Baker & Associates$270,606$100,477,000$14,801,000$115,278,000
26Taylor Frigon Capital Management$1,005,019$115,577,157$0$115,577,157
27Duckworth Mehner Private Wealth Advisors Inc.$687,825$113,194,487$5,111,477$118,305,964
28Fluent Wealth Partners$255,675$118,888,664$0$118,888,664
29Sagent Wealth Management$160,000$100,000,000$20,000,000$120,000,000
30Conservative Wealth Management$910,676$0$120,209,209$120,209,209
31Christopher D. Croft Inc.$1,449,842$120,336,900$0$120,336,900
32Regal Wealth Group Inc.$440,000$121,000,000$0$121,000,000
33Nautilus Advisors$313,158$121,191,992$0$121,191,992
34Omega Financial Group$257,353$122,400,000$100,000$122,500,000
35Empyrion Wealth Management Inc.$408,653$122,533,344$62,434$122,595,778
36Total Wealth Management Inc.$100,039$123,348,329$0$123,348,329
37Portfolio Advisors Inc.$202,441$0$123,489,000$123,489,000
38V.H. King Associates$275,859$124,136,745$0$124,136,745
395T Wealth Management$406,609$124,306,387$929,070$125,235,457
40Dean Roland Russell$325,264$124,503,484$1,373,580$125,877,064
41Sierra Asset Management$156,659$125,247,265$1,960,167$127,207,432
42Linda A. Barlow$238,762$128,862,282$1,024,376$129,886,658
43Concentric Wealth Management$306,662$130,638,000$0$130,638,000
44Creekside Partners Inc.$625,990$119,832,000$11,000,000$130,832,000
45The Humphreys Group$1,873,610$131,152,700$0$131,152,700
46Bergquist Wang$1,254,801$51,848,160$79,905,919$131,754,079
47Beverly Investment Advisors$899,161$54,602,373$78,473,417$133,075,790
48Glenn Woody Financial Consultants Inc.$309,791$119,521,826$13,688,148$133,209,974
49Peninsula Wealth$312,554$128,903,071$4,870,200$133,773,271
50Haydel, Biel & Associates$113,283$132,300,000$1,600,000$133,900,000
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1. To qualify, firms must have met the following criteria: (1) Latest ADV filing date is either on or after Jan. 1, 2012. (2) Total AUM is at least $100M. (3) Does not have employees who are registered representatives of a broker-dealer. (4) Provided investment advisory services to clients during its most recently completed fiscal year. (5) No more than 50% of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies). (6) No more than 25% of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants). (7) No more than 25% of regulatory assets under management is attributable to corporations or other businesses. (8) Does not receive commissions. (9) Provides financial planning services. (10) Is not actively engaged in business as a broker-dealer (registered or unregistered). (11) Is not actively engaged in business as a registered representative of a broker-dealer. (12) Has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.