RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Walpole Financial Advisors$388,045$102,055,919$0$102,055,919
2Matrix Planning Inc$346,916$46,543,173$56,837,654$103,380,827
3MWM$2,268,482$19,100,050$85,250,100$104,350,150
4Aljian Capital Management$227,273$100,000,000$5,000,000$105,000,000
5Inspired Financial$310,850$106,000,000$0$106,000,000
6Foothill Financial Advisors, Inc.$257,624$104,678,284$2,750,755$107,429,039
7Benningfield Financial Advisors$560,760$107,665,934$0$107,665,934
8Millennium Investment Services$292,761$108,028,810$0$108,028,810
9Westend Capital Management.$519,684$109,133,710$0$109,133,710
10Reed & Ball, Inc.$1,094,981$103,171,984$7,421,139$110,593,123
11AWM Global Advisors$352,793$110,777,068$0$110,777,068
12Private Capital Management, Inc.$361,978$63,044,054$48,445,045$111,489,099
13Pacific Financial Strategies, Inc$158,695$111,562,474$0$111,562,474
14Spectrum Financial Management$895,673$107,486,541$4,472,534$111,959,075
15Verity Wealth Advisors$3,532,684$0$113,045,892$113,045,892
16Sigdestad Financial, Inc.$277,410$113,183,371$0$113,183,371
17Paragon Financial Partners$381,690$68,303,000$45,059,000$113,362,000
18Cannon Beach Consultants Inc$147,789$105,561,769$8,531,288$114,093,057
19Pillar Wealth Management$283,251$115,000,000$0$115,000,000
20Pathways Advisory Group, Inc.$176,718$0$115,043,311$115,043,311
21Financial Alternatives, Inc.$263,274$112,229,862$2,820,931$115,050,793
22Parkshore Wealth Management$193,134$112,126,545$3,174,318$115,300,863
23Dobson Asset Management$691,008$113,179,961$2,909,303$116,089,264
24Banta Asset Management LP$300,190$116,473,791$0$116,473,791
25Sheridan Capital Management$714,867$117,953,092$0$117,953,092
265T Wealth Management, LLC$397,929$118,184,969$0$118,184,969
27Financial Avengers, Inc.$209,685$110,153,581$8,108,918$118,262,499
28Duckworth Wealth Advisors, Inc.$1,034,895$120,047,876$0$120,047,876
29Moler Capital Management$524,694$120,155,039$0$120,155,039
30Victus Capital Wealth$287,947$116,400,000$4,250,000$120,650,000
31Gasber Financial Advisors, Inc$212,233$120,760,731$0$120,760,731
32Long-Term Solutions, LLC$567,310$103,982,000$16,855,000$120,837,000
33Aequitas Wealth Management$485,697$121,910,000$0$121,910,000
34Holbrook Global Strategies$3,485,714$122,000,000$0$122,000,000
35Garner Financial Management, Inc.$270,330$114,000,000$9,000,000$123,000,000
36Regatta Capital Group$119,686$73,213,962$50,182,081$123,396,043
37Fluent Wealth Partners$262,552$125,500,000$0$125,500,000
38Berkson Asset Management, Inc.$1,034,677$13,339,551$112,891,010$126,230,561
39Baker & Associates$359,310$115,876,219$12,397,292$128,273,511
40Empyrion Wealth Management, Inc.$256,039$128,186,931$88,760$128,275,691
41Regal Wealth Group Inc.$488,344$134,294,546$0$134,294,546
42Athena Investment Management$530,996$132,883,256$1,458,762$134,342,018
43Bergquist Wang$1,363,062$57,279,008$79,027,188$136,306,196
44Eliot Finkel Investment Counsel$716,512$136,853,733$0$136,853,733
45C-J Advisory, Inc.$184,701$136,863,353$0$136,863,353
46Nautilus Advisors$373,297$137,000,000$0$137,000,000
47Glenn Woody Financial Consultants Inc$790,738$119,203,421$20,757,146$139,960,567
48Sierra Asset Management$164,752$141,026,225$1,978,822$143,005,047
49Portfolio Advisors, Inc.$227,488$0$144,000,000$144,000,000
50Clutinger Williams & Verhoye Inc$357,581$130,955,436$13,149,848$144,105,284
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For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1. To qualify, firms must have met the following criteria: (1) Latest ADV filing date is either on or after Jan. 1, 2014. (2) Total AUM is at least $100M. (3) Does not have employees who are registered representatives of a broker-dealer. (4) Provided investment advisory services to clients during its most recently completed fiscal year. (5) No more than 50% of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies). (6) No more than 25% of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants). (7) No more than 25% of regulatory assets under management is attributable to corporations or other businesses. (8) Does not receive commissions. (9) Provides financial planning services. (10) Is not actively engaged in business as a broker-dealer (registered or unregistered). (11) Is not actively engaged in business as a registered representative of a broker-dealer. (12) Has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.