RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Avivar Capital, LLC$25,000,000$0$100,000,000$100,000,000
2Pacific Financial Strategies, Inc$154,952$100,099,227$0$100,099,227
3Matrix Planning Inc$708,480$46,709,802$53,894,303$100,604,105
4TTP Investments$219,005$102,056,236$0$102,056,236
5LTS Capital Advisors$221,784$65,213,000$37,473,000$102,686,000
6Topturn Capital, LLC$469,064$81,073,731$22,120,388$103,194,119
7Thalassa Capital$474,030$96,341,656$7,470,939$103,812,595
8Investor's Capital Management$236,152$101,537,688$2,841,275$104,378,963
9Castle Wealth Planning$998,638$104,856,977$0$104,856,977
10Triad Investment Management$1,677,999$107,391,929$0$107,391,929
11Integral Financial Solutions, LLC$463,936$109,952,930$0$109,952,930
12Betterwealth LLC$179,512$98,900,000$11,500,000$110,400,000
13JDH Wealth Management, LLC$405,946$110,417,275$0$110,417,275
14Hynes Advisory Inc. Dba Hearthstone | Private Wealth Management$316,321$113,559,311$0$113,559,311
15Reed & Ball, Inc.$265,438$114,138,484$0$114,138,484
16Parkshore Wealth Management$170,636$114,326,200$0$114,326,200
17Carlsbad Wealth Advisory Group, Inc.$138,433$115,037,529$0$115,037,529
18Sage Stone Wealth Management Llc$445,977$111,900,000$4,500,000$116,400,000
19Spectrum Financial Management$939,692$112,142,106$4,379,747$116,521,853
20Moler Capital Management$477,940$116,617,389$0$116,617,389
21Dobson Asset Management$772,852$115,029,130$2,444,428$117,473,558
22Verity Wealth Advisors$789,214$108,852,278$8,740,674$117,592,952
23Gencap Portfolio Management$447,727$103,000,000$15,200,000$118,200,000
24Chamberlain Financial Planning & Wealth Management$1,576,556$111,141,716$7,100,000$118,241,716
255T Wealth Management, LLC$405,994$119,362,108$0$119,362,108
26Wilson & Boucher Capital Management, LLC$307,317$120,468,278$0$120,468,278
27Pathways Advisory Group, Inc.$164,587$0$121,958,827$121,958,827
28Foothill Financial Advisors, Inc.$241,718$118,816,230$3,251,487$122,067,717
29Bergquist Wang$1,357,866$54,272,627$67,935,338$122,207,965
30Gasber Financial Advisors, Inc$852,501$122,760,166$0$122,760,166
31Inspired Financial$311,392$123,000,000$0$123,000,000
32Fairbanks Capital Management$581,921$115,378,030$9,152,973$124,531,003
33Garner Financial Management, Inc.$271,739$115,000,000$10,000,000$125,000,000
34Eliot Finkel Investment Counsel$608,617$125,375,041$0$125,375,041
35Sheridan Capital Management$640,816$125,600,000$0$125,600,000
36Benningfield Financial Advisors$523,691$125,685,801$0$125,685,801
37Holbrook Global Strategies$1,575,000$126,000,000$0$126,000,000
38Jacobson & Breen Wealth Management$198,425$117,000,000$9,000,000$126,000,000
39TABR Capital Management$387,898$126,066,865$0$126,066,865
40Aljian Capital Management$235,646$120,311,946$6,465,505$126,777,451
41Clutinger Williams & Verhoye Inc$338,410$117,556,063$9,685,995$127,242,058
42Private Capital Management, Inc.$416,415$70,439,188$56,983,893$127,423,081
43Praetorian Guard$133,101$128,708,501$0$128,708,501
44Portfolio Advisors, Inc.$181,294$128,900,000$0$128,900,000
45Beverly Investment Advisors$850,859$35,744,210$94,437,275$130,181,485
46Ariadne Wealth Management, LLC$652,248$125,224,810$5,876,966$131,101,776
47Walpole Financial Advisors$396,052$131,885,452$0$131,885,452
48Duckworth Wealth Advisors, Inc.$899,315$132,199,245$0$132,199,245
49AWM Global Advisors$240,544$132,299,232$0$132,299,232
50NWK Group$587,715$132,823,564$0$132,823,564
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Showing 1 to 50 of 265 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified 1,719 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2016. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2016, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 6, 2016.