RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Monograph Wealth Advisors$1,953,704$101,592,589$0$101,592,589
2TTP Investments$243,143$102,363,265$0$102,363,265
3Dedicated Capital Advisors$1,325,763$103,409,535$0$103,409,535
4Castle Wealth Planning$998,638$104,856,977$0$104,856,977
5Investor's Capital Management$260,639$104,645,288$2,998,503$107,643,791
6Sage Stone Wealth Management Llc$380,702$95,900,000$12,600,000$108,500,000
7Matrix Planning Inc$363,846$63,730,839$45,059,105$108,789,944
8Walpole Financial Advisors$346,789$108,891,611$0$108,891,611
9Inspired Financial$309,859$110,000,000$0$110,000,000
10Sagent Wealth Management$301,370$80,000,000$30,000,000$110,000,000
11Pacific Financial Strategies, Inc$168,674$111,156,423$0$111,156,423
12Long-Term Solutions, LLC$291,819$90,128,000$21,055,000$111,183,000
13Banta Asset Management LP$288,885$111,220,847$0$111,220,847
14Millennium Investment Services$297,178$96,755,166$15,578,203$112,333,369
15Jacobson & Breen Wealth Management$224,172$106,500,000$8,500,000$115,000,000
16Reed & Ball, Inc.$266,163$115,248,731$0$115,248,731
17The Portola Group Inc$444,075$109,265,620$6,193,931$115,459,551
18Foothill Financial Advisors, Inc.$249,124$113,187,880$3,153,111$116,340,991
19Westend Capital Management.$582,833$118,897,967$0$118,897,967
20Sigdestad Financial, Inc.$283,736$119,736,723$0$119,736,723
21Spectrum Financial Management$921,067$115,120,583$4,618,149$119,738,732
22Chamberlain Financial Planning & Wealth Management$1,497,531$8,000,000$113,300,000$121,300,000
23Moler Capital Management$486,487$121,621,807$0$121,621,807
24Aljian Capital Management$231,439$114,400,000$7,800,000$122,200,000
25Praetorian Guard$143,062$122,604,402$0$122,604,402
26Benningfield Financial Advisors$538,872$122,862,722$0$122,862,722
27Verity Wealth Advisors$793,959$123,063,573$0$123,063,573
28Financial Alternatives, Inc.$262,299$121,672,212$1,608,361$123,280,573
29Pathways Advisory Group, Inc.$182,680$0$123,308,731$123,308,731
30Garner Financial Management, Inc.$271,739$115,000,000$10,000,000$125,000,000
315T Wealth Management, LLC$407,289$125,037,569$0$125,037,569
32Private Capital Management, Inc.$393,323$67,529,967$58,333,353$125,863,320
33Paragon Financial Partners$399,698$69,248,000$56,657,000$125,905,000
34Sheridan Capital Management$701,657$127,000,000$0$127,000,000
35Duckworth Wealth Advisors, Inc.$909,518$127,332,479$0$127,332,479
36Dobson Asset Management$793,726$126,266,498$1,523,356$127,789,854
37Fluent Wealth Partners$256,279$128,395,544$0$128,395,544
38Parkshore Wealth Management$178,613$120,102,935$8,677,142$128,780,077
39Holbrook Global Strategies$1,444,444$130,000,000$0$130,000,000
40Bergquist Wang$1,394,190$55,554,761$75,499,088$131,053,849
41Beverly Investment Advisors$953,501$36,737,479$95,799,161$132,536,640
42TABR Capital Management$221,879$133,349,086$0$133,349,086
43Allovest Advisory Services$134,013,698$0$134,013,698$134,013,698
44Empyrion Wealth Management, Inc.$299,739$134,788,300$94,232$134,882,532
45Pillar Wealth Management$398,827$136,000,000$0$136,000,000
46Triad Investment Management$2,172,400$131,522,119$5,339,098$136,861,217
47Baker & Associates$359,341$121,604,275$15,304,744$136,909,019
48Financial Avengers, Inc.$233,355$131,702,897$8,076,702$139,779,599
49Portfolio Advisors, Inc.$215,478$0$142,000,000$142,000,000
50Athena Investment Management$517,138$140,127,809$2,085,006$142,212,815
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1. To qualify, firms must have met the following criteria: (1) Latest ADV filing date is either on or after Jan. 1, 2014. (2) Total AUM is at least $100M. (3) Does not have employees who are registered representatives of a broker-dealer. (4) Provided investment advisory services to clients during its most recently completed fiscal year. (5) No more than 50% of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies). (6) No more than 25% of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants). (7) No more than 25% of regulatory assets under management is attributable to corporations or other businesses. (8) Does not receive commissions. (9) Provides financial planning services. (10) Is not actively engaged in business as a broker-dealer (registered or unregistered). (11) Is not actively engaged in business as a registered representative of a broker-dealer. (12) Has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.