RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Walpole Financial Advisors$388,045$102,055,919$0$102,055,919
2Matrix Planning Inc$346,916$46,543,173$56,837,654$103,380,827
3Gasber Financial Advisors, Inc$214,041$104,451,941$0$104,451,941
4Aljian Capital Management$227,273$100,000,000$5,000,000$105,000,000
5Westend Capital Management.$511,517$105,372,577$0$105,372,577
6Inspired Financial$310,850$106,000,000$0$106,000,000
7Foothill Financial Advisors, Inc.$257,624$104,678,284$2,750,755$107,429,039
8Benningfield Financial Advisors$560,760$107,665,934$0$107,665,934
9Millennium Investment Services$292,761$108,028,810$0$108,028,810
10Reed & Ball, Inc.$1,094,981$103,171,984$7,421,139$110,593,123
11AWM Global Advisors$352,793$110,777,068$0$110,777,068
12Private Capital Management, Inc.$361,978$63,044,054$48,445,045$111,489,099
13Pacific Financial Strategies, Inc$158,695$111,562,474$0$111,562,474
14Spectrum Financial Management$895,673$107,486,541$4,472,534$111,959,075
15Verity Wealth Advisors$3,532,684$0$113,045,892$113,045,892
16Sigdestad Financial, Inc.$277,410$113,183,371$0$113,183,371
17Paragon Financial Partners$381,690$68,303,000$45,059,000$113,362,000
18Cannon Beach Consultants Inc$147,789$93,446,342$20,646,715$114,093,057
19Pillar Wealth Management$283,251$115,000,000$0$115,000,000
20Pathways Advisory Group, Inc.$176,718$0$115,043,311$115,043,311
21Financial Alternatives, Inc.$263,274$112,229,862$2,820,931$115,050,793
22Parkshore Wealth Management$193,134$112,126,545$3,174,318$115,300,863
23Dobson Asset Management$691,008$113,179,961$2,909,303$116,089,264
24Sheridan Capital Management$714,867$117,953,092$0$117,953,092
25Financial Avengers, Inc.$209,685$110,153,581$8,108,918$118,262,499
26Garner Financial Management, Inc.$262,418$111,000,000$8,400,000$119,400,000
27Duckworth Wealth Advisors, Inc.$1,034,895$120,047,876$0$120,047,876
28Moler Capital Management$524,694$120,155,039$0$120,155,039
29Victus Capital Wealth$287,947$116,400,000$4,250,000$120,650,000
30Aequitas Wealth Management$485,697$121,910,000$0$121,910,000
31Holbrook Global Strategies$3,485,714$122,000,000$0$122,000,000
32Regatta Capital Group$119,686$73,213,962$50,182,081$123,396,043
33Fluent Wealth Partners$262,552$125,500,000$0$125,500,000
34Berkson Asset Management, Inc.$1,034,677$13,339,551$112,891,010$126,230,561
35Baker & Associates$359,310$115,876,219$12,397,292$128,273,511
36Empyrion Wealth Management, Inc.$256,039$128,186,931$88,760$128,275,691
37Regal Wealth Group Inc.$488,344$134,294,546$0$134,294,546
38Athena Investment Management$530,996$132,883,256$1,458,762$134,342,018
39Bergquist Wang$1,363,062$57,279,008$79,027,188$136,306,196
40Eliot Finkel Investment Counsel$716,512$136,853,733$0$136,853,733
41C-J Advisory, Inc.$184,701$136,863,353$0$136,863,353
42Nautilus Advisors$373,297$137,000,000$0$137,000,000
43Banta Asset Management LP$225,787$109,630,193$32,389,827$142,020,020
44Sierra Asset Management$164,752$141,026,225$1,978,822$143,005,047
45Portfolio Advisors, Inc.$227,488$0$144,000,000$144,000,000
46Creekside Partners, Inc.$1,290,179$138,000,000$6,500,000$144,500,000
47The Humphreys Group$578,404$144,601,110$0$144,601,110
48Trinity Capital Management$279,548$147,321,920$0$147,321,920
49Beverly Investment Advisors$1,054,783$63,629,865$84,039,709$147,669,574
50TABR Capital Management$242,720$148,302,137$0$148,302,137
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1. To qualify, firms must have met the following criteria: (1) Latest ADV filing date is either on or after Jan. 1, 2014. (2) Total AUM is at least $100M. (3) Does not have employees who are registered representatives of a broker-dealer. (4) Provided investment advisory services to clients during its most recently completed fiscal year. (5) No more than 50% of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies). (6) No more than 25% of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants). (7) No more than 25% of regulatory assets under management is attributable to corporations or other businesses. (8) Does not receive commissions. (9) Provides financial planning services. (10) Is not actively engaged in business as a broker-dealer (registered or unregistered). (11) Is not actively engaged in business as a registered representative of a broker-dealer. (12) Has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.