RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Tax Efficient Asset Management Solution, Inc.$83,055$191,026,802$0$191,026,802
2Financial Engines Advisors$105,615$88,200,000,000$0$88,200,000,000
3Regatta Capital Group$119,686$73,213,962$50,182,081$123,396,043
4Cannon Beach Consultants Inc$147,789$93,446,342$20,646,715$114,093,057
5Pacific Financial Strategies, Inc$158,695$111,562,474$0$111,562,474
6Beta Wealth Group, Inc$158,807$165,000,000$0$165,000,000
7Sierra Asset Management$164,752$141,026,225$1,978,822$143,005,047
8Pathways Advisory Group, Inc.$176,718$0$115,043,311$115,043,311
9Certified Planners, Inc.$177,243$159,665,002$739,537$160,404,539
10American Money Management$180,001$197,291,517$4,309,426$201,600,943
11C-J Advisory, Inc.$184,701$136,863,353$0$136,863,353
12Pure Financial Advisors, Inc.$190,617$953,050,527$5,945,862$958,996,389
13Parkshore Wealth Management$193,134$112,126,545$3,174,318$115,300,863
14Silicon Valley Capital Partners, L.P.$202,175$191,257,209$0$191,257,209
15Polaris Financial Services, Inc.$204,163$0$250,507,493$250,507,493
16Financial Avengers, Inc.$209,685$110,153,581$8,108,918$118,262,499
17Gasber Financial Advisors, Inc$214,041$104,451,941$0$104,451,941
18Beacon Pointe Wealth Advisors$216,720$682,667,786$0$682,667,786
19Peninsula Wealth$221,429$168,000,000$18,000,000$186,000,000
20Mraz, Amerine & Associates, Inc.$223,117$341,847,373$11,793,103$353,640,476
21Banta Asset Management LP$225,787$109,630,193$32,389,827$142,020,020
22Clearview Investment Partners$227,190$162,611,769$1,419,406$164,031,175
23Aljian Capital Management$227,273$100,000,000$5,000,000$105,000,000
24Portfolio Advisors, Inc.$227,488$0$144,000,000$144,000,000
25Watermark Asset Management, Inc.$230,323$242,530,000$0$242,530,000
26Monterey Private Wealth, Inc.$230,724$274,351,183$26,051,834$300,403,017
27Epsilon Financial Group, Inc.$231,818$277,486,000$0$277,486,000
28YellowBrickRoad Financial Advisors$233,764$215,997,840$0$215,997,840
29Eclectic Associates, Inc.$238,612$478,577,624$86,932,674$565,510,298
30TABR Capital Management$242,720$148,302,137$0$148,302,137
31Integral Investment Advisors, Inc.$246,708$36,870,581$137,798,831$174,669,412
32Lighthouse Financial Services Inc$247,913$168,580,920$0$168,580,920
33Financial Designs Corporation$251,520$217,998,000$48,110,000$266,108,000
34North Berkeley Investment Partners$252,393$258,977,314$3,511,363$262,488,677
35Empyrion Wealth Management, Inc.$256,039$128,186,931$88,760$128,275,691
36Foothill Financial Advisors, Inc.$257,624$104,678,284$2,750,755$107,429,039
37WP Advisors$260,713$159,198,931$17,564,326$176,763,257
38Garner Financial Management, Inc.$262,418$111,000,000$8,400,000$119,400,000
39Fluent Wealth Partners$262,552$125,500,000$0$125,500,000
40Financial Alternatives, Inc.$263,274$112,229,862$2,820,931$115,050,793
41Powers Capital Investments, Inc.$269,274$170,872,462$2,001,238$172,873,700
42McCarthy Asset Management, Inc.$275,955$173,024,026$0$173,024,026
43Efficient Market Advisors$276,477$398,190,173$35,602,442$433,792,615
44Apriem Advisors$276,979$357,234,816$67,096,500$424,331,316
45Sigdestad Financial, Inc.$277,410$113,183,371$0$113,183,371
46Financial Connections Group, Inc.$277,433$186,989,916$0$186,989,916
47Trinity Capital Management$279,548$147,321,920$0$147,321,920
48Manchester Financial Inc$279,917$439,749,340$0$439,749,340
49Pillar Wealth Management$283,251$115,000,000$0$115,000,000
50Tellone Management Group Inc$286,071$305,238,239$0$305,238,239
Next Page »

Showing 1 to 50 of 227 entries

Page 1 | 2 | 3 | 4 | 5

Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1. To qualify, firms must have met the following criteria: (1) Latest ADV filing date is either on or after Jan. 1, 2014. (2) Total AUM is at least $100M. (3) Does not have employees who are registered representatives of a broker-dealer. (4) Provided investment advisory services to clients during its most recently completed fiscal year. (5) No more than 50% of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies). (6) No more than 25% of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants). (7) No more than 25% of regulatory assets under management is attributable to corporations or other businesses. (8) Does not receive commissions. (9) Provides financial planning services. (10) Is not actively engaged in business as a broker-dealer (registered or unregistered). (11) Is not actively engaged in business as a registered representative of a broker-dealer. (12) Has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.