RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Alpha & Omega$3,384$190,000,000$115,000,000$305,000,000
2Bradley & Company, LLC$121,077$88,300,000$46,580,000$134,880,000
3Financial Engines Advisors$121,688$113,000,000,000$0$113,000,000,000
4Personal Capital Advisors Corporation$125,900$2,128,462,122$0$2,128,462,122
5Praetorian Guard$133,101$128,708,501$0$128,708,501
6Regatta Capital Group$138,334$103,096,771$63,181,146$166,277,917
7Carlsbad Wealth Advisory Group, Inc.$138,433$115,037,529$0$115,037,529
8Sierra Asset Management$142,776$143,332,032$3,156,643$146,488,675
9Pacific Financial Strategies, Inc$154,952$100,099,227$0$100,099,227
10Pathways Advisory Group, Inc.$164,587$0$121,958,827$121,958,827
11Parkshore Wealth Management$170,636$114,326,200$0$114,326,200
12Certified Planners, Inc.$177,627$136,529,709$243,203$136,772,912
13Betterwealth LLC$179,512$98,900,000$11,500,000$110,400,000
14Portfolio Advisors, Inc.$181,294$128,900,000$0$128,900,000
15Pure Financial Advisors, Inc.$192,715$1,344,804,286$10,366,677$1,355,170,963
16Mraz, Amerine & Associates, Inc.$195,242$371,695,526$9,221,254$380,916,780
17American Money Management$195,770$201,278,408$4,671,465$205,949,873
18C-J Advisory, Inc.$197,597$147,012,475$0$147,012,475
19Jacobson & Breen Wealth Management$198,425$117,000,000$9,000,000$126,000,000
20Polaris Financial Services, Inc.$207,524$153,102,567$84,927,338$238,029,905
21Gradient Capital Advisors$214,554$193,224,663$47,290,186$240,514,849
22TTP Investments$219,005$102,056,236$0$102,056,236
23Financial Alternatives, Inc.$219,869$134,375,830$1,503,395$135,879,225
24Financial Avengers, Inc.$220,837$130,106,343$7,695,830$137,802,173
25LTS Capital Advisors$221,784$65,213,000$37,473,000$102,686,000
26Silicon Valley Capital Partners, L.P.$227,627$221,480,734$0$221,480,734
27YellowBrickRoad Financial Advisors$229,391$211,039,581$0$211,039,581
28Integral Investment Advisors, Inc.$230,651$50,712,069$144,418,894$195,130,963
29Aljian Capital Management$235,646$120,311,946$6,465,505$126,777,451
30Investor's Capital Management$236,152$101,537,688$2,841,275$104,378,963
31Efficient Market Advisors$236,268$512,228,465$0$512,228,465
32Eclectic Associates, Inc.$239,058$555,930,990$89,047,747$644,978,737
33AWM Global Advisors$240,544$132,299,232$0$132,299,232
34Foothill Financial Advisors, Inc.$241,718$118,816,230$3,251,487$122,067,717
35Parallel Advisors$246,125$1,030,634,357$6,537,243$1,037,171,600
36Jackson Financial Management$247,397$391,263,395$4,819,419$396,082,814
37Epsilon Financial Group, Inc.$251,443$286,142,064$0$286,142,064
38Financial Designs Corporation$257,310$230,545,700$71,536,692$302,082,392
39Clearview Investment Partners$260,887$169,162,004$1,457,806$170,619,810
40Shone Asset Management LLC$264,655$99,156,703$55,137,250$154,293,953
41North Berkeley Investment Partners$265,350$259,600,000$9,200,000$268,800,000
42Private Financial Counseling$265,384$142,245,992$0$142,245,992
43Reed & Ball, Inc.$265,438$114,138,484$0$114,138,484
44Lighthouse Financial Services Inc$266,522$216,415,758$0$216,415,758
45Victus Capital Wealth$270,819$147,700,000$4,500,000$152,200,000
46Garner Financial Management, Inc.$271,739$115,000,000$10,000,000$125,000,000
47WP Advisors$280,989$198,775,730$17,305,146$216,080,876
48Manchester Financial Inc$282,783$477,621,229$0$477,621,229
49Laurel Wealth Advisors, Inc.$282,857$433,361,089$266,144,363$699,505,452
50Raub Brock Capital Management, LP$284,775$758,804,079$63,340,681$822,144,760
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified 1,719 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2016. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2016, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 6, 2016.