RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Alpha & Omega$3,384$190,000,000$115,000,000$305,000,000
2Bradley & Company, LLC$121,077$88,300,000$46,580,000$134,880,000
3Financial Engines Advisors$121,688$113,424,000,000$0$113,424,000,000
4Praetorian Guard$122,748$134,654,971$0$134,654,971
5Natural Investments$126,861$268,288,305$5,986,070$274,274,375
6Regatta Capital Group$138,334$103,096,771$63,181,146$166,277,917
7Carlsbad Wealth Advisory Group, Inc.$138,433$115,037,529$0$115,037,529
8Sierra Asset Management$142,776$143,332,032$3,156,643$146,488,675
9Personal Capital Advisors Corporation$146,166$2,853,461,487$0$2,853,461,487
10Pacific Financial Strategies, Inc$154,952$100,099,227$0$100,099,227
11Pathways Advisory Group, Inc.$164,587$0$121,958,827$121,958,827
12Parkshore Wealth Management$170,636$114,326,200$0$114,326,200
13Continuum Advisory, LLC$173,228$115,543,179$0$115,543,179
14Certified Planners, Inc.$177,627$136,529,709$243,203$136,772,912
15Betterwealth LLC$179,512$98,900,000$11,500,000$110,400,000
16Portfolio Advisors, Inc.$188,288$131,990,000$0$131,990,000
17Mraz, Amerine & Associates, Inc.$195,242$371,695,526$9,221,254$380,916,780
18American Money Management$195,770$201,278,408$4,671,465$205,949,873
19C-J Advisory, Inc.$197,597$147,012,475$0$147,012,475
20Jacobson & Breen Wealth Management$198,425$117,000,000$9,000,000$126,000,000
21Pure Financial Advisors, Inc.$200,490$1,453,321,137$12,659,363$1,465,980,500
22Polaris Financial Services, Inc.$207,524$153,102,567$84,927,338$238,029,905
23Steel Peak Wealth Management, LLC$211,548$444,259,767$21,146,830$465,406,597
24Gradient Capital Advisors$214,554$193,224,663$47,290,186$240,514,849
25Financial Alternatives, Inc.$219,869$134,375,830$1,503,395$135,879,225
26Financial Avengers, Inc.$220,837$130,106,343$7,695,830$137,802,173
27LTS Capital Advisors$221,784$65,213,000$37,473,000$102,686,000
28TTP Investments, Inc.$225,671$102,906,014$0$102,906,014
29Silicon Valley Capital Partners, L.P.$227,627$221,480,734$0$221,480,734
30YellowBrickRoad Financial Advisors$229,391$211,039,581$0$211,039,581
31Integral Investment Advisors, Inc.$230,651$50,712,069$144,418,894$195,130,963
32Aljian Capital Management$235,646$120,311,946$6,465,505$126,777,451
33Investor's Capital Management$236,152$101,537,688$2,841,275$104,378,963
34Efficient Market Advisors$236,268$512,228,465$0$512,228,465
35Eclectic Associates, Inc.$239,058$555,930,990$89,047,747$644,978,737
36AWM Global Advisors$240,544$132,299,232$0$132,299,232
37Foothill Financial Advisors, Inc.$241,718$118,816,230$3,251,487$122,067,717
38Parallel Advisors$246,125$1,030,634,357$6,537,243$1,037,171,600
39Jackson Financial Management$247,397$391,263,395$4,819,419$396,082,814
40Epsilon Financial Group, Inc.$251,443$286,142,064$0$286,142,064
41Financial Designs Corporation$257,310$230,545,700$71,536,692$302,082,392
42Clearview Investment Partners$260,887$169,162,004$1,457,806$170,619,810
43Shone Asset Management LLC$264,655$99,156,703$55,137,250$154,293,953
44North Berkeley Investment Partners$265,350$259,600,000$9,200,000$268,800,000
45Reed & Ball, Inc.$265,438$114,138,484$0$114,138,484
46Lighthouse Financial Services Inc$266,522$216,415,758$0$216,415,758
47Victus Capital Wealth$270,819$147,700,000$4,500,000$152,200,000
48Garner Financial Management, Inc.$271,739$115,000,000$10,000,000$125,000,000
49Monterey Private Wealth, Inc.$275,086$340,833,837$25,580,782$366,414,619
50Private Financial Counseling$280,975$158,189,115$0$158,189,115
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified 1,719 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2016. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2016, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 6, 2016.