RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Tax Efficient Asset Management Solution Inc.$92,097$142,750,000$0$142,750,000
2Financial Engines Advisors$96,702$63,900,000,000$0$63,900,000,000
3Total Wealth Management Inc.$100,039$123,348,329$0$123,348,329
4Regatta Capital Group$103,621$45,323,166$59,437,319$104,760,485
5Haydel, Biel & Associates$113,283$132,300,000$1,600,000$133,900,000
6Cannon Beach Consultants Inc.$126,637$64,369,424$48,844,075$113,213,499
7Natural Investments$142,016$193,000,000$0$193,000,000
8Pacific Financial Strategies Inc.$149,775$100,948,599$0$100,948,599
9Pathways Advisory Group Inc.$153,030$0$101,765,000$101,765,000
10American Money Management$153,949$149,426,303$3,290,802$152,717,105
11Sierra Asset Management$156,659$125,247,265$1,960,167$127,207,432
12Sagent Wealth Management$160,000$100,000,000$20,000,000$120,000,000
13Certified Planners Inc.$161,902$157,301,334$2,009,948$159,311,282
14Financial Avengers Inc.$163,935$93,825,211$6,338,815$100,164,026
15Silicon Valley Capital Partners$164,008$142,687,243$0$142,687,243
16Mraz, Amerine & Associates Inc.$172,627$285,093,923$10,271,354$295,365,277
17Roof, Eidam & Maycock$173,454$345,609,313$3,380,031$348,989,344
18Pure Financial Advisors Inc.$181,955$800,487,253$4,481,605$804,968,858
19Parkshore Wealth Management$183,576$97,487,422$2,561,732$100,049,154
20Portfolio Advisors Inc.$202,441$0$123,489,000$123,489,000
21YellowBrickRoad Financial Advisors$209,593$219,652,937$0$219,652,937
22Personal Financial Consultants Inc.$213,034$0$159,775,538$159,775,538
23Gasber Financial Advisors Inc.$214,041$104,451,941$0$104,451,941
24Monterey Private Wealth Inc.$215,134$221,912,657$44,638,485$266,551,142
25Banta Asset Management$216,092$107,539,961$29,246,396$136,786,357
26North Berkeley Investment Partners$216,906$251,010,000$6,240,000$257,250,000
27Eclectic Associates Inc.$218,104$415,470,502$76,136,490$491,606,992
28WP Advisors$223,959$129,836,388$15,737,022$145,573,410
29Epsilon Financial Group Inc.$226,805$266,269,000$0$266,269,000
30Powers Capital Investments Inc.$227,297$132,541,841$4,291,060$136,832,901
31Clearview Investment Partners$229,298$154,992,972$1,388,579$156,381,551
32McCarthy Asset Management Inc.$230,347$136,825,833$0$136,825,833
33Watermark Asset Management Inc.$232,796$216,500,000$0$216,500,000
34Reed & Ball Inc.$234,366$93,822,832$6,485,748$100,308,580
35AWM Global Advisors$235,299$137,649,769$0$137,649,769
36Bedell Frazier Investment Counselling$236,888$342,539,326$0$342,539,326
37Linda A. Barlow$238,762$128,862,282$1,024,376$129,886,658
38Private Financial Counseling$245,142$143,898,590$0$143,898,590
39Financial Connections Group Inc.$245,826$158,803,515$0$158,803,515
40Financial Alternatives Inc.$247,301$103,124,714$0$103,124,714
41Efficient Market Advisors$247,911$331,493,873$9,383,735$340,877,608
42Lamia Financial Group$255,591$139,042,562$1,532,699$140,575,261
43Fluent Wealth Partners$255,675$118,888,664$0$118,888,664
44TABR Capital Management$256,370$162,025,922$0$162,025,922
45Omega Financial Group$257,353$122,400,000$100,000$122,500,000
46Lowery Thomas$257,986$0$105,258,233$105,258,233
47Integral Investment Advisors Inc.$259,882$35,706,891$119,962,268$155,669,159
48Bedrock Capital Management Inc.$261,905$194,857,546$0$194,857,546
49Asset Planning Inc.$261,964$132,482,291$1,905,418$134,387,709
50Investor's Capital Management$262,018$208,233,998$8,979,263$217,213,261
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1. To qualify, firms must have met the following criteria: (1) Latest ADV filing date is either on or after Jan. 1, 2012. (2) Total AUM is at least $100M. (3) Does not have employees who are registered representatives of a broker-dealer. (4) Provided investment advisory services to clients during its most recently completed fiscal year. (5) No more than 50% of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies). (6) No more than 25% of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants). (7) No more than 25% of regulatory assets under management is attributable to corporations or other businesses. (8) Does not receive commissions. (9) Provides financial planning services. (10) Is not actively engaged in business as a broker-dealer (registered or unregistered). (11) Is not actively engaged in business as a registered representative of a broker-dealer. (12) Has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.