RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Alpha & Omega$3,079$170,519,905$94,958,653$265,478,558
2Financial Engines Advisors$109,490$104,000,000,000$0$104,000,000,000
3Efficient Market Advisors$129,139$458,256,246$124,421,152$582,677,398
4Personal Capital Advisors Corporation$137,266$1,248,300,000$0$1,248,300,000
5Praetorian Guard$143,062$122,604,402$0$122,604,402
6Regatta Capital Group$143,094$97,288,051$53,389,705$150,677,756
7Sierra Asset Management$158,847$150,119,883$3,167,246$153,287,129
8Pacific Financial Strategies, Inc$168,674$111,156,423$0$111,156,423
9C-J Advisory, Inc.$178,487$144,752,738$0$144,752,738
10Parkshore Wealth Management$178,613$120,102,935$8,677,142$128,780,077
11Pathways Advisory Group, Inc.$182,680$0$123,308,731$123,308,731
12Certified Planners, Inc.$183,022$145,951,874$648,429$146,600,303
13American Money Management$189,254$202,767,006$5,034,202$207,801,208
14Pure Financial Advisors, Inc.$198,432$1,186,663,936$10,078,988$1,196,742,924
15Portfolio Advisors, Inc.$215,478$0$142,000,000$142,000,000
16TABR Capital Management$221,879$133,349,086$0$133,349,086
17Jacobson & Breen Wealth Management$224,172$106,500,000$8,500,000$115,000,000
18Nautilus Advisors$225,499$144,319,626$0$144,319,626
19Gradient Capital Advisors$227,867$149,400,000$35,400,000$184,800,000
20Silicon Valley Capital Partners, L.P.$228,409$227,724,265$0$227,724,265
21Mraz, Amerine & Associates, Inc.$228,767$388,395,559$11,489,241$399,884,800
22YellowBrickRoad Financial Advisors$230,529$213,931,106$0$213,931,106
23Aljian Capital Management$231,439$114,400,000$7,800,000$122,200,000
24Financial Avengers, Inc.$233,355$131,702,897$8,076,702$139,779,599
25Polaris Financial Services, Inc.$234,979$0$261,297,046$261,297,046
26Jackson Financial Management$235,021$390,724,752$2,935,075$393,659,827
27Integral Investment Advisors, Inc.$241,632$29,653,875$158,093,868$187,747,743
28TTP Investments$243,143$102,363,265$0$102,363,265
29Monterey Private Wealth, Inc.$247,160$298,946,217$34,719,503$333,665,720
30Foothill Financial Advisors, Inc.$249,124$113,187,880$3,153,111$116,340,991
31Eclectic Associates, Inc.$255,007$538,628,413$95,064,907$633,693,320
32Fluent Wealth Partners$256,279$128,395,544$0$128,395,544
33Laurel Wealth Advisors, Inc.$257,414$377,609,259$294,240,607$671,849,866
34Victus Capital Wealth$258,528$139,000,000$5,000,000$144,000,000
35Investor's Capital Management$260,639$104,645,288$2,998,503$107,643,791
36Financial Alternatives, Inc.$262,299$121,672,212$1,608,361$123,280,573
37Beacon Pointe Wealth Advisors$263,466$879,140,425$46,643$879,187,068
38Parallel Advisors$265,566$697,439,450$17,995,569$715,435,019
39Reed & Ball, Inc.$266,163$115,248,731$0$115,248,731
40North Berkeley Investment Partners$268,783$277,409,755$10,457,140$287,866,895
41Powers Capital Investments, Inc.$270,251$181,479,453$399,570$181,879,023
42Garner Financial Management, Inc.$271,739$115,000,000$10,000,000$125,000,000
43AWM Global Advisors$273,267$144,011,803$0$144,011,803
44Financial Designs Corporation$274,902$243,167,000$61,150,000$304,317,000
45Omega Financial Group$276,697$150,800,000$0$150,800,000
46WP Advisors$279,432$185,642,355$18,902,165$204,544,520
47Lighthouse Financial Services Inc$281,922$217,079,666$0$217,079,666
48Sigdestad Financial, Inc.$283,736$119,736,723$0$119,736,723
49Banta Asset Management LP$288,885$111,220,847$0$111,220,847
50Watermark Asset Management, Inc.$289,722$301,890,000$0$301,890,000
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified over 1,600 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2015. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2015, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June 11, 2015.