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RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
Business Name
# of employees
High-net-worth client assets
Total AUM
Total accounts
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | Financial Engines Advisors LLC | $77,006 | $47,500,000,000 | N/A | $47,500,000,000 |
| 2 | Tax Efficient Asset Management Solution Inc. | $81,310 | $140,015,618 | N/A | $140,015,618 |
| 3 | The Mutual Fund Store | $97,996 | $124,847,300 | N/A | $124,847,300 |
| 4 | HaydelBiel & Associates | $119,264 | $127,373,786 | N/A | $127,373,786 |
| 5 | Pacific Financial Strategies Inc. | $128,952 | $104,454,415 | $1,157,295 | $105,611,710 |
| 6 | Pure Financial Advisors Inc. | $136,187 | $527,323,649 | $3,668,098 | $530,991,747 |
| 7 | Cannon Beach Consultants Inc. | $136,871 | $71,410,806 | $35,485,609 | $106,896,415 |
| 8 | Certified Planners Inc. | $142,616 | $148,971,016 | $2,772,896 | $151,743,912 |
| 9 | American Money Management LLC | $143,876 | $161,284,869 | N/A | $161,284,869 |
| 10 | Silicon Valley Capital PartnersL.P. | $145,389 | $117,038,000 | N/A | $117,038,000 |
| 11 | Sierra Asset Management | $150,141 | $118,844,536 | $1,869,001 | $120,713,537 |
| 12 | Eclectic Associates Inc. | $159,691 | $393,292,079 | $77,476,252 | $470,768,331 |
| 13 | MrazAmerine & Associates Inc. | $168,296 | $241,732,153 | $8,860,082 | $250,592,235 |
| 14 | Wiiken & Gorman LLC | $177,486 | $216,000,000 | N/A | $216,000,000 |
| 15 | Yellowbrickroad Financial Advisors LLC | $184,552 | $198,024,177 | N/A | $198,024,177 |
| 16 | Personal Financial Consultants Inc. | $190,297 | N/A | $133,017,564 | $133,017,564 |
| 17 | Trovena Investment Advisors | $190,799 | $150,158,624 | N/A | $150,158,624 |
| 18 | Monterey Private Wealth Inc. | $193,558 | $173,689,311 | $43,288,731 | $216,978,042 |
| 19 | Banta Asset Management Lp | $194,057 | $97,563,589 | $23,333,630 | $120,897,219 |
| 20 | Watermark Asset Management Inc. | $195,258 | $180,418,000 | N/A | $180,418,000 |
| 21 | Wp Advisors LLC | $196,543 | $103,579,105 | $15,526,074 | $119,105,179 |
| 22 | Portfolio Advisors Inc. | $201,163 | N/A | $121,100,000 | $121,100,000 |
| 23 | Mccarthy Asset Management Inc. | $206,114 | $120,576,551 | N/A | $120,576,551 |
| 24 | Investor'S Capital Management LLC | $209,599 | $168,347,054 | $10,860,164 | $179,207,218 |
| 25 | Efficient Market Advisors LLC | $216,236 | $201,747,996 | N/A | $201,747,996 |
| 26 | Asset Planning Inc. | $218,184 | $104,706,081 | $3,076,612 | $107,782,693 |
| 27 | Financial Connections Group Inc. | $218,433 | $131,715,060 | N/A | $131,715,060 |
| 28 | North Berkeley Investment Partners LLC | $227,199 | $233,851,558 | $12,886,238 | $246,737,796 |
| 29 | Iwamoto Kong Wealth Management Group | $229,740 | $294,688,467 | $62,097,186 | $356,785,653 |
| 30 | Financial Designs Corporation | $232,926 | $182,536,882 | $15,450,197 | $197,987,079 |
| 31 | Harrison - De CharonLLC | $234,405 | $124,234,550 | N/A | $124,234,550 |
| 32 | Powers Capital Investments Inc. | $236,041 | $130,568,692 | $1,850,487 | $132,419,179 |
| 33 | Tmfs-San Francisco-Oakland LLC | $238,079 | $228,318,000 | N/A | $228,318,000 |
| 34 | Baker & Associates | $239,144 | $86,010,000 | $16,822,000 | $102,832,000 |
| 35 | Bedell Frazier Investment Counselling LLC. | $239,431 | $305,992,690 | N/A | $305,992,690 |
| 36 | Tabr Capital Management LLC | $241,563 | $159,914,776 | N/A | $159,914,776 |
| 37 | Integral Investment Advisors Inc. | $242,953 | $31,802,363 | $96,233,917 | $128,036,280 |
| 38 | Regency Investment Advisors Inc. | $244,244 | $180,598,143 | $5,759,904 | $186,358,047 |
| 39 | Abacus Wealth Partners | $254,723 | $680,715,126 | $669,725 | $681,384,851 |
| 40 | Concentric Wealth Management LLC | $257,712 | $104,631,000 | N/A | $104,631,000 |
| 41 | Pennington Financial Group | $258,172 | $127,020,452 | N/A | $127,020,452 |
| 42 | Tellone Management Group Inc. | $259,060 | $242,998,089 | N/A | $242,998,089 |
| 43 | Dean Roland Russell LLC | $260,270 | $96,771,000 | $6,296,000 | $103,067,000 |
| 44 | Starmont Asset Management LLC | $260,417 | $100,000,000 | N/A | $100,000,000 |
| 45 | Pruneyard Financial Group Inc. | $263,482 | $169,355,013 | $34,579,927 | $203,934,940 |
| 46 | Valley Wealth Inc. | $266,667 | $165,000,000 | $95,000,000 | $260,000,000 |
| 47 | Trinity Capital Management LLC | $272,344 | $131,270,000 | N/A | $131,270,000 |
| 48 | Fluent Wealth Partners | $275,000 | N/A | $110,000,000 | $110,000,000 |
| 49 | Glenn Woody Financial Consultants Inc. | $276,514 | $108,525,950 | $19,223,607 | $127,749,557 |
| 50 | Private Financial Counseling | $283,385 | $134,607,853 | N/A | $134,607,853 |
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For more information about the RIA Data Center, please contact InvestmentNews Data.
Reprints: For reprints of these rankings, please contact Laura Picariello.
*Methodology: InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of November 1, 2012. To qualify, a firm must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2012, (2) total AUM is at least $100M, (3) no employees are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.