RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
101Harris Financial Advisors, Inc.$359,926$329,360,758$14,008,698$343,369,456
102The Glowacki Group$918,919$340,000,000$0$340,000,000
103Blume Capital Management, Inc.$509,596$335,823,835$0$335,823,835
104Monterey Private Wealth, Inc.$247,160$298,946,217$34,719,503$333,665,720
105Westside Investment Management$471,490$323,913,883$0$323,913,883
106John W. Brooker & Co., CPAs, PC$1,733,500$322,431,007$0$322,431,007
107Rosenblum Silverman Sutton Sf Inc$1,551,013$316,866,266$1,091,468$317,957,734
108Neumann Capital Management$642,607$313,592,301$0$313,592,301
109Waypoint Wealth Partners$658,603$312,177,783$0$312,177,783
110Salem Partners Advisors Llc Dba Salem Partners Wealth Management$1,723,921$312,029,731$0$312,029,731
111Bedrock Capital Management, Inc.$404,197$310,423,422$0$310,423,422
112Van Strum & Towne Inc$969,057$247,532,000$60,628,000$308,160,000
113Tellone Management Group Inc$294,445$304,455,830$0$304,455,830
114Financial Designs Corporation$274,902$243,167,000$61,150,000$304,317,000
115Watermark Asset Management, Inc.$289,722$301,890,000$0$301,890,000
116Donnelly Wealth Advisors$320,792$238,484,801$61,134,881$299,619,682
117Epsilon Financial Group, Inc.$303,211$299,269,363$0$299,269,363
118North Berkeley Investment Partners$268,783$277,409,755$10,457,140$287,866,895
119Opes Advisors, Inc.$362,247$286,900,000$0$286,900,000
120Silicon Valley Wealth Advisors$442,246$282,812,495$225,114$283,037,609
121Creative Capital Management Inc$437,995$282,506,821$0$282,506,821
122Stevens First Principles Investment Advisors$610,362$275,648,920$5,728,127$281,377,047
123Cornerstone Wealth Management$494,383$262,746,357$7,680,960$270,427,317
124Elm Advisors$650,642$206,138,375$60,625,038$266,763,413
125Alpha & Omega$3,079$170,519,905$94,958,653$265,478,558
126Osher Van De Voorde Investment Management$1,347,645$264,138,345$0$264,138,345
127HC Financial Advisors Inc$355,824$264,021,486$0$264,021,486
128Cheviot Value Management$445,233$261,351,988$0$261,351,988
129Polaris Financial Services, Inc.$234,979$0$261,297,046$261,297,046
130Rowling & Associates$304,712$258,856,678$2,281,371$261,138,049
131Harold Davidson & Associates Inc$336,554$258,136,743$0$258,136,743
132Wheelerfrost - Wealth Managers$404,563$236,791,000$20,511,000$257,302,000
133Grubman Wealth Management$424,907$257,068,946$0$257,068,946
134Guardian Investment Management$1,282,146$208,147,000$47,000,000$255,147,000
135Meridian Investment Counsel, Inc.$626,407$253,694,649$0$253,694,649
136SP Asset Management$1,666,667$250,000,000$0$250,000,000
137Lowder Brian D Inc$426,912$245,972,869$355,300$246,328,169
138KK Wealth Advisors$630,649$242,799,860$0$242,799,860
139Ariston Services Group$1,008,898$236,000,000$2,100,000$238,100,000
140Vintage West Capital Management$881,481$100,000,000$138,000,000$238,000,000
141MKKS Investment Advisory Services, Inc$1,952,906$15,910,972$218,437,751$234,348,723
142Silicon Valley Capital Partners, L.P.$228,409$227,724,265$0$227,724,265
143Peninsula Wealth$461,191$203,600,000$21,000,000$224,600,000
144Arterburn and Watters, LLP$1,032,864$0$220,000,000$220,000,000
145Lighthouse Financial Services Inc$281,922$217,079,666$0$217,079,666
146McCarthy Asset Management, Inc.$330,921$215,429,614$0$215,429,614
148YellowBrickRoad Financial Advisors$230,529$213,931,106$0$213,931,106
149Kam Advisors$592,778$213,400,000$0$213,400,000
150Pennington Financial Group$389,985$212,692,516$239,101$212,931,617
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified over 1,600 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2015. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2015, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June 11, 2015.