RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
151Integris Wealth Management$394,853$182,972,000$240,000$183,212,000
152Johnson Lyman Wealth Advisors$1,325,469$178,938,259$0$178,938,259
153WP Advisors$260,713$159,198,931$17,564,326$176,763,257
154Personal Financial Consultants, Inc.$728,245$139,350,362$36,884,924$176,235,286
155Silver Oak Wealth Advisors$382,256$176,220,000$0$176,220,000
156Curran & Lewis Investment Management, Inc.$1,038,829$175,562,041$0$175,562,041
157Thalassa Capital$710,776$99,942,955$74,907,841$174,850,796
158Integral Investment Advisors, Inc.$246,708$36,870,581$137,798,831$174,669,412
159McCarthy Asset Management, Inc.$275,955$173,024,026$0$173,024,026
160Powers Capital Investments, Inc.$269,274$170,872,462$2,001,238$172,873,700
161Meritas Wealth Management$342,409$170,861,975$0$170,861,975
162Caves & Associates$594,843$165,362,980$5,356,870$170,719,850
163Concentric Wealth Management$358,705$170,385,000$0$170,385,000
164Harrison - De Charon$314,070$169,598,005$0$169,598,005
165Lighthouse Financial Services Inc$247,913$168,580,920$0$168,580,920
166Quality Growth Management, Inc.$1,035,438$166,705,462$0$166,705,462
167KK Wealth Advisors$438,549$165,771,462$0$165,771,462
168Beta Wealth Group, Inc$158,807$165,000,000$0$165,000,000
169Lamia Financial Group, Inc.$290,706$164,539,408$0$164,539,408
170Clearview Investment Partners$227,190$162,611,769$1,419,406$164,031,175
171Certified Planners, Inc.$177,243$159,665,002$739,537$160,404,539
172Asset Planning, Inc$287,865$158,037,693$2,015,225$160,052,918
173Omega Financial Group$302,457$155,000,000$5,000,000$160,000,000
174Taylor Frigon Capital Management$1,186,266$151,842,009$0$151,842,009
175Linda A. Barlow, CFP$344,983$143,076,271$5,611,260$148,687,531
176Sage Capital Advisors$1,002,938$148,434,755$0$148,434,755
177TABR Capital Management$242,720$148,302,137$0$148,302,137
178Beverly Investment Advisors$1,054,783$63,629,865$84,039,709$147,669,574
179Trinity Capital Management$279,548$147,321,920$0$147,321,920
180The Humphreys Group$578,404$144,601,110$0$144,601,110
181Creekside Partners, Inc.$1,290,179$138,000,000$6,500,000$144,500,000
182Portfolio Advisors, Inc.$227,488$0$144,000,000$144,000,000
183Sierra Asset Management$164,752$141,026,225$1,978,822$143,005,047
184Banta Asset Management LP$225,787$109,630,193$32,389,827$142,020,020
185Nautilus Advisors$373,297$137,000,000$0$137,000,000
186C-J Advisory, Inc.$184,701$136,863,353$0$136,863,353
187Eliot Finkel Investment Counsel$716,512$136,853,733$0$136,853,733
188Bergquist Wang$1,363,062$57,279,008$79,027,188$136,306,196
189Athena Investment Management$530,996$132,883,256$1,458,762$134,342,018
190Regal Wealth Group Inc.$488,344$134,294,546$0$134,294,546
191Empyrion Wealth Management, Inc.$256,039$128,186,931$88,760$128,275,691
192Baker & Associates$359,310$115,876,219$12,397,292$128,273,511
193Berkson Asset Management, Inc.$1,034,677$13,339,551$112,891,010$126,230,561
194Fluent Wealth Partners$262,552$125,500,000$0$125,500,000
195Regatta Capital Group$119,686$73,213,962$50,182,081$123,396,043
196Holbrook Global Strategies$3,485,714$122,000,000$0$122,000,000
197Aequitas Wealth Management$485,697$121,910,000$0$121,910,000
198Victus Capital Wealth$287,947$116,400,000$4,250,000$120,650,000
199Moler Capital Management$524,694$120,155,039$0$120,155,039
200Duckworth Wealth Advisors, Inc.$1,034,895$120,047,876$0$120,047,876
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For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1. To qualify, firms must have met the following criteria: (1) Latest ADV filing date is either on or after Jan. 1, 2014. (2) Total AUM is at least $100M. (3) Does not have employees who are registered representatives of a broker-dealer. (4) Provided investment advisory services to clients during its most recently completed fiscal year. (5) No more than 50% of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies). (6) No more than 25% of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants). (7) No more than 25% of regulatory assets under management is attributable to corporations or other businesses. (8) Does not receive commissions. (9) Provides financial planning services. (10) Is not actively engaged in business as a broker-dealer (registered or unregistered). (11) Is not actively engaged in business as a registered representative of a broker-dealer. (12) Has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.