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RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
Business Name
# of employees
High-net-worth client assets
Total AUM
Total accounts
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 151 | Tax Efficient Asset Management Solution Inc. | $81,310 | $140,015,618 | N/A | $140,015,618 |
| 152 | Westend Capital Management LLC. | $650,982 | $138,659,227 | N/A | $138,659,227 |
| 153 | Johnson Lyman Wealth Advisors | $1,131,459 | $138,037,955 | N/A | $138,037,955 |
| 154 | Titan Capital Management LLC | $327,115 | $137,388,424 | N/A | $137,388,424 |
| 155 | Quality Growth Management Inc. | $839,897 | $136,903,233 | N/A | $136,903,233 |
| 156 | Kk Wealth Advisors LLC | $2,533,909 | $136,831,074 | N/A | $136,831,074 |
| 157 | Private Financial Counseling | $283,385 | $134,607,853 | N/A | $134,607,853 |
| 158 | Curran & Lewis Investment Management Inc. | $856,565 | $134,480,760 | N/A | $134,480,760 |
| 159 | Personal Financial Consultants Inc. | $190,297 | N/A | $133,017,564 | $133,017,564 |
| 160 | Caves & Associates | $499,797 | $128,214,872 | $4,231,423 | $132,446,295 |
| 161 | Powers Capital Investments Inc. | $236,041 | $130,568,692 | $1,850,487 | $132,419,179 |
| 162 | Financial Connections Group Inc. | $218,433 | $131,715,060 | N/A | $131,715,060 |
| 163 | Trinity Capital Management LLC | $272,344 | $131,270,000 | N/A | $131,270,000 |
| 164 | Integral Investment Advisors Inc. | $242,953 | $31,802,363 | $96,233,917 | $128,036,280 |
| 165 | Glenn Woody Financial Consultants Inc. | $276,514 | $108,525,950 | $19,223,607 | $127,749,557 |
| 166 | HaydelBiel & Associates | $119,264 | $127,373,786 | N/A | $127,373,786 |
| 167 | Pennington Financial Group | $258,172 | $127,020,452 | N/A | $127,020,452 |
| 168 | Empyrion Wealth Management Inc. | $411,266 | $126,617,767 | $52,310 | $126,670,077 |
| 169 | The Humphreys Group | $1,803,913 | $126,273,885 | N/A | $126,273,885 |
| 170 | Meritas Wealth Management LLC | $293,386 | $125,275,701 | N/A | $125,275,701 |
| 171 | The Mutual Fund Store | $97,996 | $124,847,300 | N/A | $124,847,300 |
| 172 | Sage Capital Advisors LLC | $865,742 | $124,666,903 | N/A | $124,666,903 |
| 173 | Harrison - De CharonLLC | $234,405 | $124,234,550 | N/A | $124,234,550 |
| 174 | Integris Wealth Management LLC | $354,286 | $124,000,000 | N/A | $124,000,000 |
| 175 | Michael J. Bergquist Financial & Estate Planning | $1,277,913 | $41,227,094 | $81,452,577 | $122,679,671 |
| 176 | Creekside Partners Inc. | $1,024,580 | $99,575,000 | $22,350,000 | $121,925,000 |
| 177 | Verity Wealth Advisors LLC | $3,292,296 | $121,814,952 | N/A | $121,814,952 |
| 178 | Portfolio Advisors Inc. | $201,163 | N/A | $121,100,000 | $121,100,000 |
| 179 | Banta Asset Management Lp | $194,057 | $97,563,589 | $23,333,630 | $120,897,219 |
| 180 | Sierra Asset Management | $150,141 | $118,844,536 | $1,869,001 | $120,713,537 |
| 181 | Mccarthy Asset Management Inc. | $206,114 | $120,576,551 | N/A | $120,576,551 |
| 182 | Linda A. BarlowCfp | $343,371 | $112,441,854 | $8,081,274 | $120,523,128 |
| 183 | Wp Advisors LLC | $196,543 | $103,579,105 | $15,526,074 | $119,105,179 |
| 184 | Silicon Valley Capital PartnersL.P. | $145,389 | $117,038,000 | N/A | $117,038,000 |
| 185 | Beverly Investment Advisors LLC | $821,711 | $46,015,388 | $70,667,503 | $116,682,891 |
| 186 | 5T Wealth Management LLC | $337,844 | $111,323,606 | $502,696 | $111,826,302 |
| 187 | Fluent Wealth Partners | $275,000 | N/A | $110,000,000 | $110,000,000 |
| 188 | Arterburn And WattersLlp | $592,857 | N/A | $107,900,000 | $107,900,000 |
| 189 | Asset Planning Inc. | $218,184 | $104,706,081 | $3,076,612 | $107,782,693 |
| 190 | Athena Investment Management | $396,235 | $106,475,100 | $1,300,951 | $107,776,051 |
| 191 | Cannon Beach Consultants Inc. | $136,871 | $71,410,806 | $35,485,609 | $106,896,415 |
| 192 | Holbrook Global Strategies | $1,261,905 | $106,000,000 | N/A | $106,000,000 |
| 193 | Pacific Financial Strategies Inc. | $128,952 | $104,454,415 | $1,157,295 | $105,611,710 |
| 194 | Awm Global Advisors | $842,649 | $105,331,137 | N/A | $105,331,137 |
| 195 | Concentric Wealth Management LLC | $257,712 | $104,631,000 | N/A | $104,631,000 |
| 196 | Duckworth Mehner Private Wealth Advisors Inc. | $916,786 | $85,896,335 | $18,617,268 | $104,513,603 |
| 197 | Dco Wealth Management | $596,342 | $96,003,500 | $8,356,400 | $104,359,900 |
| 198 | Dean Roland Russell LLC | $260,270 | $96,771,000 | $6,296,000 | $103,067,000 |
| 199 | Baker & Associates | $239,144 | $86,010,000 | $16,822,000 | $102,832,000 |
| 200 | Dobson Asset Management | $614,240 | $100,900,552 | $1,677,564 | $102,578,116 |
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Reprints: For reprints of these rankings, please contact Laura Picariello.
*Methodology: InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of November 1, 2012. To qualify, a firm must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2012, (2) total AUM is at least $100M, (3) no employees are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.