RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
151MKKS Investment Advisory Services, Inc$1,786,884$228,721,100$0$228,721,100
152Clearpath Capital Partners LLC$696,886$169,714,825$56,773,241$226,488,066
153Arterburn and Watters, LLP$1,094,537$0$222,191,000$222,191,000
154Silicon Valley Capital Partners, L.P.$227,627$221,480,734$0$221,480,734
155Lighthouse Financial Services Inc$266,522$216,415,758$0$216,415,758
156WP Advisors$280,989$198,775,730$17,305,146$216,080,876
157AG Asset Advisory, LLC$2,919,586$216,049,340$0$216,049,340
158Financial Connections Group, Inc.$291,456$215,968,790$0$215,968,790
159McCarthy Asset Management, Inc.$327,939$214,143,927$0$214,143,927
161YellowBrickRoad Financial Advisors$229,391$211,039,581$0$211,039,581
162Pennington Financial Group$374,772$208,106,452$266,634$208,373,086
163American Money Management$195,770$201,278,408$4,671,465$205,949,873
164Dean Roland Russell$372,660$200,918,401$1,808,876$202,727,277
166Newport Wealth Strategies, Inc.$441,862$137,459,655$64,913,347$202,373,002
167Beta Wealth Group, Inc$746,037$201,430,000$0$201,430,000
168Asset Planning, Inc$319,018$199,814,152$1,486,272$201,300,424
169Meritas Wealth Management$330,193$198,445,747$0$198,445,747
170Trinity Capital Management$326,064$187,054,505$8,909,965$195,964,470
171Integral Investment Advisors, Inc.$230,651$50,712,069$144,418,894$195,130,963
172Curran & Lewis Investment Management, Inc.$1,120,235$190,087,096$4,833,742$194,920,838
173Silver Oak Wealth Advisors$380,392$194,760,673$0$194,760,673
174Park, Miller$986,088$194,253,440$5,964$194,259,404
175Concentric Wealth Management$353,190$191,782,000$0$191,782,000
176Wealth Quest Partners$329,911$190,358,730$0$190,358,730
177Lamia Financial Group, Inc.$312,835$186,762,478$0$186,762,478
178Sirius Wealth Management Strategies$2,371,795$185,000,000$0$185,000,000
179Concord Investment Counsel$346,924$173,854,138$5,158,565$179,012,703
180Johnson Lyman Wealth Advisors$379,842$178,525,677$0$178,525,677
181Personal Financial Consultants, Inc.$780,015$170,358,585$7,484,933$177,843,518
182Cedar Wealth Management$3,680,176$165,650,707$10,997,762$176,648,469
183Abbrea Capital, LLC$760,425$165,915,640$9,742,563$175,658,203
184Baker, Brose & Mitsutome Wealth Management LLC$312,252$173,300,000$0$173,300,000
185Taylor Frigon Capital Management$1,381,203$172,650,329$0$172,650,329
186Curtis Advisory Group$1,190,610$142,711,101$28,736,791$171,447,892
187Clearview Investment Partners$260,887$169,162,004$1,457,806$170,619,810
188Linda A. Barlow, CFP$331,902$168,701,931$1,563,810$170,265,741
189Jess S. Morgan & Company., Inc.$888,759$168,864,204$0$168,864,204
190Vernal Point Advisors$1,241,176$18,600,000$150,200,000$168,800,000
191Regatta Capital Group$138,334$103,096,771$63,181,146$166,277,917
192Bennicas & Associates$1,278,166$164,883,439$0$164,883,439
193Shone Asset Management LLC$264,655$99,156,703$55,137,250$154,293,953
194Victus Capital Wealth$270,819$147,700,000$4,500,000$152,200,000
195Alethea Capital Management, LLC$1,143,988$147,574,505$0$147,574,505
196The Humphreys Group$1,584,969$147,402,092$0$147,402,092
197C-J Advisory, Inc.$197,597$147,012,475$0$147,012,475
198Sierra Asset Management$142,776$143,332,032$3,156,643$146,488,675
199Caves & Associates$583,922$137,314,223$6,330,706$143,644,929
200Wealth Analytics Partners, LLC$527,675$112,000,000$31,000,000$143,000,000
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified 1,719 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2016. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2016, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 6, 2016.