RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
201Empyrion Wealth Management, Inc.$256,039$128,186,931$88,760$128,275,691
202Baker & Associates$359,310$115,876,219$12,397,292$128,273,511
203Berkson Asset Management, Inc.$1,034,677$13,339,551$112,891,010$126,230,561
204Fluent Wealth Partners$262,552$125,500,000$0$125,500,000
205Regatta Capital Group$119,686$73,213,962$50,182,081$123,396,043
206Garner Financial Management, Inc.$270,330$114,000,000$9,000,000$123,000,000
207Holbrook Global Strategies$3,485,714$122,000,000$0$122,000,000
208Aequitas Wealth Management$485,697$121,910,000$0$121,910,000
209Long-Term Solutions, LLC$567,310$103,982,000$16,855,000$120,837,000
210Gasber Financial Advisors, Inc$212,233$120,760,731$0$120,760,731
211Victus Capital Wealth$287,947$116,400,000$4,250,000$120,650,000
212Moler Capital Management$524,694$120,155,039$0$120,155,039
213Duckworth Wealth Advisors, Inc.$1,034,895$120,047,876$0$120,047,876
214Financial Avengers, Inc.$209,685$110,153,581$8,108,918$118,262,499
2155T Wealth Management, LLC$397,929$118,184,969$0$118,184,969
216Sheridan Capital Management$714,867$117,953,092$0$117,953,092
217Banta Asset Management LP$300,190$116,473,791$0$116,473,791
218Dobson Asset Management$691,008$113,179,961$2,909,303$116,089,264
219Parkshore Wealth Management$193,134$112,126,545$3,174,318$115,300,863
220Financial Alternatives, Inc.$263,274$112,229,862$2,820,931$115,050,793
221Pathways Advisory Group, Inc.$176,718$0$115,043,311$115,043,311
222Pillar Wealth Management$283,251$115,000,000$0$115,000,000
223Cannon Beach Consultants Inc$147,789$105,561,769$8,531,288$114,093,057
224Paragon Financial Partners$381,690$68,303,000$45,059,000$113,362,000
225Sigdestad Financial, Inc.$277,410$113,183,371$0$113,183,371
226Verity Wealth Advisors$3,532,684$0$113,045,892$113,045,892
227Spectrum Financial Management$895,673$107,486,541$4,472,534$111,959,075
228Pacific Financial Strategies, Inc$158,695$111,562,474$0$111,562,474
229Private Capital Management, Inc.$361,978$63,044,054$48,445,045$111,489,099
230AWM Global Advisors$352,793$110,777,068$0$110,777,068
231Reed & Ball, Inc.$1,094,981$103,171,984$7,421,139$110,593,123
232Westend Capital Management.$519,684$109,133,710$0$109,133,710
233Millennium Investment Services$292,761$108,028,810$0$108,028,810
234Benningfield Financial Advisors$560,760$107,665,934$0$107,665,934
235Foothill Financial Advisors, Inc.$257,624$104,678,284$2,750,755$107,429,039
236Inspired Financial$310,850$106,000,000$0$106,000,000
237Aljian Capital Management$227,273$100,000,000$5,000,000$105,000,000
239Matrix Planning Inc$346,916$46,543,173$56,837,654$103,380,827
240Walpole Financial Advisors$388,045$102,055,919$0$102,055,919
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1. To qualify, firms must have met the following criteria: (1) Latest ADV filing date is either on or after Jan. 1, 2014. (2) Total AUM is at least $100M. (3) Does not have employees who are registered representatives of a broker-dealer. (4) Provided investment advisory services to clients during its most recently completed fiscal year. (5) No more than 50% of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies). (6) No more than 25% of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants). (7) No more than 25% of regulatory assets under management is attributable to corporations or other businesses. (8) Does not receive commissions. (9) Provides financial planning services. (10) Is not actively engaged in business as a broker-dealer (registered or unregistered). (11) Is not actively engaged in business as a registered representative of a broker-dealer. (12) Has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.