RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
201Baker & Associates$359,341$121,604,275$15,304,744$136,909,019
202Triad Investment Management$2,172,400$131,522,119$5,339,098$136,861,217
203Pillar Wealth Management$398,827$136,000,000$0$136,000,000
204Empyrion Wealth Management, Inc.$299,739$134,788,300$94,232$134,882,532
205Allovest Advisory Services$134,013,698$0$134,013,698$134,013,698
206TABR Capital Management$221,879$133,349,086$0$133,349,086
207Beverly Investment Advisors$953,501$36,737,479$95,799,161$132,536,640
208Bergquist Wang$1,394,190$55,554,761$75,499,088$131,053,849
209Holbrook Global Strategies$1,444,444$130,000,000$0$130,000,000
210Parkshore Wealth Management$178,613$120,102,935$8,677,142$128,780,077
211Fluent Wealth Partners$256,279$128,395,544$0$128,395,544
212Dobson Asset Management$793,726$126,266,498$1,523,356$127,789,854
213Duckworth Wealth Advisors, Inc.$909,518$127,332,479$0$127,332,479
214Sheridan Capital Management$701,657$127,000,000$0$127,000,000
215Paragon Financial Partners$399,698$69,248,000$56,657,000$125,905,000
216Private Capital Management, Inc.$393,323$67,529,967$58,333,353$125,863,320
2175T Wealth Management, LLC$407,289$125,037,569$0$125,037,569
218Garner Financial Management, Inc.$271,739$115,000,000$10,000,000$125,000,000
219Pathways Advisory Group, Inc.$182,680$0$123,308,731$123,308,731
220Financial Alternatives, Inc.$262,299$121,672,212$1,608,361$123,280,573
221Verity Wealth Advisors$793,959$123,063,573$0$123,063,573
222Benningfield Financial Advisors$538,872$122,862,722$0$122,862,722
223Praetorian Guard$143,062$122,604,402$0$122,604,402
224Aljian Capital Management$231,439$114,400,000$7,800,000$122,200,000
225Moler Capital Management$486,487$121,621,807$0$121,621,807
226Chamberlain Financial Planning & Wealth Management$1,497,531$8,000,000$113,300,000$121,300,000
227Spectrum Financial Management$921,067$115,120,583$4,618,149$119,738,732
228Sigdestad Financial, Inc.$283,736$119,736,723$0$119,736,723
229Westend Capital Management.$582,833$118,897,967$0$118,897,967
230Foothill Financial Advisors, Inc.$249,124$113,187,880$3,153,111$116,340,991
231The Portola Group Inc$444,075$109,265,620$6,193,931$115,459,551
232Reed & Ball, Inc.$266,163$115,248,731$0$115,248,731
233Jacobson & Breen Wealth Management$224,172$106,500,000$8,500,000$115,000,000
234Millennium Investment Services$297,178$96,755,166$15,578,203$112,333,369
235Banta Asset Management LP$288,885$111,220,847$0$111,220,847
236Long-Term Solutions, LLC$291,819$90,128,000$21,055,000$111,183,000
237Pacific Financial Strategies, Inc$168,674$111,156,423$0$111,156,423
238Inspired Financial$309,859$110,000,000$0$110,000,000
239Sagent Wealth Management$301,370$80,000,000$30,000,000$110,000,000
240Walpole Financial Advisors$346,789$108,891,611$0$108,891,611
241Matrix Planning Inc$363,846$63,730,839$45,059,105$108,789,944
242Sage Stone Wealth Management Llc$380,702$95,900,000$12,600,000$108,500,000
243Investor's Capital Management$260,639$104,645,288$2,998,503$107,643,791
244Castle Wealth Planning$998,638$104,856,977$0$104,856,977
245Dedicated Capital Advisors$1,325,763$103,409,535$0$103,409,535
246TTP Investments$243,143$102,363,265$0$102,363,265
247Monograph Wealth Advisors$1,953,704$101,592,589$0$101,592,589
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified over 1,600 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2015. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2015, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June 11, 2015.