RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
201Garner Financial Management, Inc.$262,418$111,000,000$8,400,000$119,400,000
202Financial Avengers, Inc.$209,685$110,153,581$8,108,918$118,262,499
203Sheridan Capital Management$714,867$117,953,092$0$117,953,092
204Dobson Asset Management$691,008$113,179,961$2,909,303$116,089,264
205Parkshore Wealth Management$193,134$112,126,545$3,174,318$115,300,863
206Financial Alternatives, Inc.$263,274$112,229,862$2,820,931$115,050,793
207Pathways Advisory Group, Inc.$176,718$0$115,043,311$115,043,311
208Pillar Wealth Management$283,251$115,000,000$0$115,000,000
209Cannon Beach Consultants Inc$147,789$93,446,342$20,646,715$114,093,057
210Paragon Financial Partners$381,690$68,303,000$45,059,000$113,362,000
211Sigdestad Financial, Inc.$277,410$113,183,371$0$113,183,371
212Verity Wealth Advisors$3,532,684$0$113,045,892$113,045,892
213Spectrum Financial Management$895,673$107,486,541$4,472,534$111,959,075
214Pacific Financial Strategies, Inc$158,695$111,562,474$0$111,562,474
215Private Capital Management, Inc.$361,978$63,044,054$48,445,045$111,489,099
216AWM Global Advisors$352,793$110,777,068$0$110,777,068
217Reed & Ball, Inc.$1,094,981$103,171,984$7,421,139$110,593,123
218Millennium Investment Services$292,761$108,028,810$0$108,028,810
219Benningfield Financial Advisors$560,760$107,665,934$0$107,665,934
220Foothill Financial Advisors, Inc.$257,624$104,678,284$2,750,755$107,429,039
221Inspired Financial$310,850$106,000,000$0$106,000,000
222Westend Capital Management.$511,517$105,372,577$0$105,372,577
223Aljian Capital Management$227,273$100,000,000$5,000,000$105,000,000
224Gasber Financial Advisors, Inc$214,041$104,451,941$0$104,451,941
225Matrix Planning Inc$346,916$46,543,173$56,837,654$103,380,827
226Walpole Financial Advisors$388,045$102,055,919$0$102,055,919
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1. To qualify, firms must have met the following criteria: (1) Latest ADV filing date is either on or after Jan. 1, 2014. (2) Total AUM is at least $100M. (3) Does not have employees who are registered representatives of a broker-dealer. (4) Provided investment advisory services to clients during its most recently completed fiscal year. (5) No more than 50% of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies). (6) No more than 25% of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants). (7) No more than 25% of regulatory assets under management is attributable to corporations or other businesses. (8) Does not receive commissions. (9) Provides financial planning services. (10) Is not actively engaged in business as a broker-dealer (registered or unregistered). (11) Is not actively engaged in business as a registered representative of a broker-dealer. (12) Has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.