RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
201Sigdestad Financial, Inc.$296,908$142,812,886$0$142,812,886
202Private Financial Counseling$265,384$142,245,992$0$142,245,992
203Berkson Asset Management, Inc.$1,034,001$15,044,508$126,613,605$141,658,113
204Athena Investment Management$503,626$137,745,906$3,269,351$141,015,257
205Aequitas Wealth Management$472,200$140,715,700$0$140,715,700
206Regal Wealth Group Inc.$520,556$140,550,000$0$140,550,000
207Baker & Associates$352,042$120,571,187$18,133,554$138,704,741
208Financial Avengers, Inc.$220,837$130,106,343$7,695,830$137,802,173
209Certified Planners, Inc.$177,627$136,529,709$243,203$136,772,912
210Financial Alternatives, Inc.$219,869$134,375,830$1,503,395$135,879,225
211Empyrion Wealth Management, Inc.$303,787$135,050,520$134,684$135,185,204
212Bradley & Company, LLC$121,077$88,300,000$46,580,000$134,880,000
213Pillar Wealth Management$326,369$133,485,000$0$133,485,000
214Morling Financial Advisors, LLC$288,206$133,439,401$0$133,439,401
215Fluent Wealth Partners$649,366$133,120,000$0$133,120,000
216NWK Group$587,715$132,823,564$0$132,823,564
217AWM Global Advisors$240,544$132,299,232$0$132,299,232
218Duckworth Wealth Advisors, Inc.$899,315$132,199,245$0$132,199,245
219Walpole Financial Advisors$396,052$131,885,452$0$131,885,452
220Ariadne Wealth Management, LLC$652,248$125,224,810$5,876,966$131,101,776
221Beverly Investment Advisors$850,859$35,744,210$94,437,275$130,181,485
222Portfolio Advisors, Inc.$181,294$128,900,000$0$128,900,000
223Praetorian Guard$133,101$128,708,501$0$128,708,501
224Private Capital Management, Inc.$416,415$70,439,188$56,983,893$127,423,081
225Clutinger Williams & Verhoye Inc$338,410$117,556,063$9,685,995$127,242,058
226Aljian Capital Management$235,646$120,311,946$6,465,505$126,777,451
227TABR Capital Management$387,898$126,066,865$0$126,066,865
228Holbrook Global Strategies$1,575,000$126,000,000$0$126,000,000
229Jacobson & Breen Wealth Management$198,425$117,000,000$9,000,000$126,000,000
230Benningfield Financial Advisors$523,691$125,685,801$0$125,685,801
231Sheridan Capital Management$640,816$125,600,000$0$125,600,000
232Eliot Finkel Investment Counsel$608,617$125,375,041$0$125,375,041
233Garner Financial Management, Inc.$271,739$115,000,000$10,000,000$125,000,000
234Fairbanks Capital Management$581,921$115,378,030$9,152,973$124,531,003
235Inspired Financial$311,392$123,000,000$0$123,000,000
236Gasber Financial Advisors, Inc$852,501$122,760,166$0$122,760,166
237Bergquist Wang$1,357,866$54,272,627$67,935,338$122,207,965
238Foothill Financial Advisors, Inc.$241,718$118,816,230$3,251,487$122,067,717
239Pathways Advisory Group, Inc.$164,587$0$121,958,827$121,958,827
240Wilson & Boucher Capital Management, LLC$307,317$120,468,278$0$120,468,278
2415T Wealth Management, LLC$405,994$119,362,108$0$119,362,108
242Chamberlain Financial Planning & Wealth Management$1,576,556$111,141,716$7,100,000$118,241,716
243Gencap Portfolio Management$447,727$103,000,000$15,200,000$118,200,000
244Verity Wealth Advisors$789,214$108,852,278$8,740,674$117,592,952
245Dobson Asset Management$772,852$115,029,130$2,444,428$117,473,558
246Moler Capital Management$477,940$116,617,389$0$116,617,389
247Spectrum Financial Management$939,692$112,142,106$4,379,747$116,521,853
248Sage Stone Wealth Management Llc$445,977$111,900,000$4,500,000$116,400,000
249Carlsbad Wealth Advisory Group, Inc.$138,433$115,037,529$0$115,037,529
250Parkshore Wealth Management$170,636$114,326,200$0$114,326,200
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified 1,719 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2016. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2016, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 6, 2016.