RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
251Gencap Portfolio Management$447,727$103,000,000$15,200,000$118,200,000
252Verity Wealth Advisors$789,214$108,852,278$8,740,674$117,592,952
253Dobson Asset Management$772,852$115,029,130$2,444,428$117,473,558
254Moler Capital Management$477,940$116,617,389$0$116,617,389
255Spectrum Financial Management$939,692$112,142,106$4,379,747$116,521,853
256Sage Stone Wealth Management LLC$445,977$111,900,000$4,500,000$116,400,000
257Continuum Advisory, LLC$173,228$115,543,179$0$115,543,179
258Carlsbad Wealth Advisory Group, Inc.$138,433$115,037,529$0$115,037,529
259Parkshore Wealth Management$170,636$114,326,200$0$114,326,200
260Reed & Ball, Inc.$265,438$114,138,484$0$114,138,484
261Brentwood Advisory Group, LLC$389,819$113,827,161$0$113,827,161
262Hynes Advisory Inc. Dba Hearthstone | Private Wealth Management$316,321$113,559,311$0$113,559,311
263JDH Wealth Management, LLC$405,946$110,417,275$0$110,417,275
264Betterwealth LLC$179,512$98,900,000$11,500,000$110,400,000
265Integral Financial Solutions, LLC$463,936$109,952,930$0$109,952,930
266Reis Investment Management, Inc.$425,822$108,584,669$0$108,584,669
267Triad Investment Management$1,677,999$107,391,929$0$107,391,929
268Castle Wealth Planning$1,080,586$106,978,054$0$106,978,054
269Gasber Financial Advisors, Inc$313,877$105,148,796$0$105,148,796
270Investor's Capital Management$236,152$101,537,688$2,841,275$104,378,963
271Thalassa Capital$474,030$96,341,656$7,470,939$103,812,595
272Topturn Capital, LLC$469,064$81,073,731$22,120,388$103,194,119
273TTP Investments, Inc.$225,671$102,906,014$0$102,906,014
274Spinnaker Investment Group, LLC$281,568$85,865,611$16,906,844$102,772,455
275LTS Capital Advisors$221,784$65,213,000$37,473,000$102,686,000
276Matrix Planning Inc$708,480$46,709,802$53,894,303$100,604,105
277Pacific Financial Strategies, Inc$154,952$100,099,227$0$100,099,227
278Avivar Capital, LLC$25,000,000$0$100,000,000$100,000,000
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Showing 251 to 278 of 278 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified 1,719 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2016. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2016, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 6, 2016.