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RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
Business Name
# of employees
High-net-worth client assets
Total AUM
Total accounts
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | Concert Wealth Management | $419,065 | $1,465,888,822 | $0 | $1,465,888,822 |
| 2 | Westmount Asset Management LLC | $485,777 | $1,355,318,189 | $0 | $1,355,318,189 |
| 3 | Destination Wealth Management | $345,937 | $1,216,987,587 | $10,049,629 | $1,227,037,216 |
| 4 | Rand & Associates | $903,672 | $696,597,000 | $8,267,400 | $704,864,400 |
| 5 | Pure Financial Advisors Inc. | $144,097 | $676,218,470 | $4,063,135 | $680,281,605 |
| 6 | Towneley Capital Management Inc. | $1,890,437 | $563,350,261 | $0 | $563,350,261 |
| 7 | Eclectic Associates Inc. | $218,104 | $415,470,502 | $76,136,490 | $491,606,992 |
| 8 | Iwamoto Kong Wealth Management Group | $371,179 | $353,454,837 | $63,379,505 | $416,834,342 |
| 9 | Cheviot Value Management LLC | $464,006 | $322,483,914 | $0 | $322,483,914 |
| 10 | Parallel Advisors LLC | $333,333 | $300,000,000 | $0 | $300,000,000 |
| 11 | Raub Brock Capital Management LP | $340,257 | $291,944,640 | $676,122 | $292,620,762 |
| 12 | Tellone Management Group Inc. | $274,434 | $287,607,075 | $0 | $287,607,075 |
| 13 | Valley Wealth Inc. | $274,510 | $195,000,000 | $85,000,000 | $280,000,000 |
| 14 | Harris Financial Advisors Inc. | $338,343 | $262,453,636 | $14,311,116 | $276,764,752 |
| 15 | John W. Brooker & Co. | $500,883 | $265,467,746 | $0 | $265,467,746 |
| 16 | Laurel Wealth Advisors Inc. | $513,048 | $123,300,000 | $134,250,000 | $257,550,000 |
| 17 | Monterey Private Wealth Inc. | $204,237 | $200,600,000 | $40,400,000 | $241,000,000 |
| 18 | Lasecke Weil Wealth Advisory Group LLC | $346,029 | $240,144,000 | $0 | $240,144,000 |
| 19 | Watermark Asset Management Inc. | $232,796 | $216,500,000 | $0 | $216,500,000 |
| 20 | Osher Van De Voorde Investment Management | $886,486 | $205,664,667 | $0 | $205,664,667 |
| 21 | Financial Horizons-Wealth Building Strategies LLC | $1,086,078 | $188,472,529 | $11,365,760 | $199,838,289 |
| 22 | Wheeler Frost Associates Inc. | $353,217 | $182,656,663 | $16,557,688 | $199,214,351 |
| 23 | Lowder Brian D. Inc. | $1,136,102 | $197,408,814 | $272,880 | $197,681,694 |
| 24 | Clutinger Williams & Verhoye Inc. | $347,943 | $134,987,245 | $28,545,843 | $163,533,088 |
| 25 | Pennington Financial Group | $294,166 | $155,907,776 | $0 | $155,907,776 |
| 26 | Curran & Lewis Investment Management Inc. | $907,230 | $155,136,357 | $0 | $155,136,357 |
| 27 | Concord Investment Counsel | $297,964 | $151,173,101 | $3,767,985 | $154,941,086 |
| 28 | Powers Capital Investments Inc. | $227,297 | $132,541,841 | $4,291,060 | $136,832,901 |
| 29 | Mccarthy Asset Management Inc. | $230,347 | $136,825,833 | $0 | $136,825,833 |
| 30 | Harrison - De Charon LLC | $265,508 | $134,346,957 | $0 | $134,346,957 |
| 31 | Trinity Capital Management LLC | $323,672 | $134,000,000 | $0 | $134,000,000 |
| 32 | Portfolio Advisors Inc. | $202,441 | $0 | $123,489,000 | $123,489,000 |
| 33 | Total Wealth Management Inc. | $100,039 | $123,348,329 | $0 | $123,348,329 |
| 34 | Nautilus Advisors LLC | $313,158 | $121,191,992 | $0 | $121,191,992 |
| 35 | Taylor Frigon Capital Management LLC | $1,005,019 | $115,577,157 | $0 | $115,577,157 |
| 36 | Cannon Beach Consultants Inc. | $126,637 | $64,369,424 | $48,844,075 | $113,213,499 |
| 37 | Athena Investment Management | $450,897 | $110,057,642 | $1,313,945 | $111,371,587 |
| 38 | Millennium Investment Services | $293,022 | $106,660,033 | $0 | $106,660,033 |
| 39 | Pathways Advisory Group Inc. | $153,030 | $0 | $101,765,000 | $101,765,000 |
Showing 1 to 39 of 39 entries
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Reprints: For reprints of these rankings, please contact Laura Picariello.
*Methodology: InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1. To qualify, firms must have met the following criteria: (1) Latest ADV filing date is either on or after Jan. 1, 2012. (2) Total AUM is at least $100M. (3) Does not have employees who are registered representatives of a broker-dealer. (4) Provided investment advisory services to clients during its most recently completed fiscal year. (5) No more than 50% of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies). (6) No more than 25% of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants). (7) No more than 25% of regulatory assets under management is attributable to corporations or other businesses. (8) Does not receive commissions. (9) Provides financial planning services. (10) Is not actively engaged in business as a broker-dealer (registered or unregistered). (11) Is not actively engaged in business as a registered representative of a broker-dealer. (12) Has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.