RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Hall Capital Partners$191,013,438$7,183,577,327$24,715,666,838$31,899,244,165
2Mercer Global Advisors Inc.$353,801$6,625,664,540$282,306,155$6,907,970,695
3Scharf Investments, LLC$1,938,647$5,118,026,785$0$5,118,026,785
4Halbert Hargrove$1,171,477$2,045,553,575$1,772,288,656$3,817,842,231
5Clifford Swan Investment Counsel$1,035,454$1,947,527,374$444,370,374$2,391,897,748
6Nelson Capital Management$1,693,839$1,836,881,641$16,178,249$1,853,059,890
7Camden Capital, LLC$926,935$1,038,164,557$509,817,342$1,547,981,899
8Morton Capital Management$660,006$1,409,766,951$126,066,437$1,535,833,388
9Beacon Pointe Wealth Advisors$288,119$1,408,515,868$5,862,491$1,414,378,359
10Cypress Wealth Advisors$3,528,477$1,101,232,166$126,677,905$1,227,910,071
11Parallel Advisors$246,125$1,030,634,357$6,537,243$1,037,171,600
12Check Capital Management Inc$519,119$978,606,820$28,484,519$1,007,091,339
13Polaris Wealth Advisers$343,255$931,376,000$44,154,000$975,530,000
14WESCAP Group$2,037,197$728,105,261$174,372,921$902,478,182
15Oakmont Corporation$23,978,564$863,228,028$267$863,228,295
16Veris Wealth Partners$530,858$669,566,853$132,029,369$801,596,222
17Willow Creek Wealth Management, Inc.$435,795$731,427,473$50,824,755$782,252,228
18Wacker Wealth Partners, LLC$1,301,343$733,148,772$4,712,732$737,861,504
19Schultz Collins$4,515,885$0$731,573,350$731,573,350
20Dan Goldie Financial Services$611,111$0$715,000,000$715,000,000
21Lindbrook Capital$706,903$576,281,013$97,397,781$673,678,794
22Main Street Research$427,766$651,487,433$0$651,487,433
23West Coast Financial$808,379$606,284,586$0$606,284,586
24Mosaic Financial Partners, Inc.$598,390$554,707,093$0$554,707,093
25Delphi Private Advisors$1,006,506$541,500,000$0$541,500,000
26Manchester Financial Inc$282,783$477,621,229$0$477,621,229
27Cohen Capital Management Inc$2,843,619$460,666,252$0$460,666,252
28Spectrum Asset Management Inc$561,873$423,798,458$10,529,202$434,327,660
29The Tarbox Group, Inc.$960,784$431,392,112$0$431,392,112
30Apriem Advisors$292,685$409,593,801$21,530,794$431,124,595
31Jackson Financial Management$247,397$391,263,395$4,819,419$396,082,814
32Mraz, Amerine & Associates, Inc.$195,242$371,695,526$9,221,254$380,916,780
33Clelland & Company Inc$1,776,560$208,054,653$165,023,003$373,077,656
34Monterey Private Wealth, Inc.$275,086$340,833,837$25,580,782$366,414,619
35Donnelly Wealth Advisors$371,210$240,986,380$84,193,674$325,180,054
36Harris Financial Advisors, Inc.$328,055$307,809,599$13,028,279$320,837,878
37Intersect Capital LLC$1,171,588$287,388,106$21,911,207$309,299,313
38Van Strum & Towne Inc$1,009,453$247,832,800$58,031,400$305,864,200
39Opes Advisors, Inc.$341,681$298,628,930$0$298,628,930
40Rosenblum Silverman Sutton Sf Inc$1,628,650$290,442,796$1,085,622$291,528,418
41Delta Wealth Management$1,301,543$217,341,978$72,902,177$290,244,155
42North Berkeley Investment Partners$265,350$259,600,000$9,200,000$268,800,000
43HC Financial Advisors Inc$339,986$264,169,407$0$264,169,407
44Elm Advisors$648,792$193,702,919$61,272,499$254,975,418
45Guardian Investment Management$1,294,708$205,318,000$47,150,000$252,468,000
46Gradient Capital Advisors$214,554$193,224,663$47,290,186$240,514,849
47Ariston Services Group$1,013,274$227,200,000$1,800,000$229,000,000
48MKKS Investment Advisory Services, Inc$1,786,884$228,721,100$0$228,721,100
49Silicon Valley Capital Partners, L.P.$227,627$221,480,734$0$221,480,734
50Financial Connections Group, Inc.$291,456$215,968,790$0$215,968,790
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified 1,778 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of November 1, 2016. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2016, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on December 5, 2016.