RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Hall Capital Partners$186,848,625$6,147,197,170$24,122,280,109$30,269,477,279
2Mercer Global Advisors Inc.$343,585$5,386,357,717$126,115,058$5,512,472,775
3Halbert Hargrove$1,277,608$2,112,700,643$1,861,939,364$3,974,640,007
4Nelson Capital Management$1,794,901$1,706,480,095$16,624,579$1,723,104,674
5Osborne Partners$1,104,430$1,230,736,615$248,094,646$1,478,831,261
6Morton Capital Management$626,785$1,148,961,589$172,302,033$1,321,263,622
7Abacus Wealth Partners$332,059$949,992,543$38,215,592$988,208,135
8Cypress Wealth Advisors$2,950,540$730,696,724$219,377,077$950,073,801
9WESCAP Group$1,982,613$717,085,000$175,091,000$892,176,000
10Check Capital Management Inc$501,535$772,068,050$24,871,491$796,939,541
11Dan Goldie Financial Services$2,188,991$0$696,099,162$696,099,162
12R. E. Wacker Wealth Partners$1,288,176$688,613,510$1,848,805$690,462,315
13Pillar Pacific Capital Management$2,184,096$657,576,000$26,046,000$683,622,000
14Beacon Pointe Wealth Advisors$216,720$682,667,786$0$682,667,786
15Veris Wealth Partners$562,555$470,106,584$195,396,032$665,502,616
16Willow Creek Wealth Management, Inc.$428,250$621,954,336$42,688,946$664,643,282
17Oakmont Corporation$16,824,047$614,226,740$8,262,988$622,489,728
18Lindbrook Capital$754,536$423,360,825$83,687,302$507,048,127
19Main Street Research$451,532$503,457,899$0$503,457,899
20West Coast Financial$807,279$486,788,956$0$486,788,956
21Cohen Capital Management Inc$5,059,986$480,698,699$0$480,698,699
22Polaris Wealth Advisers$447,034$424,426,000$256,000$424,682,000
23Apriem Advisors$276,979$357,234,816$67,096,500$424,331,316
24The Tarbox Group, Inc.$964,815$405,222,095$0$405,222,095
25Delphi Private Advisors$952,056$384,630,717$0$384,630,717
26Bedell Frazier Investment Counselling.$332,482$364,400,000$0$364,400,000
27Nelson Roberts Investment Advisors$770,534$346,965,456$9,791,596$356,757,052
28Mraz, Amerine & Associates, Inc.$223,117$341,847,373$11,793,103$353,640,476
29Greenleaf & Burleson Wealth Management$421,597$299,626,176$15,306,915$314,933,091
30Monterey Private Wealth, Inc.$230,724$274,351,183$26,051,834$300,403,017
31Rosenblum Silverman Sutton Sf Inc$1,427,003$290,046,120$1,062,426$291,108,546
32Clelland & Company Inc$1,633,186$88,654,698$198,786,017$287,440,715
33Van Strum & Towne Inc$917,282$225,092,000$58,348,000$283,440,000
34Wiiken & Gorman$327,907$0$282,000,000$282,000,000
35Stevens First Principles Investment Advisors$646,778$267,487,839$5,452,528$272,940,367
36Opes Advisors, Inc.$372,128$266,444,000$0$266,444,000
37North Berkeley Investment Partners$252,393$258,977,314$3,511,363$262,488,677
38Polaris Financial Services, Inc.$204,163$0$250,507,493$250,507,493
39Elm Advisors$608,078$188,628,330$58,859,380$247,487,710
40HC Financial Advisors Inc$353,467$243,185,573$0$243,185,573
41MKKS Investment Advisory Services, Inc$2,301,110$18,899,572$211,211,385$230,110,957
42Fiduciary Investment Council$2,412,404$0$226,766,006$226,766,006
43Ariston Services Group$995,475$218,000,000$2,000,000$220,000,000
44Park, Miller$1,044,479$167,686,856$46,431,377$214,118,233
45Financial Horizons-Wealth Building Strategies$1,023,153$194,786,000$12,914,000$207,700,000
46Silicon Valley Capital Partners, L.P.$202,175$191,257,209$0$191,257,209
47Tax Efficient Asset Management Solution, Inc.$83,055$191,026,802$0$191,026,802
48Financial Connections Group, Inc.$277,433$186,989,916$0$186,989,916
49Silver Oak Wealth Advisors$382,256$176,220,000$0$176,220,000
50Caves & Associates$594,843$165,362,980$5,356,870$170,719,850
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Showing 1 to 50 of 74 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1. To qualify, firms must have met the following criteria: (1) Latest ADV filing date is either on or after Jan. 1, 2014. (2) Total AUM is at least $100M. (3) Does not have employees who are registered representatives of a broker-dealer. (4) Provided investment advisory services to clients during its most recently completed fiscal year. (5) No more than 50% of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies). (6) No more than 25% of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants). (7) No more than 25% of regulatory assets under management is attributable to corporations or other businesses. (8) Does not receive commissions. (9) Provides financial planning services. (10) Is not actively engaged in business as a broker-dealer (registered or unregistered). (11) Is not actively engaged in business as a registered representative of a broker-dealer. (12) Has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.