RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Hall Capital Partners$191,013,438$7,183,577,327$24,715,666,838$31,899,244,165
2Mercer Global Advisors Inc.$326,627$5,906,833,704$166,794,929$6,073,628,633
3Scharf Investments, LLC$1,938,647$5,118,026,785$0$5,118,026,785
4Halbert Hargrove$1,171,477$2,045,553,575$1,772,288,656$3,817,842,231
5Clifford Swan Investment Counsel$1,035,454$1,947,527,374$444,370,374$2,391,897,748
6Nelson Capital Management$1,693,839$1,836,881,641$16,178,249$1,853,059,890
7Camden Capital, LLC$926,935$1,038,164,557$509,817,342$1,547,981,899
8Morton Capital Management$661,582$1,412,503,795$128,319,729$1,540,823,524
9Beacon Pointe Wealth Advisors$288,119$1,408,515,868$5,862,491$1,414,378,359
10Cypress Wealth Advisors$3,528,477$1,101,232,166$126,677,905$1,227,910,071
11Parallel Advisors$246,125$1,030,634,357$6,537,243$1,037,171,600
12Check Capital Management Inc$519,119$978,606,820$28,484,519$1,007,091,339
13Polaris Wealth Advisers$343,255$931,376,000$44,154,000$975,530,000
14WESCAP Group$2,037,197$728,105,261$174,372,921$902,478,182
15Oakmont Corporation$23,978,564$863,228,028$267$863,228,295
16Veris Wealth Partners$530,858$669,566,853$132,029,369$801,596,222
17Willow Creek Wealth Management, Inc.$435,795$731,427,473$50,824,755$782,252,228
18Wacker Wealth Partners, LLC$1,301,343$733,148,772$4,712,732$737,861,504
19Dan Goldie Financial Services$611,111$0$715,000,000$715,000,000
20Lindbrook Capital$706,903$576,281,013$97,397,781$673,678,794
21Main Street Research$427,766$651,487,433$0$651,487,433
22West Coast Financial$808,379$606,284,586$0$606,284,586
23Mosaic Financial Partners, Inc.$598,390$554,707,093$0$554,707,093
24Delphi Private Advisors$1,006,506$541,500,000$0$541,500,000
25Manchester Financial Inc$282,783$477,621,229$0$477,621,229
26Cohen Capital Management Inc$2,843,619$460,666,252$0$460,666,252
27Monterey Private Wealth, Inc.$322,834$322,973,748$120,923,024$443,896,772
28Spectrum Asset Management Inc$561,873$423,798,458$10,529,202$434,327,660
29The Tarbox Group, Inc.$960,784$431,392,112$0$431,392,112
30Apriem Advisors$292,685$409,593,801$21,530,794$431,124,595
31Jackson Financial Management$247,397$391,263,395$4,819,419$396,082,814
32Mraz, Amerine & Associates, Inc.$195,242$371,695,526$9,221,254$380,916,780
33Clelland & Company Inc$1,776,560$208,054,653$165,023,003$373,077,656
34Donnelly Wealth Advisors$371,210$240,986,380$84,193,674$325,180,054
35Harris Financial Advisors, Inc.$328,055$307,809,599$13,028,279$320,837,878
36Intersect Capital LLC$1,171,588$287,388,106$21,911,207$309,299,313
37Van Strum & Towne Inc$1,009,453$247,832,800$58,031,400$305,864,200
38Opes Advisors, Inc.$341,681$298,628,930$0$298,628,930
39Rosenblum Silverman Sutton Sf Inc$1,628,650$290,442,796$1,085,622$291,528,418
40North Berkeley Investment Partners$265,350$259,600,000$9,200,000$268,800,000
41HC Financial Advisors Inc$339,986$264,169,407$0$264,169,407
42Elm Advisors$648,792$193,702,919$61,272,499$254,975,418
43Guardian Investment Management$1,294,708$205,318,000$47,150,000$252,468,000
44Gradient Capital Advisors$214,554$193,224,663$47,290,186$240,514,849
45Ariston Services Group$1,013,274$227,200,000$1,800,000$229,000,000
46MKKS Investment Advisory Services, Inc$1,786,884$228,721,100$0$228,721,100
47Silicon Valley Capital Partners, L.P.$227,627$221,480,734$0$221,480,734
48Financial Connections Group, Inc.$291,456$215,968,790$0$215,968,790
49McCarthy Asset Management, Inc.$327,939$214,143,927$0$214,143,927
50YellowBrickRoad Financial Advisors$229,391$211,039,581$0$211,039,581
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Showing 1 to 50 of 81 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified 1,719 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2016. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2016, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 6, 2016.