RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Hall Capital Partners$195,023,978$7,891,858,783$24,287,097,654$32,178,956,437
2Mercer Global Advisors Inc.$365,536$5,978,101,581$164,725,074$6,142,826,655
3Clifford Swan Investment Counsel$1,086,026$1,985,895,303$480,470,450$2,466,365,753
4Nelson Capital Management$1,945,443$2,019,534,055$15,398,800$2,034,932,855
5Morton Capital Management$670,750$1,248,248,975$194,534,572$1,442,783,547
6Abacus Wealth Partners$360,000$1,172,000,000$178,000,000$1,350,000,000
7Cypress Wealth Advisors$3,739,568$1,068,696,987$236,412,141$1,305,109,128
8Check Capital Management Inc$557,807$1,020,266,606$27,294,161$1,047,560,767
9Rand & Associates$928,005$934,134,681$11,502,288$945,636,969
10WESCAP Group$2,076,889$736,514,743$183,547,177$920,061,920
11Beacon Pointe Wealth Advisors$263,466$879,140,425$46,643$879,187,068
12Willow Creek Wealth Management, Inc.$453,232$696,534,176$49,031,647$745,565,823
13Wacker Wealth Partners, LLC$1,330,340$735,048,969$1,959,430$737,008,399
14Dan Goldie Financial Services$2,220,950$0$721,808,588$721,808,588
15Veris Wealth Partners$508,130$523,545,582$169,035,588$692,581,170
16Oakmont Corporation$15,162,437$631,227,669$5,594,676$636,822,345
17Main Street Research$299,632$619,339,600$0$619,339,600
18Lindbrook Capital$2,135,889$574,897,903$38,102,097$613,000,000
19West Coast Financial$842,442$550,957,049$0$550,957,049
20Polaris Wealth Advisers$435,043$517,447,000$1,124,000$518,571,000
21Cohen Capital Management Inc$3,228,871$494,017,312$0$494,017,312
22Spectrum Asset Management Inc$563,081$414,684,022$14,383,440$429,067,462
23Apriem Advisors$961,216$403,493,752$22,324,834$425,818,586
24Delphi Private Advisors$927,314$419,145,799$0$419,145,799
25The Tarbox Group, Inc.$934,714$412,208,690$0$412,208,690
26Nelson Roberts Investment Advisors$734,608$401,250,483$9,395,405$410,645,888
27Greenleaf & Burleson Wealth Management$536,199$349,471,039$54,822,630$404,293,669
28Mraz, Amerine & Associates, Inc.$228,767$388,395,559$11,489,241$399,884,800
29Jackson Financial Management$235,021$390,724,752$2,935,075$393,659,827
30Creekside Partners, Inc.$441,103$222,398,000$167,537,000$389,935,000
31Bedell Frazier Investment Counselling.$1,115,274$387,000,000$0$387,000,000
32Clelland & Company Inc$1,917,014$203,814,056$150,833,593$354,647,649
33Monterey Private Wealth, Inc.$247,160$298,946,217$34,719,503$333,665,720
34Rosenblum Silverman Sutton Sf Inc$1,551,013$316,866,266$1,091,468$317,957,734
35Van Strum & Towne Inc$969,057$247,532,000$60,628,000$308,160,000
36Donnelly Wealth Advisors$320,792$238,484,801$61,134,881$299,619,682
37North Berkeley Investment Partners$268,783$277,409,755$10,457,140$287,866,895
38Opes Advisors, Inc.$362,247$286,900,000$0$286,900,000
39Elm Advisors$650,642$206,138,375$60,625,038$266,763,413
40HC Financial Advisors Inc$355,824$264,021,486$0$264,021,486
41Guardian Investment Management$1,282,146$208,147,000$47,000,000$255,147,000
42Ariston Services Group$1,008,898$236,000,000$2,100,000$238,100,000
43MKKS Investment Advisory Services, Inc$1,952,906$15,910,972$218,437,751$234,348,723
44Silicon Valley Capital Partners, L.P.$228,409$227,724,265$0$227,724,265
45McCarthy Asset Management, Inc.$330,921$215,429,614$0$215,429,614
46YellowBrickRoad Financial Advisors$230,529$213,931,106$0$213,931,106
47Park, Miller$1,003,426$209,715,732$350$209,716,082
48Financial Connections Group, Inc.$290,802$206,760,056$0$206,760,056
49Beta Wealth Group, Inc$292,857$205,000,000$0$205,000,000
50Concentric Wealth Management$368,514$191,259,000$0$191,259,000
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Showing 1 to 50 of 75 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified over 1,600 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2015. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2015, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June 11, 2015.