RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Obermeyer Wood Investment Counsel, LLP$742,760$1,639,271,846$43,078,948$1,682,350,794
2Weatherstone Capital Management$184,353$1,133,768,136$0$1,133,768,136
3IWP Wealth Management$7,481,500$7,490,935$1,077,326,570$1,084,817,505
4Sargent Bickham Lagudis$2,271,842$879,040,559$2,434,282$881,474,841
5RMB West$591,623$638,873,713$217,796,869$856,670,582
6GHP Investment Advisors Inc$422,445$806,961,961$14,693,620$821,655,581
7BSW Wealth Partners$358,750$779,213,581$25,462,394$804,675,975
8Sharkey Howes & Javer Inc$244,529$574,967,761$161,309,490$736,277,251
9Paragon Capital Management$1,192,610$619,811,000$86,214,000$706,025,000
10Cherry Creek Family Offices$1,094,755$0$542,998,615$542,998,615
11Shine Investment Advisory Services Inc$431,039$491,819,380$7,754,377$499,573,757
12Schaefer Financial Management, Inc.$299,101$0$491,123,896$491,123,896
13Janiczek & Company, Ltd.$460,418$424,351,344$154,054$424,505,398
14Wagner Wealth Management$1,670,729$400,975,000$0$400,975,000
15Rocky Mountain Advisers$3,011,923$385,526,106$0$385,526,106
16Peak Asset Management$570,661$302,408,190$24,010,169$326,418,359
17Private Capital Management$392,803$321,705,951$0$321,705,951
18Jones Barclay Boston & Co.$529,592$303,617,943$3,545,373$307,163,316
19Comprehensive Personal Financial Advisors$606,107$285,387,822$1,300,712$286,688,534
20Guerin Financial Services,Ltd.$178,204$252,337,441$0$252,337,441
21Colorado Financial Management Inc$373,250$240,000,000$0$240,000,000
22Colorado Capital Management$319,956$229,728,700$0$229,728,700
23Transitions Wealth Management$163,118$221,840,789$0$221,840,789
24Principium Investments$426,734$219,768,000$0$219,768,000
25Valued Investment Partners$847,291$194,877,000$0$194,877,000
26Causey Demgen & Moore P.C.$834,023$168,192,044$18,629,135$186,821,179
27Cherry Hills Investment Advisors, Inc.$177,574$178,106,336$0$178,106,336
28The Wealth Conservancy, Inc.$496,735$140,428,938$24,983,828$165,412,766
29Helm Investment Management$1,648,936$155,000,000$0$155,000,000
30M.Z. Kark & Associates, Inc$96,647$146,634,166$6,745,406$153,379,572
31Denver Money Manager$340,520$75,094,467$72,010,324$147,104,791
32Cherry Creek Investment Advisors Inc$736,410$143,600,000$0$143,600,000
33Cornerstone Investment Advisors$364,532$76,376,350$66,520,077$142,896,427
34Jolliffe Capital, Inc.$375,375$122,167,888$11,090,290$133,258,178
35Essential Investment Partners$1,014,814$106,963,315$17,858,844$124,822,159
36Financially Speaking Inc$168,182$121,515,667$2,939,340$124,455,007
37Petra Financial Advisors Inc$182,067$121,620,643$0$121,620,643
38All Season Financial Advisors, Inc.$223,878$115,968,811$0$115,968,811
39Rainsberger Wealth Advisors, Inc.$283,958$100,264,000$13,887,079$114,151,079
40Peak Financial Advisors$312,835$110,530,198$526,389$111,056,587
41Peak Capital Management$539,604$68,000,000$41,000,000$109,000,000
42Ludwick & Shirman$261,353$0$108,200,000$108,200,000
43Strasbaugh Financial Advisory, Inc.$1,081,284$108,128,433$0$108,128,433
44WIN Wealth Management, Inc.$298,908$103,123,159$0$103,123,159
45Johnson Financial Group$1,005,205$101,799,367$731,576$102,530,943
46Wambolt & Associates$210,486$98,015,075$4,070,700$102,085,775

Showing 1 to 46 of 46 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1. To qualify, firms must have met the following criteria: (1) Latest ADV filing date is either on or after Jan. 1, 2014. (2) Total AUM is at least $100M. (3) Does not have employees who are registered representatives of a broker-dealer. (4) Provided investment advisory services to clients during its most recently completed fiscal year. (5) No more than 50% of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies). (6) No more than 25% of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants). (7) No more than 25% of regulatory assets under management is attributable to corporations or other businesses. (8) Does not receive commissions. (9) Provides financial planning services. (10) Is not actively engaged in business as a broker-dealer (registered or unregistered). (11) Is not actively engaged in business as a registered representative of a broker-dealer. (12) Has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.