RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Obermeyer Wood Investment Counsel, LLP$750,531$1,663,227,859$44,981,027$1,708,208,886
2IWP Wealth Management$9,475,098$42,019,831$1,284,493,901$1,326,513,732
3Sargent Bickham Lagudis$2,257,634$954,475,903$2,761,096$957,236,999
4GHP Investment Advisors Inc$432,840$895,811,489$9,690,330$905,501,819
5BSW Wealth Partners$374,003$769,000,000$28,000,000$797,000,000
6Weatherstone Capital Management$165,480$786,493,252$1,851,695$788,344,947
7Sharkey Howes & Javer Inc$245,317$609,642,077$145,198,480$754,840,557
8Paragon Capital Management$1,193,134$636,815,383$74,292,235$711,107,618
9Cherry Creek Family Offices$1,331,348$0$701,620,291$701,620,291
10Syntrinsic Investment Counsel$5,792,946$164,197,221$519,370,384$683,567,605
11Shine Investment Advisory Services Inc$429,806$513,105,074$8,679,833$521,784,907
12Schaefer Financial Management, Inc.$349,505$0$502,937,789$502,937,789
13Janiczek & Company, Ltd.$374,265$450,240,249$0$450,240,249
14Wagner Wealth Management$1,828,253$447,922,000$0$447,922,000
15Rocky Mountain Advisers$2,577,928$386,689,210$0$386,689,210
16Peak Asset Management$653,120$356,187,089$25,235,138$381,422,227
17Jones Barclay Boston & Co.$635,838$330,326,850$6,667,224$336,994,074
18Private Capital Management$392,056$324,622,453$0$324,622,453
19Johnston & Associates Inc$2,350,710$162,792,135$147,501,526$310,293,661
20Avant-Garde Advisors Llc$306,755$283,209,950$8,207,213$291,417,163
21Guerin Financial Services,Ltd.$182,019$261,014,693$0$261,014,693
22RMB West$162,666$240,994,479$13,903,270$254,897,749
23Colorado Financial Management Inc$414,753$253,413,900$0$253,413,900
24Colorado Capital Management$344,861$231,057,000$0$231,057,000
25Transitions Wealth Management$223,341$217,980,999$0$217,980,999
26Principium Investments$545,107$213,682,070$0$213,682,070
27Valued Investment Partners$886,964$204,888,671$0$204,888,671
28Cherry Hills Investment Advisors, Inc.$192,936$186,183,112$0$186,183,112
29Johnson Financial Group$1,235,719$155,958,725$29,399,105$185,357,830
30Helm Investment Management$1,938,993$166,753,390$0$166,753,390
31M.Z. Kark & Associates, Inc$102,274$158,673,222$2,714,460$161,387,682
32All Season Financial Advisors, Inc.$251,331$154,819,921$0$154,819,921
33Denver Money Manager$328,293$80,971,383$71,685,007$152,656,390
34Cornerstone Investment Advisors$362,230$76,293,205$71,858,994$148,152,199
35Harbor Financial Group$271,028$134,291,000$11,522,000$145,813,000
36Jolliffe Capital, Inc.$379,447$130,658,433$12,772,358$143,430,791
37Cherry Creek Investment Advisors Inc$752,632$143,000,000$0$143,000,000
38G&S Capital LLC$207,519$127,772,196$4,417,460$132,189,656
39Rainsberger Wealth Advisors, Inc.$1,143,332$112,549,423$18,933,731$131,483,154
40Petra Financial Advisors Inc$199,095$130,606,254$0$130,606,254
41Financially Speaking Inc$180,394$127,514,378$2,910,427$130,424,805
42Peak Financial Advisors$346,095$126,577,922$438,761$127,016,683
43The Wealth Conservancy, Inc.$457,701$113,962,243$12,363,155$126,325,398
44Wambolt & Associates$209,761$118,167,000$1,606,300$119,773,300
45WIN Wealth Management, Inc.$255,162$118,395,065$0$118,395,065
46Strasbaugh Financial Advisory, Inc.$1,175,842$117,584,152$0$117,584,152
47Ludwick & Shirman$268,966$117,000,000$0$117,000,000
48Peak Capital Management$400,350$81,000,000$33,500,000$114,500,000
49Essential Investment Partners$796,905$91,279,312$12,318,344$103,597,656
50The Retirement Planning Specialists$176,621$103,146,637$0$103,146,637
Next Page »

Showing 1 to 50 of 51 entries

Page 1 | 2

Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1. To qualify, firms must have met the following criteria: (1) Latest ADV filing date is either on or after Jan. 1, 2014. (2) Total AUM is at least $100M. (3) Does not have employees who are registered representatives of a broker-dealer. (4) Provided investment advisory services to clients during its most recently completed fiscal year. (5) No more than 50% of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies). (6) No more than 25% of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants). (7) No more than 25% of regulatory assets under management is attributable to corporations or other businesses. (8) Does not receive commissions. (9) Provides financial planning services. (10) Is not actively engaged in business as a broker-dealer (registered or unregistered). (11) Is not actively engaged in business as a registered representative of a broker-dealer. (12) Has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.