RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Obermeyer Wood Investment Counsel, LLP$724,940$1,546,145,211$44,372,649$1,590,517,860
2IWP Wealth Management$49,355,475$95,674,549$1,384,989,697$1,480,664,246
3Rocky Mountain Advisers$6,782,996$1,125,977,313$0$1,125,977,313
4Colorado Financial Management$1,543,974$1,063,056,783$2,285,531$1,065,342,314
5GHP Investment Advisors Inc$402,988$900,015,859$10,334,171$910,350,030
6Cherry Creek Family Offices$1,106,948$36,231,775$768,519,057$804,750,832
7BSW Wealth Partners$382,843$750,000,000$31,000,000$781,000,000
8Sharkey Howes & Javer Inc$253,279$585,829,236$157,544,296$743,373,532
9Paragon Capital Management$1,165,498$652,872,375$69,736,609$722,608,984
10Syntrinsic Investment Counsel$1,470,131$309,571,846$379,919,458$689,491,304
11Weatherstone Capital Management$152,612$506,172,810$1,109,494$507,282,304
12Shine Investment Advisory Services Inc$405,090$497,456,584$8,500,258$505,956,842
13Schaefer Financial Management, Inc.$336,824$0$486,036,561$486,036,561
14Wagner Wealth Management$1,749,228$453,050,000$0$453,050,000
15Peak Asset Management$490,613$413,671,000$26,409,000$440,080,000
16Janiczek & Company, Ltd.$431,677$417,863,254$0$417,863,254
17Avant-Garde Advisors LLC$574,211$348,876,082$14,025,447$362,901,529
18Private Capital Management$360,215$323,112,462$0$323,112,462
19Johnson Financial Group$1,431,862$313,398,207$4,475,188$317,873,395
20Jones Barclay Boston & Co.$549,498$308,764,305$6,647,657$315,411,962
21Johnston & Associates Inc$2,049,092$141,250,805$147,671,184$288,921,989
22Guerin Financial Services,Ltd.$191,041$263,636,200$0$263,636,200
23Colorado Capital Management$322,100$231,268,000$0$231,268,000
24Peak Capital Management$362,442$206,229,303$0$206,229,303
25Transitions Wealth Management$200,019$200,818,846$0$200,818,846
26The Institute$185,170$125,319,139$59,665,454$184,984,593
27Causey Demgen & Moore P.C.$701,195$166,169,031$16,141,648$182,310,679
28Cherry Hills Investment Advisors, Inc.$191,563$180,069,619$0$180,069,619
29Helm Investment Management$415,835$168,829,161$0$168,829,161
30G&S Capital LLC$211,286$146,395,634$5,518,640$151,914,274
31Harbor Financial Group$263,850$137,994,900$13,718,700$151,713,600
32All Season Financial Advisors, Inc.$222,875$146,428,739$0$146,428,739
33Fortis Asset Management$2,207,316$143,475,551$0$143,475,551
34Cornerstone Investment Advisors$343,853$70,967,216$71,731,747$142,698,963
35Rainsberger Wealth Advisors, Inc.$856,106$120,734,951$15,385,977$136,120,928
36Jolliffe Capital, Inc.$372,126$123,626,011$12,200,129$135,826,140
37Strasbaugh Financial Advisory, Inc.$1,263,963$135,244,055$0$135,244,055
38Cherry Creek Investment Advisors Inc$675,000$135,000,000$0$135,000,000
39Wealth Management Consultants Colorado, LLC$985,953$127,187,955$0$127,187,955
40Peak Financial Advisors$371,421$126,285,765$368,913$126,654,678
41Wambolt & Associates$189,964$123,872,118$1,504,388$125,376,506
42Petra Financial Advisors Inc$192,222$115,909,883$0$115,909,883
43Financially Speaking Inc$184,598$108,791,000$3,260,000$112,051,000
44WIN Wealth Management, Inc.$259,194$110,416,745$0$110,416,745
45Highwater Wealth Management LLC$720,948$108,142,167$0$108,142,167
46Bason Asset Management$415,569$105,448,000$2,600,000$108,048,000
47The Wealth Conservancy, Inc.$370,343$83,479,711$24,290,124$107,769,835
48J.F. Williams Co., Inc.$324,356$0$107,037,449$107,037,449
49Ludwick & Shirman$236,364$104,000,000$0$104,000,000
50Essential Investment Partners$747,209$89,685,673$12,681,955$102,367,628
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Showing 1 to 50 of 51 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified 1,778 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of November 1, 2016. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2016, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on December 5, 2016.