RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Obermeyer Wood Investment Counsel, LLP$724,940$1,546,145,211$44,372,649$1,590,517,860
2IWP Wealth Management$49,355,475$95,674,549$1,384,989,697$1,480,664,246
3Rocky Mountain Advisers$6,782,996$1,125,977,313$0$1,125,977,313
4Colorado Financial Management$1,543,974$1,063,056,783$2,285,531$1,065,342,314
5GHP Investment Advisors Inc$402,988$900,015,859$10,334,171$910,350,030
6Cherry Creek Family Offices$1,106,948$36,231,775$768,519,057$804,750,832
7BSW Wealth Partners$382,843$750,000,000$31,000,000$781,000,000
8Sharkey Howes & Javer Inc$253,279$585,829,236$157,544,296$743,373,532
9Paragon Capital Management$1,165,498$652,872,375$69,736,609$722,608,984
10Syntrinsic Investment Counsel$1,470,131$309,571,846$379,919,458$689,491,304
11Carnick & Kubik, LLC$1,345,291$600,000,000$0$600,000,000
12Weatherstone Capital Management$152,612$506,172,810$1,109,494$507,282,304
13Shine Investment Advisory Services Inc$405,090$497,456,584$8,500,258$505,956,842
14Schaefer Financial Management, Inc.$336,824$0$486,036,561$486,036,561
15Wagner Wealth Management$1,749,228$453,050,000$0$453,050,000
16Peak Asset Management$490,613$413,671,000$26,409,000$440,080,000
17Janiczek & Company, Ltd.$431,677$417,863,254$0$417,863,254
18Avant-Garde Advisors Llc$574,211$348,876,082$14,025,447$362,901,529
19Private Capital Management$360,215$323,112,462$0$323,112,462
20Johnson Financial Group$1,431,862$313,398,207$4,475,188$317,873,395
21Jones Barclay Boston & Co.$549,498$308,764,305$6,647,657$315,411,962
22Johnston & Associates Inc$2,049,092$141,250,805$147,671,184$288,921,989
23Guerin Financial Services,Ltd.$191,041$263,636,200$0$263,636,200
24Colorado Capital Management$322,100$231,268,000$0$231,268,000
25Transitions Wealth Management$200,019$200,818,846$0$200,818,846
26Causey Demgen & Moore P.C.$782,668$175,974,440$13,431,315$189,405,755
27The Institute$185,170$125,319,139$59,665,454$184,984,593
28Cherry Hills Investment Advisors, Inc.$191,563$180,069,619$0$180,069,619
29Helm Investment Management$415,835$168,829,161$0$168,829,161
30G&S Capital LLC$211,286$146,395,634$5,518,640$151,914,274
31All Season Financial Advisors, Inc.$222,875$146,428,739$0$146,428,739
32Harbor Financial Group$257,992$133,540,200$10,677,600$144,217,800
33Fortis Asset Management$2,207,316$143,475,551$0$143,475,551
34Cornerstone Investment Advisors$343,853$70,967,216$71,731,747$142,698,963
35Peak Capital Management$455,735$140,366,390$0$140,366,390
36Rainsberger Wealth Advisors, Inc.$856,106$120,734,951$15,385,977$136,120,928
37Jolliffe Capital, Inc.$372,126$123,626,011$12,200,129$135,826,140
38Strasbaugh Financial Advisory, Inc.$1,263,963$135,244,055$0$135,244,055
39Cherry Creek Investment Advisors Inc$675,000$135,000,000$0$135,000,000
40Wealth Management Consultants Colorado, LLC$985,953$127,187,955$0$127,187,955
41Peak Financial Advisors$371,421$126,285,765$368,913$126,654,678
42Wambolt & Associates$189,964$123,872,118$1,504,388$125,376,506
43Petra Financial Advisors Inc$192,222$115,909,883$0$115,909,883
44Financially Speaking Inc$184,598$108,791,000$3,260,000$112,051,000
45WIN Wealth Management, Inc.$259,194$110,416,745$0$110,416,745
46Highwater Wealth Management LLC$720,948$108,142,167$0$108,142,167
47Bason Asset Management$415,569$105,448,000$2,600,000$108,048,000
48The Wealth Conservancy, Inc.$370,343$83,479,711$24,290,124$107,769,835
49J.F. Williams Co., Inc.$324,356$0$107,037,449$107,037,449
50Ludwick & Shirman$236,364$104,000,000$0$104,000,000
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Showing 1 to 50 of 52 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified 1,719 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2016. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2016, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 6, 2016.