RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Weatherstone Capital Management$196,123$1,163,845,041$42,312,106$1,206,157,147
2IWP Wealth Management$7,481,500$7,490,935$1,077,326,570$1,084,817,505
3Sargent Bickham Lagudis$2,271,842$879,040,559$2,434,282$881,474,841
4RMB West$591,623$638,873,713$217,796,869$856,670,582
5GHP Investment Advisors Inc$422,445$806,961,961$14,693,620$821,655,581
6BSW Wealth Partners$358,750$779,213,581$25,462,394$804,675,975
7Sharkey Howes & Javer Inc$244,529$574,967,761$161,309,490$736,277,251
8Paragon Capital Management$1,192,610$619,811,000$86,214,000$706,025,000
9Cherry Creek Family Offices$1,094,755$0$542,998,615$542,998,615
10Shine Investment Advisory Services Inc$431,039$491,819,380$7,754,377$499,573,757
11Schaefer Financial Management, Inc.$299,101$0$491,123,896$491,123,896
12Janiczek & Company, Ltd.$460,418$424,351,344$154,054$424,505,398
13Wagner Wealth Management$1,670,729$400,975,000$0$400,975,000
14Rocky Mountain Advisers$3,011,923$385,526,106$0$385,526,106
15Peak Asset Management$570,661$302,408,190$24,010,169$326,418,359
16Jones Barclay Boston & Co.$529,592$303,617,943$3,545,373$307,163,316
17Comprehensive Personal Financial Advisors$606,107$285,387,822$1,300,712$286,688,534
18Private Capital Management$380,471$272,416,983$0$272,416,983
19Guerin Financial Services,Ltd.$178,204$252,337,441$0$252,337,441
20Colorado Financial Management Inc$373,250$240,000,000$0$240,000,000
21Colorado Capital Management$319,956$229,728,700$0$229,728,700
22Transitions Wealth Management$163,118$221,840,789$0$221,840,789
23Principium Investments$426,734$219,768,000$0$219,768,000
24Valued Investment Partners$847,291$194,877,000$0$194,877,000
25The Wealth Conservancy, Inc.$496,735$140,428,938$24,983,828$165,412,766
26Cherry Hills Investment Advisors$171,025$158,802,000$80,000$158,882,000
27Helm Investment Management$1,648,936$155,000,000$0$155,000,000
28M.Z. Kark & Associates, Inc$96,647$146,634,166$6,745,406$153,379,572
29Causey Demgen & Moore P.C.$730,645$132,864,412$18,379,178$151,243,590
30Denver Money Manager$340,520$75,094,467$72,010,324$147,104,791
31Cherry Creek Investment Advisors Inc$736,410$143,600,000$0$143,600,000
32Cornerstone Investment Advisors$364,532$76,376,350$66,520,077$142,896,427
33Jolliffe Capital, Inc.$375,375$122,167,888$11,090,290$133,258,178
34Essential Investment Partners$1,014,814$106,963,315$17,858,844$124,822,159
35Financially Speaking Inc$168,182$121,515,667$2,939,340$124,455,007
36Petra Financial Advisors Inc$182,067$121,620,643$0$121,620,643
37All Season Financial Advisors, Inc.$223,878$115,968,811$0$115,968,811
38Rainsberger Wealth Advisors, Inc.$283,958$100,264,000$13,887,079$114,151,079
39Peak Financial Advisors$312,835$110,530,198$526,389$111,056,587
40Peak Capital Management$539,604$68,000,000$41,000,000$109,000,000
41Ludwick & Shirman$261,353$0$108,200,000$108,200,000
42Strasbaugh Financial Advisory, Inc.$1,031,538$103,153,793$0$103,153,793
43Johnson Financial Group$1,005,205$101,799,367$731,576$102,530,943
44Wambolt & Associates$210,486$98,015,075$4,070,700$102,085,775

Showing 1 to 44 of 44 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1. To qualify, firms must have met the following criteria: (1) Latest ADV filing date is either on or after Jan. 1, 2014. (2) Total AUM is at least $100M. (3) Does not have employees who are registered representatives of a broker-dealer. (4) Provided investment advisory services to clients during its most recently completed fiscal year. (5) No more than 50% of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies). (6) No more than 25% of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants). (7) No more than 25% of regulatory assets under management is attributable to corporations or other businesses. (8) Does not receive commissions. (9) Provides financial planning services. (10) Is not actively engaged in business as a broker-dealer (registered or unregistered). (11) Is not actively engaged in business as a registered representative of a broker-dealer. (12) Has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.