RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
# of employees
Avg. discretionary account AUM
Average non-discretionary account AUM
Avg. account AUM
|Rank||Business Name||Avg. account AUM||Discretionary AUM||Non-discretionary AUM||Total AUM|
|1||Chilton Private Clients LLC||$4,790,917||$4,613,653,360||N/A||$4,613,653,360|
|3||Spruce Private Investors LLC||$13,564,130||$1,173,566,000||$1,756,286,000||$2,929,852,000|
|4||Northeast Financial Consultants Inc.||$1,531,571||$1,094,188,374||$1,256,773,736||$2,350,962,110|
|5||Hynes Himmelreich Glennon & Company LLC||$586,205||$931,300,000||$75,800,000||$1,007,100,000|
|6||Hfm Wealth Management||$5,454,799||$715,309,000||$15,634,000||$730,943,000|
|7||Relyea Zuckerberg Hanson LLC||$624,152||$409,000,000||$51,000,000||$460,000,000|
|8||Htg Investment Advisors Inc.||$1,386,318||$296,672,051||N/A||$296,672,051|
|9||The New England Guild Inc.||$274,477||$272,658,420||$445,801||$273,104,221|
|10||Mullaney Keating & Wright Inc.||$465,609||$209,923,147||$1,463,401||$211,386,548|
|11||Baxter Investment Management||$388,108||$208,414,078||N/A||$208,414,078|
|12||Raylign Advisory LLC||$1,093,321||$107,684,485||$86,926,668||$194,611,153|
|14||Charter Research & Investment Group Inc.||$475,019||$170,996,184||$1,435,743||$172,431,927|
|15||Mark Sheptoff Financial Planning LLC||$166,032||$162,710,970||N/A||$162,710,970|
|16||Filomeno Wealth Management LLC||$674,440||$115,355,350||$42,463,724||$157,819,074|
|17||Spruce Hill Capital LLC||$198,905||$148,184,285||N/A||$148,184,285|
|18||Clayborne Group LLC||$4,538,710||$700,000||$140,000,000||$140,700,000|
|19||J/M Financial Advisers Inc.||$365,616||N/A||$130,525,000||$130,525,000|
|20||Personal Business Management Group Ltd||$806,510||$128,235,109||N/A||$128,235,109|
|21||Monte Financial Group LLC||$636,942||$111,180,181||$12,386,488||$123,566,669|
|22||Pinnacle Investment Management Inc.||$498,555||$108,624,975||$5,544,202||$114,169,177|
|23||Drum Hill Capital LLC||$658,197||$76,047,364||$33,871,482||$109,918,846|
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*Methodology: InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of November 1, 2012. To qualify, a firm must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2012, (2) total AUM is at least $100M, (3) no employees are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.