RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Oxford Financial Group, Ltd$1,954,757$2,201,345,830$11,616,829,914$13,818,175,744
2Valeo Financial Advisors$401,948$70,505,073$1,651,440,075$1,721,945,148
3Sheaff Brock Investment Advisors$363,529$1,214,187,000$0$1,214,187,000
4Donaldson Capital Management$481,228$990,877,292$46,169,752$1,037,047,044
5Bedel Financial Consulting Inc$249,601$832,653,864$45,441,096$878,094,960
6Column Capital Advisors$660,225$562,763,782$18,234,098$580,997,880
7Wallington Asset Management$1,032,632$570,012,861$0$570,012,861
8Deerfield Financial Advisors, Inc.$552,771$477,376,449$65,444,526$542,820,975
9Spectrum Management Group, Inc.$646,644$472,003,000$1,987,000$473,990,000
10AMI Investment Management Inc$2,977,726$428,792,500$0$428,792,500
11Galecki Financial Management Inc$265,505$403,832,390$0$403,832,390
12Payne Wealth Partners, Inc.$1,667,407$362,487,710$39,357,358$401,845,068
13Monarch Capital Management Inc$1,142,514$326,759,137$0$326,759,137
14Walter & Keenan Finanical Consulting Co$1,902,589$323,440,048$0$323,440,048
15IMC Advisors$3,454,195$191,493,749$119,383,759$310,877,508
16Northwest Financial Services Inc$801,643$261,656,050$9,299,165$270,955,215
17Castle Investment Advisory$448,157$199,399,340$13,923,567$213,322,907
18Market Street Wealth Management Advisors$256,659$212,000,000$0$212,000,000
19Winthrop Capital Management$659,054$189,387,102$18,873,922$208,261,024
20Halter Ferguson Financial Inc$787,922$179,646,242$0$179,646,242
21Dickmeyer Boyce Financial Management, Inc$165,349$175,601,154$0$175,601,154
22Treybourne Wealth Planners$693,303$140,655,309$27,817,309$168,472,618
23Veros Partners, Inc.$50,715$159,250,190$8,514,908$167,765,098
24Quantum Financial Services Inc.$397,261$0$154,137,392$154,137,392
25WealthPoint Advisors$442,050$126,528,849$16,253,315$142,782,164
26Salzinger Sheaff Brock$406,061$134,000,000$0$134,000,000
27LJI Wealth Management$136,219$123,124,538$2,196,986$125,321,524
28Elser Financial Planning$469,231$122,000,000$0$122,000,000
29Provident Capital Management Inc$84,282$115,040,762$510,452$115,551,214
30Steven E Post$484,349$115,275,000$0$115,275,000
31Miller Financial Management$440,925$111,086,000$468,000$111,554,000
32Kessler Investment Group$108,372$78,730,338$23,247,604$101,977,942

Showing 1 to 32 of 32 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified over 1,600 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2015. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2015, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June 11, 2015.