RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1The Mutual Fund Store$123,970$10,080,000,000$0$10,080,000,000
2Sunesis Advisors$2,138,361$322,335,066$391,877,441$714,212,507
3Stepp & Rothwell Inc$350,537$490,592,845$105,320,762$595,913,607
4Sunrise Advisors$1,084,458$407,490,611$11,110,000$418,600,611
5Clayton Financial Services Inc$740,155$388,581,567$0$388,581,567
6Kavar Capital Partners$433,278$366,425,028$5,760,846$372,185,874
7KHC Wealth Management$276,833$298,702,877$0$298,702,877
8Searcy Financial Services, Inc.$1,088,567$169,816,400$0$169,816,400
9The Planned Approach, Inc.$256,672$150,923,345$0$150,923,345
10Legacy Investment Partners$370,538$110,509,146$23,625,596$134,134,742
11Fortune Financial Advisors$305,211$74,000,000$49,000,000$123,000,000
12Windward Private Wealth Management Inc.$249,295$118,165,911$0$118,165,911
13Yukon Wealth Management$1,336,309$109,577,356$0$109,577,356
14Legacy Advisory Group$1,400,000$0$105,000,000$105,000,000

Showing 1 to 14 of 14 entries

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For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified over 1,600 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2015. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2015, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June 11, 2015.