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RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
Business Name
# of employees
High-net-worth client assets
Total AUM
Total accounts
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | The Mutual Fund Store | $399,395 | $18,814,231,877 | $4,156,596,741 | $22,970,828,618 |
| 2 | Stepp & Rothwell Inc. | $272,634 | $347,653,256 | $63,752,127 | $411,405,383 |
| 3 | Clayton Financial Services Inc. | $635,576 | $264,399,543 | N/A | $264,399,543 |
| 4 | Sunrise Advisors | $851,426 | $238,516,000 | $7,546,000 | $246,062,000 |
| 5 | Khc Wealth Management | $268,739 | $238,103,000 | N/A | $238,103,000 |
| 6 | Kavar Capital Partners LLC | $482,716 | $211,354,933 | $2,970,809 | $214,325,742 |
| 7 | Legacy Investment Partners LLC | $364,217 | $95,994,778 | $33,302,329 | $129,297,107 |
| 8 | Larmer & Elstun LLC | $357,143 | N/A | $125,000,000 | $125,000,000 |
| 9 | Searcy Financial Services Inc. | $907,312 | $118,857,874 | N/A | $118,857,874 |
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*Methodology: InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of November 1, 2012. To qualify, a firm must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2012, (2) total AUM is at least $100M, (3) no employees are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.