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RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
Business Name
# of employees
High-net-worth client assets
Total AUM
Total accounts
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | Regatta Research & Money Management LLC | $55,121 | $109,877,676 | $2,568,713 | $112,446,389 |
| 2 | Eagle Financial Management Services LLC | $169,583 | $80,945,082 | $19,617,874 | $100,562,956 |
| 3 | Thirtynorth Investments LLC | $215,183 | $65,567,375 | $59,238,536 | $124,805,911 |
| 4 | Deane Retirement Strategies Inc. | $247,875 | $100,897,940 | $3,209,651 | $104,107,591 |
| 5 | Dent Asset Management | $330,337 | $147,000,000 | N/A | $147,000,000 |
| 6 | Fpl Asset Management LLC | $342,545 | $122,226,727 | $81,245,104 | $203,471,831 |
| 7 | Crescent Sterling Ltd. | $404,093 | $118,405,876 | $21,814,352 | $140,220,228 |
| 8 | Delta Financial Advisors | $444,548 | $219,000,966 | $37,503,370 | $256,504,336 |
| 9 | Stephen M. Mintz Dba Stephen M. MintzFee-Only Financial Consul | $464,333 | $26,700,000 | $112,600,000 | $139,300,000 |
| 10 | Asset Planning Services Inc. | $485,186 | $176,238,219 | $26,084,482 | $202,322,701 |
| 11 | Resource Management Inc. | $2,352,941 | $725,000,000 | $75,000,000 | $800,000,000 |
| 12 | Crescent Capital Consulting LLC | $8,634,345 | N/A | $630,307,171 | $630,307,171 |
Showing 1 to 12 of 12 entries
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*Methodology: InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of November 1, 2012. To qualify, a firm must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2012, (2) total AUM is at least $100M, (3) no employees are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.