RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Fiduciary Counselling Inc$3,382,644$2,369,385,210$2,234,392,822$4,603,778,032
2Sawtooth Solutions$284,171$2,776,634,053$0$2,776,634,053
3Accredited Investors Wealth Management$455,079$1,412,699,215$31,720,451$1,444,419,666
4Envoi$1,757,478$1,311,078,717$0$1,311,078,717
5Punch & Associates Investment Management, Inc.$685,238$938,090,351$0$938,090,351
6Palisade Asset Management$1,630,060$666,619,423$24,526,085$691,145,508
7JNBA Financial Advisors Inc$222,607$637,990,615$0$637,990,615
8Redhawk Wealth Advisors, Inc.$385,401$573,419,537$36,669,888$610,089,425
9Silveroak Wealth Management$522,147$489,280,929$43,308,748$532,589,677
10Windsor Financial Group$655,241$515,019,783$0$515,019,783
11Quantitative Advantage, LLC$218,290$417,369,670$0$417,369,670
12Cahill Financial Advisors, Inc.$202,507$317,128,223$84,443,374$401,571,597
13White Oaks Wealth Advisors$1,517,438$348,470,706$41,510,867$389,981,573
14Prairieview Partners$1,549,866$376,242,224$5,024,776$381,267,000
15Tealwood Asset Management$441,606$355,738,064$1,079,807$356,817,871
16SNS Financial Group$245,463$276,412,416$79,017,755$355,430,171
17Navpoint Financial, Inc.$1,809,844$0$338,440,912$338,440,912
18BGM Trunorth Wealth Partners$431,903$301,281,521$20,918,162$322,199,683
19The Johnston Group, LLC$476,702$317,007,157$0$317,007,157
20Trunorth Wealth Partners$355,530$290,000,000$25,000,000$315,000,000
21Birchwood Financial Partners$230,916$276,024,306$11,235,263$287,259,569
22Ulland Investment Advisors$582,842$278,083,816$514,743$278,598,559
23Nepsis Capital Management, Inc.$131,195$262,389,925$0$262,389,925
24Allodium Investment Consultants$500,178$204,072,552$0$204,072,552
25Cornerstone Wealth Advisors, Inc.$208,190$171,128,000$22,905,000$194,033,000
26Nicollet Investment Management, Inc.$400,587$183,468,761$0$183,468,761
27Access Financial Services, Inc.$265,989$177,828,801$649,926$178,478,727
28Schwarz Dygos Wheeler Investment Advisors$126,974$129,367,000$41,286,000$170,653,000
29Laurel Wealth Planning$228,508$91,707,287$51,338,739$143,046,026
30CTB Financial Services, Ltd.$112,000$0$140,000,000$140,000,000
31Somerset Group LLC$754,894$136,031,333$604,527$136,635,860
32Mindful Asset Planning$138,763$0$135,154,952$135,154,952
33Gen Financial Management Inc.$163,709$121,000,000$2,600,000$123,600,000
34Guardian Wealth Advisors$322,642$47,700,000$72,000,000$119,700,000
35GS Investment Inc.$796,476$116,417,446$664,474$117,081,920
36Lifestage Wealth Management$118,881$109,736,358$1,655,137$111,391,495
37Nepsis Advisor Services, Inc.$151,900$110,127,192$0$110,127,192
38Capital Formation Strategies Inc$238,070$109,750,182$0$109,750,182

Showing 1 to 38 of 38 entries

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For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified 1,778 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of November 1, 2016. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2016, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on December 5, 2016.