RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Fiduciary Counselling Inc$3,382,644$2,369,385,210$2,234,392,822$4,603,778,032
2Sawtooth Solutions$284,171$2,776,634,053$0$2,776,634,053
3Accredited Investors Wealth Management$455,079$1,412,699,215$31,720,451$1,444,419,666
5Punch & Associates Investment Management, Inc.$685,238$938,090,351$0$938,090,351
6Palisade Asset Management$1,630,060$666,619,423$24,526,085$691,145,508
7JNBA Financial Advisors Inc$222,607$637,990,615$0$637,990,615
8BGM Trunorth Wealth Partners$417,040$546,362,243$41,664,267$588,026,510
9Silveroak Wealth Management$522,147$489,280,929$43,308,748$532,589,677
10Windsor Financial Group$655,241$515,019,783$0$515,019,783
11Quantitative Advantage, LLC$218,290$417,369,670$0$417,369,670
12White Oaks Wealth Advisors$1,517,438$348,470,706$41,510,867$389,981,573
13Cahill Financial Advisors, Inc.$204,912$303,739,007$84,569,873$388,308,880
14Prairieview Partners$1,549,866$376,242,224$5,024,776$381,267,000
15Tealwood Asset Management$441,606$355,738,064$1,079,807$356,817,871
16SNS Financial Group$245,463$276,412,416$79,017,755$355,430,171
17Birchwood Financial Partners$230,916$276,024,306$11,235,263$287,259,569
18Ulland Investment Advisors$582,842$278,083,816$514,743$278,598,559
19Nepsis Capital Management, Inc.$131,195$262,389,925$0$262,389,925
20Allodium Investment Consultants$500,178$204,072,552$0$204,072,552
21Cornerstone Wealth Advisors, Inc.$208,190$171,128,000$22,905,000$194,033,000
22Wade Financial Group Inc$352,766$160,111,376$26,149,332$186,260,708
23Nicollet Investment Management, Inc.$400,587$183,468,761$0$183,468,761
24Access Financial Services, Inc.$265,989$177,828,801$649,926$178,478,727
25Redhawk Wealth Advisors, Inc.$114,714$152,692,956$19,837,566$172,530,522
26Schwarz Dygos Wheeler Investment Advisors$126,974$129,367,000$41,286,000$170,653,000
27Laurel Wealth Planning$228,508$91,707,287$51,338,739$143,046,026
28CTB Financial Services, Ltd.$112,000$0$140,000,000$140,000,000
29Somerset Group Llc$754,894$136,031,333$604,527$136,635,860
30Mindful Asset Planning$138,763$0$135,154,952$135,154,952
31Gen Financial Management Inc.$163,709$121,000,000$2,600,000$123,600,000
32Guardian Wealth Advisors$322,642$47,700,000$72,000,000$119,700,000
33GS Investment Inc.$796,476$116,417,446$664,474$117,081,920
34Lifestage Wealth Management$118,881$109,736,358$1,655,137$111,391,495
35Nepsis Advisor Services, Inc.$151,900$110,127,192$0$110,127,192
36Capital Formation Strategies Inc$238,070$109,750,182$0$109,750,182

Showing 1 to 36 of 36 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified 1,719 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2016. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2016, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 6, 2016.