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RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
Business Name
# of employees
High-net-worth client assets
Total AUM
Total accounts
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | Granite Investment Advisors Inc. | $1,062,161 | $491,273,472 | $4,755,519 | $496,028,991 |
| 2 | Harvest Capital Management Inc. | $455,380 | $204,010,413 | N/A | $204,010,413 |
| 3 | Financial Focus Inc. | $216,968 | $133,822,329 | $14,800,653 | $148,622,982 |
| 4 | Creegan & Nassoura Financial Group LLC | $354,125 | $145,191,130 | N/A | $145,191,130 |
| 5 | Chadwick & D'Amato LLC | $186,806 | $134,500,000 | N/A | $134,500,000 |
| 6 | Cmh Wealth Management LLC | $1,099,631 | $128,140,860 | $515,985 | $128,656,845 |
| 7 | Ames Planning Associates Inc. | $613,573 | $118,279,853 | $2,594,050 | $120,873,903 |
| 8 | Harbor Advisory Corporation | $442,549 | $114,620,102 | N/A | $114,620,102 |
| 9 | Hodge Financial Services LLC | $1,420,168 | $113,613,444 | N/A | $113,613,444 |
| 10 | Mackensen & Co Inc. | $200,058 | $92,517,929 | $9,511,657 | $102,029,586 |
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*Methodology: InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of November 1, 2012. To qualify, a firm must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2012, (2) total AUM is at least $100M, (3) no employees are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.