RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Regentatlantic$1,974,133$2,975,927,271$56,340,838$3,032,268,109
2Massey, Quick & Co.$4,294,445$862,348,243$1,138,863,223$2,001,211,466
3LBI Wealth Management$8,549,090$1,709,817,975$0$1,709,817,975
4Modera Wealth Management$394,647$1,576,577,383$63,575,376$1,640,152,759
5Circle Wealth Management$1,564,886$467,793,296$569,725,948$1,037,519,244
6Round Table Services$778,048$804,267,491$85,040,987$889,308,478
7AEPG Wealth Strategies$584,729$506,215,425$369,124,162$875,339,587
8Condor Capital Management$338,449$731,525,413$114,597,399$846,122,812
9Krasney Financial, LLC$385,597$741,631,005$2,185,901$743,816,906
10Meyer Capital Group$334,025$641,644,318$62,145,754$703,790,072
11Tradition Capital Management LLC$674,845$508,969,132$19,434,789$528,403,921
12CRA Financial Services$274,609$9,427,150$447,522,511$456,949,661
13Lassus Wherley$1,299,851$451,048,294$0$451,048,294
14Traphagen Financial Group$391,893$424,812,384$0$424,812,384
15Delta Financial Group, Inc.$171,955$384,948,072$39,779,631$424,727,703
16Heller Wealth Advisors.$391,535$416,985,000$0$416,985,000
17Gateway Advisory$249,634$409,898,319$1,248,735$411,147,054
18Black Coral Financial Advisors$280,702$250,000,000$150,000,000$400,000,000
19Quadrant Capital Management$748,866$384,232,829$1,433,108$385,665,937
20Roundview Capital, LLC$360,185$359,307,153$11,683,618$370,990,771
21Wealth Health$361,739$353,057,322$0$353,057,322
22McRae Capital Management Inc.$585,435$332,449,658$3,589,791$336,039,449
23Hamel Associates,Inc.$1,449,050$304,223,209$30,507,302$334,730,511
24Biltmore Capital Advisors$491,035$297,822,984$14,966,040$312,789,024
25Traust Sollus Wealth Management$465,829$297,456,976$13,716,655$311,173,631
26Chatham Wealth Management$761,102$284,652,250$0$284,652,250
27Wechter Feldman Wealth Management, Inc.$359,195$242,765,296$29,863,989$272,629,285
28Point View Wealth Management, Inc.$418,020$241,615,313$0$241,615,313
29Ridgewood Investments$467,577$167,824,784$66,899,060$234,723,844
30Lighthouse Financial Advisors, Inc.$132,860$527,985$231,179,763$231,707,748
31Beacon Wealth Management$243,158$219,058,000$1,973,000$221,031,000
32Asset Advisory Group Inc$542,377$1,807,219$214,058,889$215,866,108
33Covenant Asset Management$601,512$212,935,200$0$212,935,200
34The Hogan-Knotts Financial Group, Inc.$260,359$198,393,721$0$198,393,721
35Baron Financial Group$236,959$189,775,096$7,137,536$196,912,632
36Runnymede Capital Management Inc$1,298,522$180,494,500$0$180,494,500
37Private Wealth Management Group$323,773$158,535,090$21,806,325$180,341,415
38Regency Wealth Management$236,842$163,500,000$7,500,000$171,000,000
39National Wealth Management$232,768$156,560,988$14,057,772$170,618,760
40Financial Life Focus$397,679$0$169,013,707$169,013,707
41Mullooly Asset Management, Inc.$94,093$135,893,447$1,011,986$136,905,433
42Spoor Behrins Campbell & Young Securities Corp$1,058,958$0$136,605,573$136,605,573
43Breton Co$3,059,684$0$134,626,114$134,626,114
44Tandem Capital Management, Inc.$698,346$130,511,600$79,048$130,590,648
45NCM Capital Management, LLC$356,906$129,200,000$0$129,200,000
46Maltin Wealth Management$173,169$121,977,472$6,513,576$128,491,048
47Wealth CMT$916,794$122,850,432$0$122,850,432
48Victory Fiduciary Consulting$547,945$118,904,017$0$118,904,017
49Stonegate Wealth Management$250,053$111,624,000$2,150,000$113,774,000
50Friedenthal Financial$525,456$111,922,105$0$111,922,105
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Showing 1 to 50 of 53 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified 1,778 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of November 1, 2016. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2016, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on December 5, 2016.