RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Regentatlantic$1,992,583$2,878,330,207$56,744,514$2,935,074,721
2Massey, Quick & Co.$4,411,451$499,416,624$1,918,058,617$2,417,475,241
3The MDE Group, Inc.$1,174,515$1,493,983,153$0$1,493,983,153
4Circle Wealth Management$2,459,046$252,813,979$870,970,022$1,123,784,001
5Round Table Services$861,894$754,693,356$90,824,465$845,517,821
6Condor Capital Management$342,515$590,332,665$175,187,693$765,520,358
7Meyer Capital Group$342,783$620,076,241$83,657,722$703,733,963
8Traphagen Financial Group$353,880$353,879,702$0$353,879,702
9Traust Sollus Wealth Management$459,725$337,015,843$13,754,261$350,770,104
10Delta Financial Group, Inc.$169,036$319,180,965$29,878,522$349,059,487
11Quadrant Capital Management$746,617$332,581,869$2,649,265$335,231,134
12CRA Financial Services$217,636$14,680,018$302,415,235$317,095,253
13Hamel Associates,Inc.$1,384,332$304,588,330$9,655,008$314,243,338
14Heller Wealth Advisors.$326,766$300,182,627$2,402,985$302,585,612
15Lighthouse Financial Advisors, Inc.$181,541$594,168$297,133,076$297,727,244
16Chatham Wealth Management$406,036$296,000,000$0$296,000,000
17McRae Capital Management Inc.$618,391$279,018,945$5,440,968$284,459,913
18Biltmore Capital Advisors$643,474$279,413,586$2,427,897$281,841,483
19Beacon Wealth Management$367,553$251,455,434$28,987,802$280,443,236
20Black Coral Financial Advisors$250,000$175,000,000$100,000,000$275,000,000
21Wechter Feldman Wealth Management, Inc.$336,437$224,877,899$26,104,346$250,982,245
22Wealth Health$2,144,821$214,482,056$0$214,482,056
23Pinnacle Financial Advisors$373,735$203,664,393$8,990,903$212,655,296
24Asset Advisory Group Inc$500,580$1,761,900$208,982,107$210,744,007
25Ridgewood Investments$458,202$153,477,993$50,879,898$204,357,891
26Candor Wealth Advisors$495,565$190,549,653$5,198,607$195,748,260
27The Hogan-Knotts Financial Group, Inc.$247,791$189,064,340$0$189,064,340
28Baron Financial Group$241,956$179,000,000$9,000,000$188,000,000
29Point View Wealth Management, Inc.$449,726$179,440,685$0$179,440,685
30Covenant Asset Management$493,943$177,325,598$0$177,325,598
31National Wealth Management$240,950$160,240,995$4,809,940$165,050,935
32Regency Wealth Management$239,165$146,000,000$3,000,000$149,000,000
33Financial Focus$401,109$0$148,009,319$148,009,319
34Spoor Behrins Campbell & Young Securities Corp$1,041,485$0$142,683,388$142,683,388
35Breton Co$2,936,397$0$138,010,648$138,010,648
36Victory Asset Management Co Inc$261,375$14,870,572$122,612,533$137,483,105
37Tandem Capital Management, Inc.$693,731$124,777,954$93,659$124,871,613
38Stonegate Wealth Management$202,753$118,523,000$4,751,000$123,274,000
39Main Street Investment Advisors$275,911$102,428,051$14,834,152$117,262,203
40Friedenthal Financial$351,230$110,988,685$0$110,988,685
41Halberstadt Financial Consultants Inc$276,198$15,519,740$90,540,425$106,060,165

Showing 1 to 41 of 41 entries

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For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1. To qualify, firms must have met the following criteria: (1) Latest ADV filing date is either on or after Jan. 1, 2014. (2) Total AUM is at least $100M. (3) Does not have employees who are registered representatives of a broker-dealer. (4) Provided investment advisory services to clients during its most recently completed fiscal year. (5) No more than 50% of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies). (6) No more than 25% of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants). (7) No more than 25% of regulatory assets under management is attributable to corporations or other businesses. (8) Does not receive commissions. (9) Provides financial planning services. (10) Is not actively engaged in business as a broker-dealer (registered or unregistered). (11) Is not actively engaged in business as a registered representative of a broker-dealer. (12) Has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.