RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.


# of employees


Total AUM


Total accounts


Discretionary AUM


Avg. discretionary account AUM


Non-discretionary AUM


Non-discretionary accounts


Average non-discretionary account AUM


Avg. account AUM

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
2Massey, Quick & Co.$4,430,015$719,864,924$1,907,134,199$2,626,999,123
3Circle Wealth Management$2,103,085$385,217,310$910,282,844$1,295,500,154
4The MDE Group, Inc.$745,847$1,254,514,634$0$1,254,514,634
5Round Table Services$994,380$903,107,900$82,322,996$985,430,896
6Condor Capital Management$388,795$664,689,542$246,646,098$911,335,640
7AEPG Wealth Strategies$545,132$541,418,871$274,099,179$815,518,050
8Meyer Capital Group$337,840$669,497,950$67,669,125$737,167,075
9Krasney Financial, LLC$411,091$529,485,453$0$529,485,453
10Delta Financial Group, Inc.$160,165$366,520,287$40,940,000$407,460,287
11Traphagen Financial Group$385,120$401,680,099$0$401,680,099
12Wealth Health$424,518$385,462,528$0$385,462,528
13CRA Financial Services$225,144$10,423,521$373,672,810$384,096,331
14Quadrant Capital Management$799,232$366,908,650$2,336,359$369,245,009
15Black Coral Financial Advisors$274,510$225,000,000$125,000,000$350,000,000
16Heller Wealth Advisors.$317,268$348,994,536$0$348,994,536
17Gateway Advisory$363,778$338,670,622$9,101,000$347,771,622
18Traust Sollus Wealth Management$431,270$332,652,669$12,794,447$345,447,116
19Hamel Associates,Inc.$1,555,835$307,696,576$34,587,110$342,283,686
20Biltmore Capital Advisors$611,812$323,123,925$7,254,775$330,378,700
21McRae Capital Management Inc.$645,168$301,991,267$5,754,065$307,745,332
22Wechter Feldman Wealth Management, Inc.$368,771$242,370,434$30,151,399$272,521,833
23Chatham Wealth Management$708,151$263,432,000$0$263,432,000
24Beacon Wealth Management$324,859$234,635,746$28,500,000$263,135,746
25Lighthouse Financial Advisors, Inc.$134,441$1,179,686$226,159,949$227,339,635
26Candor Wealth Advisors$466,336$214,698,591$11,008,201$225,706,792
27Covenant Asset Management$694,611$222,275,646$0$222,275,646
28Asset Advisory Group Inc$556,982$1,779,186$218,785,612$220,564,798
29Ridgewood Investments$467,652$159,245,696$60,550,685$219,796,381
30Point View Wealth Management, Inc.$423,083$210,695,541$0$210,695,541
31Pinnacle Financial Advisors$352,175$205,360,459$4,888,093$210,248,552
32The Hogan-Knotts Financial Group, Inc.$314,233$207,393,547$0$207,393,547
33Baron Financial Group$237,037$185,000,000$7,000,000$192,000,000
34National Wealth Management$244,712$168,169,331$4,841,800$173,011,131
35Regency Wealth Management$247,143$169,000,000$4,000,000$173,000,000
36Financial Focus$390,706$0$167,221,974$167,221,974
37Breton Co$3,159,116$0$142,160,237$142,160,237
38Spoor Behrins Campbell & Young Securities Corp$1,047,316$0$140,340,362$140,340,362
39Stonegate Wealth Management$209,347$135,676,000$3,121,000$138,797,000
40Blue Blaze Financial Advisors, LLC$382,226$136,144,451$1,839,069$137,983,520
41Tandem Capital Management, Inc.$714,123$133,459,127$81,926$133,541,053
42Victory Asset Management Co Inc$539,855$123,086,924$0$123,086,924
43Friedenthal Financial$371,827$121,959,114$0$121,959,114
44Maltin Wealth Management$184,245$109,932,000$7,248,000$117,180,000
45Halberstadt Financial Consultants Inc$319,945$30,959,006$77,822,309$108,781,315
46Summit Place Financial Advisors$846,385$103,258,938$0$103,258,938

Showing 1 to 46 of 46 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified over 1,600 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2015. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2015, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June 11, 2015.