RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Pronvest Inc.$36,528$380,582,895$536,885,246$917,468,141
2Legacy Wealth Management Inc.$399,453$855,156,770$42,814,258$897,971,028
3Waddell & Associates Inc.$240,067$587,759,557$34,973,965$622,733,522
4Mastrapasqua Asset Management Inc.$2,181,274$505,483,609$28,928,623$534,412,232
5FSG Investment Management$972,102$489,939,505$0$489,939,505
6Summit Asset Management$381,363$433,210,432$12,221,942$445,432,374
7Private Wealth Management Inc.$660,304$0$363,167,183$363,167,183
8Aldebaran Financial Inc.$370,719$243,933,116$0$243,933,116
9Hhm Wealth Advisors$137,836$206,460,000$2,775,000$209,235,000
10Covenant Partners$665,864$186,441,911$0$186,441,911
11Southport Capital Inc.$566,791$173,438,005$0$173,438,005
12AM Investment Strategies$293,401$1,407,851$167,297,651$168,705,502
13Guardian Wealth Management Inc.$185,524$167,528,563$0$167,528,563
14Century Wealth Management$692,197$101,456,939$58,440,651$159,897,590
15William Howard & Co Financial Advisors Inc.$406,189$141,844,851$8,851,372$150,696,223
16Provident Wealth Management$267,800$0$140,594,838$140,594,838
17Asset Planning Corp.$994,981$134,080,990$4,221,361$138,302,351
18Sweeney Asset Management$2,665,147$80,704,462$55,218,037$135,922,499
19Silverleafe Capital Partners$577,735$120,640,000$14,550,000$135,190,000
20Snow Creek Wealth Management$269,246$124,336,020$4,094,196$128,430,216
21Evergreen Advisors$170,484$109,196,953$7,243,521$116,440,474
22NBZ Investment Advisors$389,110$115,070,950$883,704$115,954,654
23Brogan Financial Inc.$114,008$108,415,800$5,706,100$114,121,900
24Hammel Financial Advisory Group$204,606$79,108,027$33,629,789$112,737,816
25Financial Partners Group$293,810$80,384,364$26,562,593$106,946,957

Showing 1 to 25 of 25 entries

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For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1. To qualify, firms must have met the following criteria: (1) Latest ADV filing date is either on or after Jan. 1, 2012. (2) Total AUM is at least $100M. (3) Does not have employees who are registered representatives of a broker-dealer. (4) Provided investment advisory services to clients during its most recently completed fiscal year. (5) No more than 50% of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies). (6) No more than 25% of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants). (7) No more than 25% of regulatory assets under management is attributable to corporations or other businesses. (8) Does not receive commissions. (9) Provides financial planning services. (10) Is not actively engaged in business as a broker-dealer (registered or unregistered). (11) Is not actively engaged in business as a registered representative of a broker-dealer. (12) Has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.