Sponsored By
RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
Business Name
# of employees
High-net-worth client assets
Total AUM
Total accounts
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | Paul Comstock Partners | $12,707,288 | $0 | $1,766,313,014 | $1,766,313,014 |
| 2 | Cain Watters & Associates P.LLC | $234,766 | $0 | $1,166,785,842 | $1,166,785,842 |
| 3 | Warwick Partners | $873,648 | $0 | $504,095,000 | $504,095,000 |
| 4 | Budge Financial Inc. | $20,763,169 | $0 | $456,789,726 | $456,789,726 |
| 5 | David M. Lee PC | $5,333,333 | $0 | $304,000,000 | $304,000,000 |
| 6 | Steward Financial Group LLC | $321,080 | $0 | $139,670,015 | $139,670,015 |
| 7 | Corbin & Company | $1,921,210 | $22,138,264 | $139,243,394 | $161,381,658 |
| 8 | Coffey Private Wealth Management | $7,237,500 | $36,000,000 | $79,800,000 | $115,800,000 |
| 9 | Palantir Capital Management Ltd. | $929,624 | $72,393,750 | $104,234,750 | $176,628,500 |
| 10 | Waterloo Capital Management | $252,381 | $84,000,000 | $22,000,000 | $106,000,000 |
| 11 | Barnett Financial Inc. | $291,874 | $92,515,803 | $8,472,707 | $100,988,510 |
| 12 | Charles D. Jones Capital Management Inc. | $1,507,463 | $96,000,000 | $5,000,000 | $101,000,000 |
| 13 | Concorde Investment Management | $1,227,344 | $96,434,441 | $33,663,994 | $130,098,435 |
| 14 | Grunden Financial Advisory Inc. | $246,040 | $103,829,030 | $0 | $103,829,030 |
| 15 | Lifeway Financial Corp. | $380,370 | $103,840,985 | $0 | $103,840,985 |
| 16 | HFG Wealth Management LLC | $211,473 | $105,313,397 | $0 | $105,313,397 |
| 17 | Rmg Capital Advisors LLC | $690,621 | $112,439,583 | $131,585 | $112,571,168 |
| 18 | Sawtelle Financial Management LLC | $167,155 | $114,000,000 | $0 | $114,000,000 |
| 19 | Matthew Goff Investment Advisor LLC | $1,067,763 | $115,153,251 | $12,978,363 | $128,131,614 |
| 20 | Netting & Pace | $519,329 | $116,690,090 | $25,605,949 | $142,296,039 |
| 21 | The Watchman Group Inc. | $337,854 | $117,911,000 | $0 | $117,911,000 |
| 22 | Stegent Equity Advisors Inc. | $357,860 | $119,380,000 | $861,000 | $120,241,000 |
| 23 | New Capital Management LP | $2,796,610 | $120,000,000 | $45,000,000 | $165,000,000 |
| 24 | The Relevance Group | $586,044 | $120,724,968 | $0 | $120,724,968 |
| 25 | Haven Wealth Group | $1,336,842 | $127,000,000 | $0 | $127,000,000 |
| 26 | Paratus Financial Inc. | $742,759 | $130,000,000 | $947,000,000 | $1,077,000,000 |
| 27 | Cultivar Capital Inc. | $307,176 | $130,856,790 | $0 | $130,856,790 |
| 28 | Posey Capital | $446,000 | $133,800,000 | $0 | $133,800,000 |
| 29 | Galapagos Partners LP | $14,906,257 | $134,789,394 | $386,929,600 | $521,718,994 |
| 30 | Snowcap Capital Management | $8,863,256 | $137,144,510 | $4,667,585 | $141,812,095 |
| 31 | Beck Capital Management LLC | $334,112 | $143,000,000 | $0 | $143,000,000 |
| 32 | Partnersinwealth Inc. | $310,230 | $144,407,131 | $43,592,409 | $187,999,540 |
| 33 | Whitley Penn Financial L.LP | $104,961 | $154,177,867 | $21,422,197 | $175,600,064 |
| 34 | KMH Wealth Management LLC | $336,631 | $154,387,326 | $33,789,216 | $188,176,542 |
| 35 | Trovena Investment Advisors | $151,447 | $156,858,257 | $6,250,452 | $163,108,709 |
| 36 | Act Wealth Management LLC | $640,810 | $160,202,601 | $0 | $160,202,601 |
| 37 | Beacon Financial Advisors Ltd. | $312,058 | $160,241,010 | $2,653,464 | $162,894,474 |
| 38 | Lbj Family Wealth Advisors Ltd. | $3,350,000 | $161,500,000 | $6,000,000 | $167,500,000 |
| 39 | WJ Interests LLC | $296,161 | $162,000,000 | $0 | $162,000,000 |
| 40 | Horizon Advisors LLC | $433,703 | $171,821,132 | $27,682,425 | $199,503,557 |
| 41 | Cypress Wealth Management LLC | $949,610 | $177,621,342 | $2,804,619 | $180,425,961 |
| 42 | Pin Oak Investment Advisors Inc. | $485,014 | $178,000,000 | $0 | $178,000,000 |
| 43 | Carter Asset Management Inc. | $457,900 | $179,954,792 | $0 | $179,954,792 |
| 44 | Sweetwater Financial Advisors LLC | $417,738 | $210,122,000 | $0 | $210,122,000 |
| 45 | Insight Wealth Partners | $563,226 | $220,960,705 | $387,178 | $221,347,883 |
| 46 | Trinity Portfolio Advisors LLC | $156,021 | $226,854,953 | $0 | $226,854,953 |
| 47 | Franklin Parlapiano Turner & Welch LLC | $715,390 | $228,485,677 | $22,616,381 | $251,102,058 |
| 48 | Goodman Financial Corp. | $1,397,333 | $238,943,958 | $0 | $238,943,958 |
| 49 | Sequent Asset Management LLC | $1,287,848 | $256,627,147 | $167,074,961 | $423,702,108 |
| 50 | Sather Financial Group Inc. | $376,840 | $287,343,831 | $20,534,517 | $307,878,348 |
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Data.
Reprints: For reprints of these rankings, please contact Laura Picariello.
*Methodology: InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1. To qualify, firms must have met the following criteria: (1) Latest ADV filing date is either on or after Jan. 1, 2012. (2) Total AUM is at least $100M. (3) Does not have employees who are registered representatives of a broker-dealer. (4) Provided investment advisory services to clients during its most recently completed fiscal year. (5) No more than 50% of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies). (6) No more than 25% of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants). (7) No more than 25% of regulatory assets under management is attributable to corporations or other businesses. (8) Does not receive commissions. (9) Provides financial planning services. (10) Is not actively engaged in business as a broker-dealer (registered or unregistered). (11) Is not actively engaged in business as a registered representative of a broker-dealer. (12) Has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.