RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Paul Comstock Partners$13,879,724$0$2,054,199,138$2,054,199,138
2Cain, Watters & Associates, P.L.L.C.$255,582$0$1,312,415,835$1,312,415,835
3Warwick Partners$947,717$0$577,159,588$577,159,588
4David M. Lee, P.C.$6,865,541$0$384,470,311$384,470,311
5Halbert Wealth Management, Inc$131,586$2,400,000$98,000,000$100,400,000
6Heritage Financial Planning$324,520$25,132,576$89,098,415$114,230,991
7Saddock Wealth$34,100,000$41,600,000$60,700,000$102,300,000
8Paratus Financial, Inc.$784,547$74,510,000$1,103,880,000$1,178,390,000
9Palantir Capital Management, Ltd.$986,559$75,239,641$120,099,039$195,338,680
10Focus Wealth Advisors$346,144$94,101,577$13,895,344$107,996,921
11Barnett Financial, Inc.$299,392$100,334,661$6,847,664$107,182,325
12Eubank, Hutson & Associates$303,866$100,883,554$0$100,883,554
13J.E. Simmons & Co., P.C.$240,378$103,362,716$0$103,362,716
14Silicon Hills Wealth Management$271,019$104,071,176$0$104,071,176
15Bell Wealth Management Inc.$976,316$105,600,000$5,700,000$111,300,000
16The Personal Wealth Coach$139,779$106,737,201$54,121$106,791,322
17RMG Capital Advisors$699,262$112,430,170$151,002$112,581,172
18Lifeway Financial Corporation$383,428$113,878,025$0$113,878,025
19Concorde Investment Management$1,356,261$115,560,290$30,915,854$146,476,144
20Galapagos Partners, L.P.$30,626,751$120,963,320$460,944,954$581,908,274
21QuadCap Wealth Management$462,686$122,611,754$0$122,611,754
22HFG Wealth Management$235,592$124,863,569$0$124,863,569
23Riverstone Advisors, LLC$1,097,621$125,128,822$0$125,128,822
24Parker Financial Advisors$553,230$126,017,771$118,568$126,136,339
25Grunden Financial Advisory, Inc.$251,535$127,025,319$0$127,025,319
26Netting & Pace CPAs$591,624$133,535,722$31,527,414$165,063,136
27Stegent Equity Advisors Inc.$394,229$134,365,220$855,216$135,220,436
28Cultivar Capital, Inc.$281,012$144,721,000$0$144,721,000
29The Relevance Group$675,217$147,197,308$0$147,197,308
30The Goff Financial Group$484,906$149,273,690$13,654,665$162,928,355
31New Capital Management, LP$585,714$150,000,000$55,000,000$205,000,000
32The Watchman Group, Inc.$413,089$155,235,085$86,368$155,321,453
33PartnersInWealth, Inc$336,957$156,404,365$51,835,205$208,239,570
34Steward Financial Group$312,229$159,549,244$0$159,549,244
35Waterway Wealth Management$299,845$160,117,047$0$160,117,047
36Snowcap Capital Management$7,707,409$169,563,000$0$169,563,000
37Posey Capital$553,398$171,000,000$0$171,000,000
38Clintsman Financial Planning$196,791$177,052,314$2,421,490$179,473,804
39Beacon Financial Advisors Ltd$338,173$184,358,497$6,709,519$191,068,016
40Haven Wealth Group$793,983$184,998,000$0$184,998,000
41Act Wealth Management$658,724$189,712,425$0$189,712,425
42Beck Capital Management$296,296$200,000,000$0$200,000,000
43Pin Oak Investment Advisors Inc$512,500$205,000,000$0$205,000,000
44KMH Wealth Management$370,101$205,654,876$17,516,041$223,170,917
45WJ Interests$360,627$207,000,000$0$207,000,000
46Horizon Advisors$466,667$208,000,000$23,000,000$231,000,000
47Sweetwater Financial Advisors$421,953$213,508,000$0$213,508,000
48Whitley Penn Financial, L.L.P.$123,036$215,513,164$24,283,146$239,796,310
49Carter Asset Management, Inc.$506,745$218,406,963$0$218,406,963
50T.O.S. Advisors$4,866,667$219,000,000$0$219,000,000
Next Page »

Showing 1 to 50 of 85 entries

Page 1 | 2

Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1. To qualify, firms must have met the following criteria: (1) Latest ADV filing date is either on or after Jan. 1, 2014. (2) Total AUM is at least $100M. (3) Does not have employees who are registered representatives of a broker-dealer. (4) Provided investment advisory services to clients during its most recently completed fiscal year. (5) No more than 50% of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies). (6) No more than 25% of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants). (7) No more than 25% of regulatory assets under management is attributable to corporations or other businesses. (8) Does not receive commissions. (9) Provides financial planning services. (10) Is not actively engaged in business as a broker-dealer (registered or unregistered). (11) Is not actively engaged in business as a registered representative of a broker-dealer. (12) Has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.