RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Paul Comstock Partners$16,279,416$0$2,441,912,443$2,441,912,443
2Cain, Watters & Associates, P.L.L.C.$265,787$0$1,377,576,195$1,377,576,195
3Warwick Partners$1,087,837$0$686,425,050$686,425,050
4David M. Lee, P.C.$6,885,206$0$392,456,721$392,456,721
5Havenshare Financial$121,100,000$0$242,200,000$242,200,000
6Sloan Wealth Management$613,119$1,593,296$501,164,218$502,757,514
7Halbert Wealth Management, Inc$144,226$2,900,000$107,000,000$109,900,000
8Davis & Wehrle$469,415$39,043,017$84,882,448$123,925,465
9Palantir Capital Management, Ltd.$950,961$44,156,720$124,163,356$168,320,076
10Saddock Wealth$18,428,571$52,300,000$76,700,000$129,000,000
11Focus Wealth Advisors$364,679$104,000,000$13,061,873$117,061,873
12Eubank, Hutson & Associates$168,532$106,511,983$0$106,511,983
13Barnett Financial, Inc.$307,214$109,436,532$5,461,600$114,898,132
14Bonner & Smith$146,548$111,815,847$0$111,815,847
15Concorde Investment Management$1,337,995$112,868,850$32,972,635$145,841,485
16J.E. Simmons & Co., P.C.$245,105$114,464,006$0$114,464,006
17RMG Capital Advisors$738,695$117,252,403$200,032$117,452,435
18Silicon Hills Wealth Management$314,667$118,000,000$0$118,000,000
19Heritage Financial Planning$310,628$118,710,100$4,609,213$123,319,313
20Bell Wealth Management Inc.$1,001,587$119,600,000$6,600,000$126,200,000
21The Personal Wealth Coach$154,978$120,683,000$44,768$120,727,768
22Riverstone Advisors, LLC$981,893$123,718,563$0$123,718,563
23HFG Wealth Management$234,280$133,305,521$0$133,305,521
24Grunden Financial Advisory, Inc.$240,481$135,871,688$0$135,871,688
25Parker Financial Advisors$555,680$136,018,125$123,365$136,141,490
26QuadCap Wealth Management$434,203$136,773,861$0$136,773,861
27Fortiter Wealth Management$780,057$139,630,202$0$139,630,202
28Galapagos Partners, L.P.$31,754,022$140,015,898$558,572,584$698,588,482
29Lifeway Financial Corporation$488,701$142,165,978$2,978,267$145,144,245
30Cultivar Capital, Inc.$267,114$143,707,164$0$143,707,164
31Stegent Equity Advisors Inc.$449,010$145,448,770$928,619$146,377,389
32Netting & Pace CPAs$632,437$146,368,146$31,346,566$177,714,712
33Paratus Financial, Inc.$918,936$148,500,000$1,268,500,000$1,417,000,000
34Haven Wealth Group$687,865$162,336,207$0$162,336,207
35New Capital Management, LP$565,755$165,004,704$64,691,666$229,696,370
36The Relevance Group$745,913$171,560,076$0$171,560,076
37The Watchman Group, Inc.$430,859$172,343,608$0$172,343,608
38The Goff Financial Group$566,498$175,403,488$12,107,371$187,510,859
39Steward Financial Group$299,206$175,933,313$0$175,933,313
40Snowcap Capital Management$7,674,479$176,513,012$0$176,513,012
41Horizon Advisors$393,217$182,974,996$20,711,518$203,686,514
42PartnersInWealth, Inc$403,345$186,933,882$52,652,933$239,586,815
43Waterway Wealth Management$277,476$187,851,074$0$187,851,074
44Sweetwater Financial Advisors$430,515$196,315,000$0$196,315,000
45Posey Capital$622,912$197,462,990$0$197,462,990
46Paragon Financial Advisors$412,335$198,316,009$841,591$199,157,600
47Act Wealth Management$663,320$200,322,620$0$200,322,620
48Beacon Financial Advisors Ltd$352,979$206,707,937$5,079,515$211,787,452
49T.O.S. Advisors$4,977,778$224,000,000$0$224,000,000
50Beck Capital Management$303,024$228,480,420$0$228,480,420
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Showing 1 to 50 of 93 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified over 1,600 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2015. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2015, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June 11, 2015.