RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Filters

# of employees

MinMax

Total AUM

MinMax

Total accounts

MinMax

Discretionary AUM

MinMax

Avg. discretionary account AUM

MinMax

Non-discretionary AUM

MinMax

Non-discretionary accounts

MinMax

Average non-discretionary account AUM

MinMax

Avg. account AUM

MinMax
Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Paul Comstock Partners$13,879,724$0$2,054,199,138$2,054,199,138
2Cain, Watters & Associates, P.L.L.C.$255,582$0$1,312,415,835$1,312,415,835
3Warwick Partners$947,717$0$577,159,588$577,159,588
4David M. Lee, P.C.$6,865,541$0$384,470,311$384,470,311
5Halbert Wealth Management, Inc$131,586$2,400,000$98,000,000$100,400,000
6Saddock Wealth$34,100,000$41,600,000$60,700,000$102,300,000
7Paratus Financial, Inc.$784,547$74,510,000$1,103,880,000$1,178,390,000
8Palantir Capital Management, Ltd.$986,559$75,239,641$120,099,039$195,338,680
9Focus Wealth Advisors$346,144$94,101,577$13,895,344$107,996,921
10Barnett Financial, Inc.$299,392$100,334,661$6,847,664$107,182,325
11Eubank, Hutson & Associates$303,866$100,883,554$0$100,883,554
12J.E. Simmons & Co., P.C.$240,378$103,362,716$0$103,362,716
13Bell Wealth Management Inc.$976,316$105,600,000$5,700,000$111,300,000
14The Personal Wealth Coach$139,779$106,737,201$54,121$106,791,322
15RMG Capital Advisors$699,262$112,430,170$151,002$112,581,172
16Lifeway Financial Corporation$383,428$113,878,025$0$113,878,025
17Concorde Investment Management$1,356,261$115,560,290$30,915,854$146,476,144
18Galapagos Partners, L.P.$30,626,751$120,963,320$460,944,954$581,908,274
19QuadCap Wealth Management$462,686$122,611,754$0$122,611,754
20HFG Wealth Management$235,592$124,863,569$0$124,863,569
21Parker Financial Advisors$553,230$126,017,771$118,568$126,136,339
22Grunden Financial Advisory, Inc.$251,535$127,025,319$0$127,025,319
23Netting & Pace CPAs$591,624$133,535,722$31,527,414$165,063,136
24Stegent Equity Advisors Inc.$394,229$134,365,220$855,216$135,220,436
25Sawtelle Financial Management$177,488$137,730,633$0$137,730,633
26Cultivar Capital, Inc.$281,012$144,721,000$0$144,721,000
27The Relevance Group$675,217$147,197,308$0$147,197,308
28The Goff Financial Group$484,906$149,273,690$13,654,665$162,928,355
29New Capital Management, LP$585,714$150,000,000$55,000,000$205,000,000
30The Watchman Group, Inc.$413,089$155,235,085$86,368$155,321,453
31PartnersInWealth, Inc$336,957$156,404,365$51,835,205$208,239,570
32Steward Financial Group$312,229$159,549,244$0$159,549,244
33Waterway Wealth Management$299,845$160,117,047$0$160,117,047
34Snowcap Capital Management$7,707,409$169,563,000$0$169,563,000
35Posey Capital$553,398$171,000,000$0$171,000,000
36Clintsman Financial Planning$196,791$177,052,314$2,421,490$179,473,804
37Beacon Financial Advisors Ltd$338,173$184,358,497$6,709,519$191,068,016
38Haven Wealth Group$793,983$184,998,000$0$184,998,000
39Act Wealth Management$658,724$189,712,425$0$189,712,425
40Beck Capital Management$296,296$200,000,000$0$200,000,000
41Pin Oak Investment Advisors Inc$512,500$205,000,000$0$205,000,000
42KMH Wealth Management$370,101$205,654,876$17,516,041$223,170,917
43WJ Interests$360,627$207,000,000$0$207,000,000
44Horizon Advisors$466,667$208,000,000$23,000,000$231,000,000
45Sweetwater Financial Advisors$421,953$213,508,000$0$213,508,000
46Whitley Penn Financial, L.L.P.$123,036$215,513,164$24,283,146$239,796,310
47Carter Asset Management, Inc.$506,745$218,406,963$0$218,406,963
48T.O.S. Advisors$4,866,667$219,000,000$0$219,000,000
49Trinity Portfolio Advisors$151,298$227,865,271$1,200,000$229,065,271
50LBJ Family Wealth Advisors, Ltd.$4,230,508$243,000,000$6,600,000$249,600,000
Next Page »

Showing 1 to 50 of 83 entries

Page 1 | 2

Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1. To qualify, firms must have met the following criteria: (1) Latest ADV filing date is either on or after Jan. 1, 2014. (2) Total AUM is at least $100M. (3) Does not have employees who are registered representatives of a broker-dealer. (4) Provided investment advisory services to clients during its most recently completed fiscal year. (5) No more than 50% of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies). (6) No more than 25% of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants). (7) No more than 25% of regulatory assets under management is attributable to corporations or other businesses. (8) Does not receive commissions. (9) Provides financial planning services. (10) Is not actively engaged in business as a broker-dealer (registered or unregistered). (11) Is not actively engaged in business as a registered representative of a broker-dealer. (12) Has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.