RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Paul Comstock Partners$14,136,072$0$2,261,771,559$2,261,771,559
2Warwick Partners$1,028,090$0$680,595,500$680,595,500
3David M. Lee, P.C.$6,810,748$0$395,023,394$395,023,394
4Havenshare Financial$78,800,000$0$157,600,000$157,600,000
5Halbert Wealth Management, Inc$145,827$5,600,000$97,500,000$103,100,000
6Saddock Wealth$17,028,571$55,100,000$64,100,000$119,200,000
7Mosaic Advisors LLC$965,722$63,230,678$53,621,679$116,852,357
8Concorde Investment Management$1,403,572$98,199,501$49,175,601$147,375,102
9Game Plan Advisors, Inc.$119,210$100,006,802$10,680$100,017,482
10RMG Capital Advisors$685,325$101,991,896$121,585$102,113,481
11Eubank, Hutson & Associates, LLC$214,248$105,409,295$4,500,000$109,909,295
12Equistar Wealth Management LLC$652,147$106,952,187$0$106,952,187
13Parkstone Wealth Management, LLC$3,351,314$107,242,040$0$107,242,040
14Focus Wealth Advisors$416,162$110,178,147$14,670,495$124,848,642
15Heritage Wealth Management$318,465$113,054,954$0$113,054,954
16The Personal Wealth Coach$149,364$113,453,193$63,484$113,516,677
17J.E. Simmons & Co., P.C.$242,347$117,780,868$0$117,780,868
18Riverstone Advisors, LLC$815,830$118,295,331$0$118,295,331
19Bonner & Smith$153,184$118,870,722$0$118,870,722
20Fortiter Wealth Management$654,048$120,756,161$242,696$120,998,857
21Barnett Financial, Inc.$312,186$123,746,807$4,873,707$128,620,514
22Sweetwater Financial Advisors$318,414$124,500,000$0$124,500,000
23Silicon Hills Wealth Management$257,938$125,100,000$0$125,100,000
24Bell Wealth Management Inc.$1,000,746$128,000,000$6,100,000$134,100,000
25Cultivar Capital, Inc.$230,517$128,397,709$0$128,397,709
26Heritage Financial Planning$264,976$130,368,179$0$130,368,179
27M.C. Byrd Wealth Management, LLC$377,000$133,228,432$46,600,707$179,829,139
28Grunden Financial Advisory, Inc.$215,572$133,870,246$0$133,870,246
29Parker Financial Advisors$537,189$139,669,200$0$139,669,200
30Snowcap Capital Management$6,992,759$139,855,180$0$139,855,180
31HFG Wealth Management$226,457$140,630,078$0$140,630,078
32Lifeway Financial Corporation$409,774$143,011,256$0$143,011,256
33Camden Wealth Advisors LLC$431,251$144,877,875$2,609,956$147,487,831
34Paragon Financial Advisors$285,885$150,504,628$728,531$151,233,159
35Haven Wealth Group$401,055$152,000,000$0$152,000,000
36Paratus Financial, Inc.$659,796$165,000,000$1,269,397,000$1,434,397,000
37QuadCap Wealth Management$339,353$170,355,349$0$170,355,349
38Garner Asset Management Corporation$593,080$170,800,000$600,000$171,400,000
39The Watchman Group, Inc.$427,367$172,656,184$0$172,656,184
40Relevance Capital Management$730,516$176,784,750$0$176,784,750
41Horizon Advisors$415,518$179,454,308$19,578,689$199,032,997
42Trinity Portfolio Advisors$200,235$181,835,242$19,600,846$201,436,088
43The Goff Financial Group$479,815$183,343,423$12,900,826$196,244,249
44New Capital Management, LP$3,109,688$183,804,000$55,642,000$239,446,000
45Act Wealth Management$612,288$184,910,863$0$184,910,863
46Waterway Wealth Management$255,210$188,855,033$0$188,855,033
47Steward Financial Group$300,047$189,029,299$0$189,029,299
48T.O.S. Advisors$4,265,852$191,963,322$0$191,963,322
49Galapagos Partners, L.P.$23,766,923$194,235,105$518,772,582$713,007,687
50PartnersInWealth, Inc$415,575$195,926,877$95,806,469$291,733,346
Next Page »

Showing 1 to 50 of 98 entries

Page 1 | 2

Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified 1,719 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2016. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2016, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 6, 2016.