RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Paul Comstock Partners$14,342,319$0$2,280,428,706$2,280,428,706
2Warwick Partners$1,028,090$0$680,595,500$680,595,500
3David M. Lee, P.C.$6,810,748$0$395,023,394$395,023,394
4Monticello Wealth Management, LLC$855,261$0$246,315,096$246,315,096
5Havenshare Financial$78,800,000$0$157,600,000$157,600,000
6Vicar Capital Advisors$860,360$1,048,995$380,090,517$381,139,512
7Pauley Financial$248,062$5,494,968$102,908,290$108,403,258
8Halbert Wealth Management, Inc$145,827$5,600,000$97,500,000$103,100,000
9Saddock Wealth$17,028,571$55,100,000$64,100,000$119,200,000
10Mosaic Advisors LLC$965,722$63,230,678$53,621,679$116,852,357
11Concorde Investment Management$1,403,572$98,199,501$49,175,601$147,375,102
12Game Plan Advisors, Inc.$119,210$100,006,802$10,680$100,017,482
13RMG Capital Advisors$685,325$101,991,896$121,585$102,113,481
14Eubank, Hutson & Associates, LLC$214,248$105,409,295$4,500,000$109,909,295
15Equistar Wealth Management LLC$652,147$106,952,187$0$106,952,187
16Parkstone Wealth Management, LLC$3,351,314$107,242,040$0$107,242,040
17Focus Wealth Advisors$416,162$110,178,147$14,670,495$124,848,642
18Heritage Wealth Management$318,465$113,054,954$0$113,054,954
19The Personal Wealth Coach$149,364$113,453,193$63,484$113,516,677
20J.E. Simmons & Co., P.C.$242,347$117,780,868$0$117,780,868
21Riverstone Advisors, LLC$815,830$118,295,331$0$118,295,331
22Fortiter Wealth Management$654,048$120,756,161$242,696$120,998,857
23Bonner & Smith$161,482$123,533,797$0$123,533,797
24Barnett Financial, Inc.$312,186$123,746,807$4,873,707$128,620,514
25Sweetwater Financial Advisors$318,414$124,500,000$0$124,500,000
26Silicon Hills Wealth Management$257,938$125,100,000$0$125,100,000
27Bell Wealth Management Inc.$1,000,746$128,000,000$6,100,000$134,100,000
28Cultivar Capital, Inc.$230,517$128,397,709$0$128,397,709
29Heritage Financial Planning$264,976$130,368,179$0$130,368,179
30Clear Rock Advisors, LLC$1,064,066$131,944,128$0$131,944,128
31M.C. Byrd Wealth Management, LLC$377,000$133,228,432$46,600,707$179,829,139
32Parker Financial Advisors$537,189$139,669,200$0$139,669,200
33Snowcap Capital Management$6,992,759$139,855,180$0$139,855,180
34HFG Wealth Management$226,457$140,630,078$0$140,630,078
35Simplyrich$777,694$140,762,545$0$140,762,545
36Lifeway Financial Corporation$409,774$143,011,256$0$143,011,256
37Grunden Financial Advisory, Inc.$231,649$143,854,015$0$143,854,015
38Camden Wealth Advisors LLC$431,251$144,877,875$2,609,956$147,487,831
39Paragon Financial Advisors$285,885$150,504,628$728,531$151,233,159
40Haven Wealth Group$401,055$152,000,000$0$152,000,000
41Paratus Financial, Inc.$659,796$165,000,000$1,269,397,000$1,434,397,000
42QuadCap Wealth Management$339,353$170,355,349$0$170,355,349
43Garner Asset Management Corporation$593,080$170,800,000$600,000$171,400,000
44The Watchman Group, Inc.$427,367$172,656,184$0$172,656,184
45Relevance Capital Management$730,516$176,784,750$0$176,784,750
46Horizon Advisors$415,518$179,454,308$19,578,689$199,032,997
47Trinity Portfolio Advisors$200,235$181,835,242$19,600,846$201,436,088
48The Goff Financial Group$479,815$183,343,423$12,900,826$196,244,249
49New Capital Management, LP$3,109,688$183,804,000$55,642,000$239,446,000
50Act Wealth Management$612,288$184,910,863$0$184,910,863
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Showing 1 to 50 of 104 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified 1,778 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of November 1, 2016. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2016, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on December 5, 2016.