RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Paul Comstock Partners$12,572,414$0$1,885,862,120$1,885,862,120
2Cain, Watters & Associates$234,766$0$1,166,785,842$1,166,785,842
3Warwick Partners$873,648$0$504,095,000$504,095,000
4David M. Lee, P.C.$5,333,333$0$304,000,000$304,000,000
5Steward Financial Group$321,080$0$139,670,015$139,670,015
6Coffey Private Wealth Management$7,237,500$36,000,000$79,800,000$115,800,000
7Palantir Capital Management$929,624$72,393,750$104,234,750$176,628,500
8Paratus Financial Inc.$812,683$74,510,000$1,103,880,000$1,178,390,000
9Waterloo Capital Management$252,381$84,000,000$22,000,000$106,000,000
10Focus Wealth Advisors$350,000$91,500,000$13,500,000$105,000,000
11Barnett Financial Inc.$291,874$92,515,803$8,472,707$100,988,510
12Charles D. Jones Capital Management Inc.$1,507,463$96,000,000$5,000,000$101,000,000
13Concorde Investment Management$1,227,344$96,434,441$33,663,994$130,098,435
14Grunden Financial Advisory Inc.$246,040$103,829,030$0$103,829,030
15Lifeway Financial Corp.$380,370$103,840,985$0$103,840,985
16HFG Wealth Management$211,473$105,313,397$0$105,313,397
17Parker Financial Advisors$520,883$108,864,600$0$108,864,600
18RMG Capital Advisors$690,621$112,439,583$131,585$112,571,168
19Sawtelle Financial Management$167,155$114,000,000$0$114,000,000
20Riverstone Advisors$976,068$114,200,000$0$114,200,000
21Netting & Pace$519,329$116,690,090$25,605,949$142,296,039
22Lenihan Ginger Vallery$217,065$117,172,888$2,212,600$119,385,488
23The Watchman Group Inc.$337,854$117,911,000$0$117,911,000
24Stegent Equity Advisors Inc.$357,860$119,380,000$861,000$120,241,000
25New Capital Management$2,796,610$120,000,000$45,000,000$165,000,000
26The Relevance Group$586,044$120,724,968$0$120,724,968
27RMDR Advisors Inc.$141,317$120,826,018$0$120,826,018
28Haven Wealth Group$1,336,842$127,000,000$0$127,000,000
29Cultivar Capital Inc.$307,176$130,856,790$0$130,856,790
30Posey Capital$446,000$133,800,000$0$133,800,000
31Galapagos Partners$14,906,257$134,789,394$386,929,600$521,718,994
32Matthew Goff Investment Advisor$492,331$136,401,016$21,637,288$158,038,304
33Snowcap Capital Management$8,863,256$137,144,510$4,667,585$141,812,095
34Partnersinwealth Inc.$310,230$144,407,131$43,592,409$187,999,540
35Whitley Penn Financial$104,961$154,177,867$21,422,197$175,600,064
36KMH Wealth Management$336,631$154,387,326$33,789,216$188,176,542
37Beck Capital Management$368,664$160,000,000$0$160,000,000
38Act Wealth Management$640,810$160,202,601$0$160,202,601
39Beacon Financial Advisors $312,058$160,241,010$2,653,464$162,894,474
40LBJ Family Wealth Advisors, $3,350,000$161,500,000$6,000,000$167,500,000
41WJ Interests$296,161$162,000,000$0$162,000,000
42Horizon Advisors$433,703$171,821,132$27,682,425$199,503,557
43Pin Oak Investment Advisors Inc.$485,014$178,000,000$0$178,000,000
44Carter Asset Management Inc.$457,900$179,954,792$0$179,954,792
45Heritage Asset Advisors$229,034$195,321,608$13,557,408$208,879,016
46Saddock Wealth$34,126,167$204,757,000$0$204,757,000
47Sweetwater Financial Advisors$417,738$210,122,000$0$210,122,000
48Insight Wealth Partners$563,226$220,960,705$387,178$221,347,883
49Cypress Wealth Management$1,184,202$225,460,428$3,090,579$228,551,007
50Trinity Portfolio Advisors$156,021$226,854,953$0$226,854,953
Next Page »

Showing 1 to 50 of 78 entries

Page 1 | 2

Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1. To qualify, firms must have met the following criteria: (1) Latest ADV filing date is either on or after Jan. 1, 2012. (2) Total AUM is at least $100M. (3) Does not have employees who are registered representatives of a broker-dealer. (4) Provided investment advisory services to clients during its most recently completed fiscal year. (5) No more than 50% of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies). (6) No more than 25% of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants). (7) No more than 25% of regulatory assets under management is attributable to corporations or other businesses. (8) Does not receive commissions. (9) Provides financial planning services. (10) Is not actively engaged in business as a broker-dealer (registered or unregistered). (11) Is not actively engaged in business as a registered representative of a broker-dealer. (12) Has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.