RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Game Plan Advisors, Inc.$119,210$100,006,802$10,680$100,017,482
2RMG Capital Advisors$685,325$101,991,896$121,585$102,113,481
3Halbert Wealth Management, Inc$145,827$5,600,000$97,500,000$103,100,000
4Equistar Wealth Management LLC$652,147$106,952,187$0$106,952,187
5Parkstone Wealth Management, LLC$3,351,314$107,242,040$0$107,242,040
6Pauley Financial$248,062$5,494,968$102,908,290$108,403,258
7Eubank, Hutson & Associates, LLC$214,248$105,409,295$4,500,000$109,909,295
8Heritage Wealth Management$318,465$113,054,954$0$113,054,954
9The Personal Wealth Coach$149,364$113,453,193$63,484$113,516,677
10Mosaic Advisors LLC$965,722$63,230,678$53,621,679$116,852,357
11J.E. Simmons & Co., P.C.$242,347$117,780,868$0$117,780,868
12Riverstone Advisors, LLC$815,830$118,295,331$0$118,295,331
13Saddock Wealth$17,028,571$55,100,000$64,100,000$119,200,000
14Fortiter Wealth Management$654,048$120,756,161$242,696$120,998,857
15Bonner & Smith$161,482$123,533,797$0$123,533,797
16Sweetwater Financial Advisors$318,414$124,500,000$0$124,500,000
17Focus Wealth Advisors$416,162$110,178,147$14,670,495$124,848,642
18Silicon Hills Wealth Management$257,938$125,100,000$0$125,100,000
19Cultivar Capital, Inc.$230,517$128,397,709$0$128,397,709
20Barnett Financial, Inc.$312,186$123,746,807$4,873,707$128,620,514
21Heritage Financial Planning$264,976$130,368,179$0$130,368,179
22Clear Rock Advisors, LLC$1,064,066$131,944,128$0$131,944,128
23Bell Wealth Management Inc.$1,000,746$128,000,000$6,100,000$134,100,000
24Parker Financial Advisors$537,189$139,669,200$0$139,669,200
25Snowcap Capital Management$6,992,759$139,855,180$0$139,855,180
26HFG Wealth Management$226,457$140,630,078$0$140,630,078
27Simplyrich$777,694$140,762,545$0$140,762,545
28Lifeway Financial Corporation$409,774$143,011,256$0$143,011,256
29Grunden Financial Advisory, Inc.$231,649$143,854,015$0$143,854,015
30Concorde Investment Management$1,403,572$98,199,501$49,175,601$147,375,102
31Camden Wealth Advisors LLC$431,251$144,877,875$2,609,956$147,487,831
32Paragon Financial Advisors$285,885$150,504,628$728,531$151,233,159
33Haven Wealth Group$401,055$152,000,000$0$152,000,000
34Havenshare Financial$78,800,000$0$157,600,000$157,600,000
35QuadCap Wealth Management$339,353$170,355,349$0$170,355,349
36Garner Asset Management Corporation$593,080$170,800,000$600,000$171,400,000
37The Watchman Group, Inc.$427,367$172,656,184$0$172,656,184
38Relevance Capital Management$730,516$176,784,750$0$176,784,750
39M.C. Byrd Wealth Management, LLC$377,000$133,228,432$46,600,707$179,829,139
40Act Wealth Management$612,288$184,910,863$0$184,910,863
41Waterway Wealth Management$255,210$188,855,033$0$188,855,033
42Steward Financial Group$300,047$189,029,299$0$189,029,299
43T.O.S. Advisors$4,265,852$191,963,322$0$191,963,322
44The Goff Financial Group$479,815$183,343,423$12,900,826$196,244,249
45Horizon Advisors$415,518$179,454,308$19,578,689$199,032,997
46Efficient Wealth Management, LLC$269,052$200,712,995$0$200,712,995
47Trinity Portfolio Advisors$200,235$181,835,242$19,600,846$201,436,088
48Beacon Financial Advisors Ltd$350,412$206,386,155$3,160,036$209,546,191
49Wealthstar Advisors, LLC$155,558$217,003,964$0$217,003,964
50Clintsman Financial Planning$248,369$225,055,649$214,935$225,270,584
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Showing 1 to 50 of 104 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified 1,778 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of November 1, 2016. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2016, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on December 5, 2016.