RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Game Plan Advisors, Inc.$119,210$100,006,802$10,680$100,017,482
2RMG Capital Advisors$685,325$101,991,896$121,585$102,113,481
3Halbert Wealth Management, Inc$145,827$5,600,000$97,500,000$103,100,000
4Equistar Wealth Management LLC$652,147$106,952,187$0$106,952,187
5Parkstone Wealth Management, LLC$3,351,314$107,242,040$0$107,242,040
6Eubank, Hutson & Associates, LLC$214,248$105,409,295$4,500,000$109,909,295
7Heritage Wealth Management$318,465$113,054,954$0$113,054,954
8The Personal Wealth Coach$149,364$113,453,193$63,484$113,516,677
9Mosaic Advisors LLC$965,722$63,230,678$53,621,679$116,852,357
10J.E. Simmons & Co., P.C.$242,347$117,780,868$0$117,780,868
11Riverstone Advisors, LLC$815,830$118,295,331$0$118,295,331
12Bonner & Smith$153,184$118,870,722$0$118,870,722
13Saddock Wealth$17,028,571$55,100,000$64,100,000$119,200,000
14Fortiter Wealth Management$654,048$120,756,161$242,696$120,998,857
15Sweetwater Financial Advisors$318,414$124,500,000$0$124,500,000
16Focus Wealth Advisors$416,162$110,178,147$14,670,495$124,848,642
17Silicon Hills Wealth Management$257,938$125,100,000$0$125,100,000
18Cultivar Capital, Inc.$230,517$128,397,709$0$128,397,709
19Barnett Financial, Inc.$312,186$123,746,807$4,873,707$128,620,514
20Heritage Financial Planning$264,976$130,368,179$0$130,368,179
21Grunden Financial Advisory, Inc.$215,572$133,870,246$0$133,870,246
22Bell Wealth Management Inc.$1,000,746$128,000,000$6,100,000$134,100,000
23Parker Financial Advisors$537,189$139,669,200$0$139,669,200
24Snowcap Capital Management$6,992,759$139,855,180$0$139,855,180
25HFG Wealth Management$226,457$140,630,078$0$140,630,078
26Lifeway Financial Corporation$409,774$143,011,256$0$143,011,256
27Concorde Investment Management$1,403,572$98,199,501$49,175,601$147,375,102
28Camden Wealth Advisors LLC$431,251$144,877,875$2,609,956$147,487,831
29Paragon Financial Advisors$285,885$150,504,628$728,531$151,233,159
30Haven Wealth Group$401,055$152,000,000$0$152,000,000
31Havenshare Financial$78,800,000$0$157,600,000$157,600,000
32QuadCap Wealth Management$339,353$170,355,349$0$170,355,349
33Garner Asset Management Corporation$593,080$170,800,000$600,000$171,400,000
34The Watchman Group, Inc.$427,367$172,656,184$0$172,656,184
35Relevance Capital Management$730,516$176,784,750$0$176,784,750
36M.C. Byrd Wealth Management, LLC$377,000$133,228,432$46,600,707$179,829,139
37Act Wealth Management$612,288$184,910,863$0$184,910,863
38Waterway Wealth Management$255,210$188,855,033$0$188,855,033
39Steward Financial Group$300,047$189,029,299$0$189,029,299
40T.O.S. Advisors$4,265,852$191,963,322$0$191,963,322
41The Goff Financial Group$479,815$183,343,423$12,900,826$196,244,249
42Horizon Advisors$415,518$179,454,308$19,578,689$199,032,997
43Efficient Wealth Management, LLC$269,052$200,712,995$0$200,712,995
44Trinity Portfolio Advisors$200,235$181,835,242$19,600,846$201,436,088
45Beacon Financial Advisors Ltd$350,412$206,386,155$3,160,036$209,546,191
46Wealthstar Advisors, LLC$155,558$217,003,964$0$217,003,964
47Clintsman Financial Planning$248,369$225,055,649$214,935$225,270,584
48Carter Asset Management, Inc.$492,053$228,804,678$0$228,804,678
49Pin Oak Investment Advisors Inc$495,671$229,000,000$0$229,000,000
50New Capital Management, LP$3,109,688$183,804,000$55,642,000$239,446,000
Next Page »

Showing 1 to 50 of 98 entries

Page 1 | 2

Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified 1,719 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2016. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2016, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 6, 2016.