RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Halbert Wealth Management, Inc$144,226$2,900,000$107,000,000$109,900,000
2Bonner & Smith$146,548$111,815,847$0$111,815,847
3The Personal Wealth Coach$154,978$120,683,000$44,768$120,727,768
4Eubank, Hutson & Associates$168,532$106,511,983$0$106,511,983
5Trinity Portfolio Advisors$210,644$234,258,881$20,198,551$254,457,432
6HFG Wealth Management$234,280$133,305,521$0$133,305,521
7Grunden Financial Advisory, Inc.$240,481$135,871,688$0$135,871,688
8J.E. Simmons & Co., P.C.$245,105$114,464,006$0$114,464,006
9Clintsman Financial Planning$249,315$231,178,780$434,590$231,613,370
10Cain, Watters & Associates, P.L.L.C.$265,787$0$1,377,576,195$1,377,576,195
11Cultivar Capital, Inc.$267,114$143,707,164$0$143,707,164
12Waterway Wealth Management$277,476$187,851,074$0$187,851,074
13Briaud Financial Advisors$286,650$499,466,792$4,463,132$503,929,924
14Worthpointe$287,424$310,733,638$7,157,015$317,890,653
15Financial Management Professionals Inc$289,136$488,601,000$65,672,000$554,273,000
16Steward Financial Group$299,206$175,933,313$0$175,933,313
17Beck Capital Management$303,024$228,480,420$0$228,480,420
18Barnett Financial, Inc.$307,214$109,436,532$5,461,600$114,898,132
19Heritage Financial Planning$310,628$118,710,100$4,609,213$123,319,313
20Silicon Hills Wealth Management$314,667$118,000,000$0$118,000,000
21Mcgowan Group Asset Management$332,355$540,160,401$14,539,907$554,700,308
22Corda Investment Management$349,626$690,000,000$11,000,000$701,000,000
23Beacon Financial Advisors Ltd$352,979$206,707,937$5,079,515$211,787,452
24WJ Interests$358,589$236,669,000$0$236,669,000
25Richard P. Slaughter Associates, Inc.$361,815$373,977,366$20,762,562$394,739,928
26Focus Wealth Advisors$364,679$104,000,000$13,061,873$117,061,873
27KMH Wealth Management$369,959$252,600,000$17,100,000$269,700,000
28Horizon Advisors$393,217$182,974,996$20,711,518$203,686,514
29PartnersInWealth, Inc$403,345$186,933,882$52,652,933$239,586,815
30Paragon Financial Advisors$412,335$198,316,009$841,591$199,157,600
31Diesslin & Associates Inc$412,371$540,000,000$220,000,000$760,000,000
32Sweetwater Financial Advisors$430,515$196,315,000$0$196,315,000
33The Watchman Group, Inc.$430,859$172,343,608$0$172,343,608
34QuadCap Wealth Management$434,203$136,773,861$0$136,773,861
35Adell Harriman & Carpenter$435,390$598,660,906$0$598,660,906
36The Financial Advisory Group, Inc.$443,171$714,834,744$0$714,834,744
37Austin Asset$445,714$624,000,000$0$624,000,000
38Stegent Equity Advisors Inc.$449,010$145,448,770$928,619$146,377,389
39Sather Financial Group, Inc.$466,998$391,008,427$32,091,680$423,100,107
40Davis & Wehrle$469,415$39,043,017$84,882,448$123,925,465
41Beaird Harris$484,054$693,298,718$42,947,918$736,246,636
42Lifeway Financial Corporation$488,701$142,165,978$2,978,267$145,144,245
43Retirement Advisors Of America$512,595$1,912,442,866$51,310,107$1,963,752,973
44Carter Asset Management, Inc.$516,248$234,376,656$0$234,376,656
45Robertson, Griege & Thoele, Financial Advisors$533,448$3,062,098,500$692,309,000$3,754,407,500
46Fiduciary Financial Services Of The Southwest Inc$545,711$399,372,416$14,821,879$414,194,295
47Parker Financial Advisors$555,680$136,018,125$123,365$136,141,490
48New Capital Management, LP$565,755$165,004,704$64,691,666$229,696,370
49The Goff Financial Group$566,498$175,403,488$12,107,371$187,510,859
50Pin Oak Investment Advisors Inc$600,000$240,000,000$0$240,000,000
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Showing 1 to 50 of 93 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified over 1,600 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2015. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2015, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June 11, 2015.