RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Whitley Penn Financial, L.L.P.$123,036$215,513,164$24,283,146$239,796,310
2Halbert Wealth Management, Inc$131,586$2,400,000$98,000,000$100,400,000
3The Personal Wealth Coach$139,779$106,737,201$54,121$106,791,322
4Trinity Portfolio Advisors$151,298$227,865,271$1,200,000$229,065,271
5Sawtelle Financial Management$177,488$137,730,633$0$137,730,633
6Clintsman Financial Planning$196,791$177,052,314$2,421,490$179,473,804
7HFG Wealth Management$235,592$124,863,569$0$124,863,569
8J.E. Simmons & Co., P.C.$240,378$103,362,716$0$103,362,716
9Grunden Financial Advisory, Inc.$251,535$127,025,319$0$127,025,319
10Cain, Watters & Associates, P.L.L.C.$255,582$0$1,312,415,835$1,312,415,835
11Worthpointe$259,684$295,587,541$9,281,604$304,869,145
12Briaud Financial Advisors$267,608$468,089,880$3,703,502$471,793,382
13Cultivar Capital, Inc.$281,012$144,721,000$0$144,721,000
14Financial Management Professionals Inc$287,035$469,519,000$64,366,000$533,885,000
15Beck Capital Management$296,296$200,000,000$0$200,000,000
16Barnett Financial, Inc.$299,392$100,334,661$6,847,664$107,182,325
17Waterway Wealth Management$299,845$160,117,047$0$160,117,047
18Eubank, Hutson & Associates$303,866$100,883,554$0$100,883,554
19Steward Financial Group$312,229$159,549,244$0$159,549,244
20PartnersInWealth, Inc$336,957$156,404,365$51,835,205$208,239,570
21Beacon Financial Advisors Ltd$338,173$184,358,497$6,709,519$191,068,016
22Richard P. Slaughter Associates, Inc.$339,426$330,914,936$33,628,142$364,543,078
23The Financial Advisory Group, Inc.$344,044$672,950,019$0$672,950,019
24Focus Wealth Advisors$346,144$94,101,577$13,895,344$107,996,921
25WJ Interests$360,627$207,000,000$0$207,000,000
26KMH Wealth Management$370,101$205,654,876$17,516,041$223,170,917
27Lifeway Financial Corporation$383,428$113,878,025$0$113,878,025
28Diesslin & Associates Inc$384,574$534,000,000$189,000,000$723,000,000
29Stegent Equity Advisors Inc.$394,229$134,365,220$855,216$135,220,436
30Austin Asset$410,311$575,255,927$0$575,255,927
31The Watchman Group, Inc.$413,089$155,235,085$86,368$155,321,453
32True North Advisors$416,518$873,680,275$208,848,803$1,082,529,078
33Sweetwater Financial Advisors$421,953$213,508,000$0$213,508,000
34Adell Harriman & Carpenter$422,715$528,394,298$0$528,394,298
35Sather Financial Group, Inc.$425,465$332,763,006$28,882,133$361,645,139
36QuadCap Wealth Management$462,686$122,611,754$0$122,611,754
37Horizon Advisors$466,667$208,000,000$23,000,000$231,000,000
38Beaird Harris$482,502$629,880,915$26,804,043$656,684,958
39The Goff Financial Group$484,906$149,273,690$13,654,665$162,928,355
40Carter Asset Management, Inc.$506,745$218,406,963$0$218,406,963
41Pin Oak Investment Advisors Inc$512,500$205,000,000$0$205,000,000
42Fiduciary Financial Services Of The Southwest Inc$530,297$364,876,907$12,164,480$377,041,387
43Retirement Advisors Of America$534,072$1,920,845,447$43,472,675$1,964,318,122
44Parker Financial Advisors$553,230$126,017,771$118,568$126,136,339
45Posey Capital$553,398$171,000,000$0$171,000,000
46New Capital Management, LP$585,714$150,000,000$55,000,000$205,000,000
47Netting & Pace CPAs$591,624$133,535,722$31,527,414$165,063,136
48Frontier Investment Management Co$624,278$1,188,626,068$0$1,188,626,068
49Robertson, Griege & Thoele, Financial Advisors$649,889$1,653,000,000$684,000,000$2,337,000,000
50Insight Wealth Partners$652,341$263,761,767$436,316$264,198,083
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1. To qualify, firms must have met the following criteria: (1) Latest ADV filing date is either on or after Jan. 1, 2014. (2) Total AUM is at least $100M. (3) Does not have employees who are registered representatives of a broker-dealer. (4) Provided investment advisory services to clients during its most recently completed fiscal year. (5) No more than 50% of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies). (6) No more than 25% of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants). (7) No more than 25% of regulatory assets under management is attributable to corporations or other businesses. (8) Does not receive commissions. (9) Provides financial planning services. (10) Is not actively engaged in business as a broker-dealer (registered or unregistered). (11) Is not actively engaged in business as a registered representative of a broker-dealer. (12) Has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.