RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Act Wealth Management$663,320$200,322,620$0$200,322,620
2Adell Harriman & Carpenter$435,390$598,660,906$0$598,660,906
3Austin Asset$445,714$624,000,000$0$624,000,000
4Barnett Financial, Inc.$307,214$109,436,532$5,461,600$114,898,132
5Beacon Financial Advisors Ltd$352,979$206,707,937$5,079,515$211,787,452
6Beaird Harris$484,054$693,298,718$42,947,918$736,246,636
7Beck Capital Management$303,024$228,480,420$0$228,480,420
8Bell Wealth Management Inc.$1,001,587$119,600,000$6,600,000$126,200,000
9Bonner & Smith$146,548$111,815,847$0$111,815,847
10Briaud Financial Advisors$286,650$499,466,792$4,463,132$503,929,924
11Cain, Watters & Associates, P.L.L.C.$265,787$0$1,377,576,195$1,377,576,195
12Carter Asset Management, Inc.$516,248$234,376,656$0$234,376,656
13Century Management$896,572$1,681,073,396$0$1,681,073,396
14Chilton Capital Management$932,104$1,297,185,381$3,099,607$1,300,284,988
15Clintsman Financial Planning$249,315$231,178,780$434,590$231,613,370
16Concorde Investment Management$1,337,995$112,868,850$32,972,635$145,841,485
17Corda Investment Management$349,626$690,000,000$11,000,000$701,000,000
18Covenant Multi-Family Offices$1,625,271$1,272,587,000$0$1,272,587,000
19Cultivar Capital, Inc.$267,114$143,707,164$0$143,707,164
20Cypress Wealth Management$2,671,260$403,916,640$50,197,600$454,114,240
21David M. Lee, P.C.$6,885,206$0$392,456,721$392,456,721
22Davis & Wehrle$469,415$39,043,017$84,882,448$123,925,465
23Diesslin & Associates Inc$412,371$540,000,000$220,000,000$760,000,000
24Durbin Bennett Peterson Private Wealth Management$1,004,881$898,198,470$20,262,857$918,461,327
25Eubank, Hutson & Associates$168,532$106,511,983$0$106,511,983
26Fiduciary Financial Services Of The Southwest Inc$545,711$399,372,416$14,821,879$414,194,295
27Financial Management Professionals Inc$289,136$488,601,000$65,672,000$554,273,000
28Focus Wealth Advisors$364,679$104,000,000$13,061,873$117,061,873
29Fortiter Wealth Management$780,057$139,630,202$0$139,630,202
30Franklin, Parlapiano, Turner & Welch$807,630$363,005,724$13,350,062$376,355,786
31Frontier Investment Management Co$696,871$1,463,428,143$0$1,463,428,143
32Galapagos Partners, L.P.$31,754,022$140,015,898$558,572,584$698,588,482
33Gerald L. Ray & Associates$1,158,093$781,712,622$0$781,712,622
34Goodman Financial Corporation$1,521,569$305,835,331$0$305,835,331
35Grunden Financial Advisory, Inc.$240,481$135,871,688$0$135,871,688
36Halbert Wealth Management, Inc$144,226$2,900,000$107,000,000$109,900,000
37Haven Wealth Group$687,865$162,336,207$0$162,336,207
38Havenshare Financial$121,100,000$0$242,200,000$242,200,000
39Heritage Financial Planning$310,628$118,710,100$4,609,213$123,319,313
40HFG Wealth Management$234,280$133,305,521$0$133,305,521
41Horizon Advisors$393,217$182,974,996$20,711,518$203,686,514
42Howard Financial Services, Ltd.$714,894$453,866,710$353,963,078$807,829,788
43Insight Wealth Partners$695,985$298,124,186$453,201$298,577,387
44J.E. Simmons & Co., P.C.$245,105$114,464,006$0$114,464,006
45Jasper Ridge Partners$5,760,533$12,221,720,247$100,059,446$12,321,779,693
46King Investment Advisors, Inc.$901,094$299,497,615$11,379,845$310,877,460
47KMH Wealth Management$369,959$252,600,000$17,100,000$269,700,000
48LBJ Family Wealth Advisors, Ltd.$3,881,538$245,500,000$6,800,000$252,300,000
49Lee Financial Corp$791,423$1,054,043,363$9,629,026$1,063,672,389
50Lifeway Financial Corporation$488,701$142,165,978$2,978,267$145,144,245
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified over 1,600 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2015. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2015, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June 11, 2015.