RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
51Act Wealth Management$640,810$160,202,601$0$160,202,601
52Beck Capital Management$368,664$160,000,000$0$160,000,000
53Matthew Goff Investment Advisor$492,331$136,401,016$21,637,288$158,038,304
54Netting & Pace$519,329$116,690,090$25,605,949$142,296,039
55Snowcap Capital Management$8,863,256$137,144,510$4,667,585$141,812,095
56Steward Financial Group$321,080$0$139,670,015$139,670,015
57Posey Capital$446,000$133,800,000$0$133,800,000
58Cultivar Capital Inc.$307,176$130,856,790$0$130,856,790
59Concorde Investment Management$1,227,344$96,434,441$33,663,994$130,098,435
60Haven Wealth Group$1,336,842$127,000,000$0$127,000,000
61RMDR Advisors Inc.$141,317$120,826,018$0$120,826,018
62The Relevance Group$586,044$120,724,968$0$120,724,968
63Stegent Equity Advisors Inc.$357,860$119,380,000$861,000$120,241,000
64Lenihan Ginger Vallery$217,065$117,172,888$2,212,600$119,385,488
65The Watchman Group Inc.$337,854$117,911,000$0$117,911,000
66Coffey Private Wealth Management$7,237,500$36,000,000$79,800,000$115,800,000
67Riverstone Advisors$976,068$114,200,000$0$114,200,000
68Sawtelle Financial Management$167,155$114,000,000$0$114,000,000
69RMG Capital Advisors$690,621$112,439,583$131,585$112,571,168
70Parker Financial Advisors$520,883$108,864,600$0$108,864,600
71Waterloo Capital Management$252,381$84,000,000$22,000,000$106,000,000
72HFG Wealth Management$211,473$105,313,397$0$105,313,397
73Focus Wealth Advisors$350,000$91,500,000$13,500,000$105,000,000
74Lifeway Financial Corp.$380,370$103,840,985$0$103,840,985
75Grunden Financial Advisory Inc.$246,040$103,829,030$0$103,829,030
76Charles D. Jones Capital Management Inc.$1,507,463$96,000,000$5,000,000$101,000,000
77Barnett Financial Inc.$291,874$92,515,803$8,472,707$100,988,510
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1. To qualify, firms must have met the following criteria: (1) Latest ADV filing date is either on or after Jan. 1, 2012. (2) Total AUM is at least $100M. (3) Does not have employees who are registered representatives of a broker-dealer. (4) Provided investment advisory services to clients during its most recently completed fiscal year. (5) No more than 50% of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies). (6) No more than 25% of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants). (7) No more than 25% of regulatory assets under management is attributable to corporations or other businesses. (8) Does not receive commissions. (9) Provides financial planning services. (10) Is not actively engaged in business as a broker-dealer (registered or unregistered). (11) Is not actively engaged in business as a registered representative of a broker-dealer. (12) Has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.