Sponsored By

RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Filters

# of employees

MinMax

Total AUM

MinMax

Total accounts

MinMax

Discretionary AUM

MinMax

Avg. discretionary account AUM

MinMax

Non-discretionary AUM

MinMax

Non-discretionary accounts

MinMax

Average non-discretionary account AUM

MinMax

Avg. account AUM

MinMax
Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Century Management$981,311$1,926,314,144N/A$1,926,314,144
2True North Advisors LLC$260,276$816,885,860$163,051,522$979,937,382
3Howard Financial ServicesLtd.$2,061,336$457,287,764$272,425,260$729,713,024
4Warwick Partners$805,874N/A$447,260,000$447,260,000
5Adell Harriman & Carpenter$303,651$442,419,999N/A$442,419,999
6King Investment Advisors Inc.$1,189,381$403,270,817$7,065,705$410,336,522
7Caz Investments L.P.$361,246$313,200,000N/A$313,200,000
8Sather Financial Group Inc.$355,718$243,769,232$22,663,389$266,432,621
9Trinity Portfolio Advisors LLC$142,395$264,854,953N/A$264,854,953
10Matterhorn Capital Management LLC$631,358$230,445,655N/A$230,445,655
11Rench & Muir Financial Advisors Inc.$203,212$217,734,332$8,440,131$226,174,463
12Insight Wealth Partners$147,578$200,783,810$364,790$201,148,600
13Stratford Consulting LLC$379,839$187,769,010$6,328,557$194,097,567
14Investors Asset Management Inc.$349,368$179,575,005N/A$179,575,005
15Lbj Family Wealth AdvisorsLtd.$3,975,000$154,000,000$5,000,000$159,000,000
16Paragon Financial Advisors$484,783$157,676,396$847,678$158,524,074
17Carter Asset Management Inc.$405,836$157,464,288N/A$157,464,288
18Sweetwater Financial Advisors LLC$358,974$140,000,000N/A$140,000,000
19Heritage Wealth Management$278,863$135,440,232$3,991,265$139,431,497
20Whitley Penn FinancialL.L.P.$102,995$120,662,500$15,909,210$136,571,710
21Snowcap Capital Management$6,130,895$108,721,000$7,766,000$116,487,000

Showing 1 to 21 of 21 entries

Page 1

Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of November 1, 2012. To qualify, a firm must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2012, (2) total AUM is at least $100M, (3) no employees are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.