RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Filters

# of employees

MinMax

Total AUM

MinMax

Total accounts

MinMax

Discretionary AUM

MinMax

Avg. discretionary account AUM

MinMax

Non-discretionary AUM

MinMax

Non-discretionary accounts

MinMax

Average non-discretionary account AUM

MinMax

Avg. account AUM

MinMax
Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Robertson, Griege & Thoele, Financial Advisors$773,492$1,970,000,000$236,000,000$2,206,000,000
2Retirement Advisors of America$497,419$1,545,709,248$61,947,991$1,607,657,239
3Paratus Financial Inc.$812,683$74,510,000$1,103,880,000$1,178,390,000
4Frontier Investment Management Co.$556,359$999,220,660$0$999,220,660
5Lee Financial Corp.$749,885$856,409,570$112,441,238$968,850,808
6Durbin Bennett Peterson Private Wealth Management$1,058,929$835,162,393$21,511,509$856,673,902
7Tanglewood Wealth Management Inc.$876,182$717,592,760$0$717,592,760
8The Financial Advisory Group Inc.$446,402$560,234,452$0$560,234,452
9Galapagos Partners$14,906,257$134,789,394$386,929,600$521,718,994
10Briaud Financial Advisors$271,890$479,280,854$3,867,759$483,148,613
11Sequent Asset Management$1,287,848$256,627,147$167,074,961$423,702,108
12Sloan Wealth Management$538,004$407,493,346$1,389,816$408,883,162
13Stratford Consulting$581,081$343,521,732$6,870,093$350,391,825
14David M. Lee, P.C.$5,333,333$0$304,000,000$304,000,000
15Franklin, Parlapiano, Turner & Welch$715,390$228,485,677$22,616,381$251,102,058
16Cypress Wealth Management$1,184,202$225,460,428$3,090,579$228,551,007
17KMH Wealth Management$336,631$154,387,326$33,789,216$188,176,542
18Partnersinwealth Inc.$310,230$144,407,131$43,592,409$187,999,540
19WJ Interests$296,161$162,000,000$0$162,000,000
20Act Wealth Management$640,810$160,202,601$0$160,202,601
21Beck Capital Management$368,664$160,000,000$0$160,000,000
22Matthew Goff Investment Advisor$492,331$136,401,016$21,637,288$158,038,304
23Netting & Pace$519,329$116,690,090$25,605,949$142,296,039
24Posey Capital$446,000$133,800,000$0$133,800,000
25Cultivar Capital Inc.$307,176$130,856,790$0$130,856,790
26Stegent Equity Advisors Inc.$357,860$119,380,000$861,000$120,241,000
27RMG Capital Advisors$690,621$112,439,583$131,585$112,571,168
28Parker Financial Advisors$520,883$108,864,600$0$108,864,600
29Waterloo Capital Management$252,381$84,000,000$22,000,000$106,000,000
30HFG Wealth Management$211,473$105,313,397$0$105,313,397
31Lifeway Financial Corp.$380,370$103,840,985$0$103,840,985
32Barnett Financial Inc.$291,874$92,515,803$8,472,707$100,988,510

Showing 1 to 32 of 32 entries

Page 1

Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1. To qualify, firms must have met the following criteria: (1) Latest ADV filing date is either on or after Jan. 1, 2012. (2) Total AUM is at least $100M. (3) Does not have employees who are registered representatives of a broker-dealer. (4) Provided investment advisory services to clients during its most recently completed fiscal year. (5) No more than 50% of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies). (6) No more than 25% of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants). (7) No more than 25% of regulatory assets under management is attributable to corporations or other businesses. (8) Does not receive commissions. (9) Provides financial planning services. (10) Is not actively engaged in business as a broker-dealer (registered or unregistered). (11) Is not actively engaged in business as a registered representative of a broker-dealer. (12) Has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.