Sponsored By
RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
Business Name
# of employees
High-net-worth client assets
Total AUM
Total accounts
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | Tolleson Private Wealth Management | $1,086,097 | $1,834,626,371 | $576,509,062 | $2,411,135,433 |
| 2 | Paul Comstock Partners | $11,531,577 | N/A | $1,625,952,379 | $1,625,952,379 |
| 3 | Retirement Advisors Of America | $478,021 | $1,473,958,548 | $56,187,102 | $1,530,145,650 |
| 4 | RobertsonGriege & ThoeleFinancial Advisors | $576,923 | $1,500,000,000 | N/A | $1,500,000,000 |
| 5 | Paratus Financial Inc. | $692,308 | $100,000,000 | $800,000,000 | $900,000,000 |
| 6 | Lee Financial Corp | $718,868 | $803,090,025 | $94,057,424 | $897,147,449 |
| 7 | Price Wealth Management Inc. | $40,569,019 | $612,212,271 | $158,599,096 | $770,811,367 |
| 8 | Durbin Bennett Peterson Private Wealth ManagementLlp | $954,987 | $645,864,122 | $8,302,294 | $654,166,416 |
| 9 | Tanglewood Wealth Management Inc. | $837,271 | $648,048,000 | N/A | $648,048,000 |
| 10 | Diesslin & Associates Inc. | $309,353 | $391,000,000 | $211,000,000 | $602,000,000 |
| 11 | The Financial Advisory Group Inc. | $344,314 | $511,994,621 | N/A | $511,994,621 |
| 12 | Briaud Financial Advisors | $263,817 | $477,113,759 | $7,517,502 | $484,631,261 |
| 13 | Galapagos PartnersL.P. | $18,603,120 | $197,810,768 | $267,267,220 | $465,077,988 |
| 14 | Financial Management Professionals Inc. | $204,403 | $371,644,000 | $44,111,000 | $415,755,000 |
| 15 | Sequent Asset Management LLC | $1,363,565 | $242,459,289 | $152,974,598 | $395,433,887 |
| 16 | Sloan Wealth ManagementLLC | $452,351 | $329,920,836 | $1,200,000 | $331,120,836 |
| 17 | David M. LeeP.C. | $4,964,286 | N/A | $278,000,000 | $278,000,000 |
| 18 | FranklinTurner & Welch LLC | $629,717 | $186,801,881 | $22,264,285 | $209,066,166 |
| 19 | Cypress Wealth Management LLC | $949,610 | $177,621,342 | $2,804,619 | $180,425,961 |
| 20 | Partnersinwealth Inc. | $289,397 | $119,356,514 | $47,914,779 | $167,271,293 |
| 21 | Act Wealth Management LLC | $557,706 | $139,426,500 | N/A | $139,426,500 |
| 22 | Netting & Pace Inc.orporated | $477,895 | $103,416,529 | $24,659,323 | $128,075,852 |
| 23 | Budge Financial Inc. | $10,709,680 | N/A | $117,806,485 | $117,806,485 |
| 24 | Stegent Equity Advisors Inc. | $335,331 | $105,500,000 | $800,000 | $106,300,000 |
| 25 | Rmg Capital Advisors LLC | $653,397 | $104,475,055 | $68,465 | $104,543,520 |
| 26 | Matthew Goff Investment Advisor LLC | $1,031,744 | $92,970,817 | $11,235,357 | $104,206,174 |
| 27 | Virtus Private Wealth Management | $1,133,333 | $102,000,000 | N/A | $102,000,000 |
Showing 1 to 27 of 27 entries
Page 1
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Data.
Reprints: For reprints of these rankings, please contact Laura Picariello.
*Methodology: InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of November 1, 2012. To qualify, a firm must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2012, (2) total AUM is at least $100M, (3) no employees are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.