A PHP Error was encountered

Severity: Notice

Message: Undefined offset: 0

Filename: controllers/app.php

Line Number: 145

A PHP Error was encountered

Severity: Notice

Message: Trying to get property of non-object

Filename: controllers/app.php

Line Number: 145

A PHP Error was encountered

Severity: Notice

Message: Undefined offset: 0

Filename: controllers/app.php

Line Number: 161

A PHP Error was encountered

Severity: Notice

Message: Trying to get property of non-object

Filename: controllers/app.php

Line Number: 166

A PHP Error was encountered

Severity: Notice

Message: Trying to get property of non-object

Filename: controllers/app.php

Line Number: 167

A PHP Error was encountered

Severity: Notice

Message: Trying to get property of non-object

Filename: controllers/app.php

Line Number: 168

A PHP Error was encountered

Severity: Notice

Message: Trying to get property of non-object

Filename: controllers/app.php

Line Number: 169

A PHP Error was encountered

Severity: Notice

Message: Trying to get property of non-object

Filename: controllers/app.php

Line Number: 170

A PHP Error was encountered

Severity: Notice

Message: Trying to get property of non-object

Filename: controllers/app.php

Line Number: 171

A PHP Error was encountered

Severity: Notice

Message: Trying to get property of non-object

Filename: controllers/app.php

Line Number: 172

A PHP Error was encountered

Severity: Notice

Message: Trying to get property of non-object

Filename: controllers/app.php

Line Number: 173

A PHP Error was encountered

Severity: Notice

Message: Trying to get property of non-object

Filename: controllers/app.php

Line Number: 174

A PHP Error was encountered

Severity: Notice

Message: Trying to get property of non-object

Filename: controllers/app.php

Line Number: 175

A PHP Error was encountered

Severity: Notice

Message: Trying to get property of non-object

Filename: controllers/app.php

Line Number: 176

A PHP Error was encountered

Severity: Notice

Message: Trying to get property of non-object

Filename: controllers/app.php

Line Number: 177

A PHP Error was encountered

Severity: Notice

Message: Trying to get property of non-object

Filename: controllers/app.php

Line Number: 178

A PHP Error was encountered

Severity: Notice

Message: Trying to get property of non-object

Filename: controllers/app.php

Line Number: 179

A PHP Error was encountered

Severity: Notice

Message: Trying to get property of non-object

Filename: controllers/app.php

Line Number: 180

A PHP Error was encountered

Severity: Notice

Message: Trying to get property of non-object

Filename: controllers/app.php

Line Number: 181

A PHP Error was encountered

Severity: Notice

Message: Trying to get property of non-object

Filename: controllers/app.php

Line Number: 182

A PHP Error was encountered

Severity: Notice

Message: Trying to get property of non-object

Filename: controllers/app.php

Line Number: 183

A PHP Error was encountered

Severity: Notice

Message: Trying to get property of non-object

Filename: controllers/app.php

Line Number: 184

A PHP Error was encountered

Severity: Notice

Message: Trying to get property of non-object

Filename: controllers/app.php

Line Number: 185

A PHP Error was encountered

Severity: Notice

Message: Trying to get property of non-object

Filename: controllers/app.php

Line Number: 186

A PHP Error was encountered

Severity: Notice

Message: Trying to get property of non-object

Filename: controllers/app.php

Line Number: 187

A PHP Error was encountered

Severity: Notice

Message: Trying to get property of non-object

Filename: controllers/app.php

Line Number: 188

A PHP Error was encountered

Severity: Notice

Message: Trying to get property of non-object

Filename: controllers/app.php

Line Number: 189

A PHP Error was encountered

Severity: Notice

Message: Trying to get property of non-object

Filename: controllers/app.php

Line Number: 190

A PHP Error was encountered

Severity: Notice

Message: Trying to get property of non-object

Filename: controllers/app.php

Line Number: 191

A PHP Error was encountered

Severity: Notice

Message: Trying to get property of non-object

Filename: controllers/app.php

Line Number: 192

- InvestmentNews

,

Asset Breakdown

Total AUM Total Accounts Avg. Account AUM
Discretionary
Non-discretionary
Total

Staff

Employees

Clients

High-net-worth individuals
Financial planning clients

Clients

High-net-worth client assets

Compensation

Percentage of assets under management
Hourly charges
Subscription fees
Fixed fees
Commissions
Performance-based fees

Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified 1,906 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2017. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2017, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June 5, 2017.

Featured video

Events

How to build a better business plan

Financial advisers are good at a lot of things, but business planning isn't always one of them. Why is that and how can they improve? Teri Shepherd of Carson Group offers some solutions.

Video Spotlight

The Search for Income

Sponsored by PGIM Investments

Recommended Video

Path to growth

Latest news & opinion

10 signs your client is cheating on you

Sure signs that clients may be on the way out the door.

Morgan Stanley sees slower fee-based asset flows on fiduciary rule delay

Flows to advisory accounts, while still higher than the start of 2016, dropped off more than 20% from Q2 and were the lowest in a year.

How adviser salaries stack up to other jobs

Median compensation hovers just under $100,000 on the low end and reaches nearly $300,000 for bosses.

Finra ranking brokers in effort to crack down on industry's bad apples

All 634.403 reps have been ranked based on factors such as prior regulatory disclosures, disciplinary actions and employment history.

How to save retirement planning from tax reform

Losing big deductions, even in lieu of a larger standard deduction, may cause taxes to rise in retirement.