A PHP Error was encountered

Severity: Notice

Message: Undefined offset: 0

Filename: controllers/app.php

Line Number: 145

A PHP Error was encountered

Severity: Notice

Message: Trying to get property of non-object

Filename: controllers/app.php

Line Number: 145

A PHP Error was encountered

Severity: Notice

Message: Undefined offset: 0

Filename: controllers/app.php

Line Number: 161

A PHP Error was encountered

Severity: Notice

Message: Trying to get property of non-object

Filename: controllers/app.php

Line Number: 166

A PHP Error was encountered

Severity: Notice

Message: Trying to get property of non-object

Filename: controllers/app.php

Line Number: 167

A PHP Error was encountered

Severity: Notice

Message: Trying to get property of non-object

Filename: controllers/app.php

Line Number: 168

A PHP Error was encountered

Severity: Notice

Message: Trying to get property of non-object

Filename: controllers/app.php

Line Number: 169

A PHP Error was encountered

Severity: Notice

Message: Trying to get property of non-object

Filename: controllers/app.php

Line Number: 170

A PHP Error was encountered

Severity: Notice

Message: Trying to get property of non-object

Filename: controllers/app.php

Line Number: 171

A PHP Error was encountered

Severity: Notice

Message: Trying to get property of non-object

Filename: controllers/app.php

Line Number: 172

A PHP Error was encountered

Severity: Notice

Message: Trying to get property of non-object

Filename: controllers/app.php

Line Number: 173

A PHP Error was encountered

Severity: Notice

Message: Trying to get property of non-object

Filename: controllers/app.php

Line Number: 174

A PHP Error was encountered

Severity: Notice

Message: Trying to get property of non-object

Filename: controllers/app.php

Line Number: 175

A PHP Error was encountered

Severity: Notice

Message: Trying to get property of non-object

Filename: controllers/app.php

Line Number: 176

A PHP Error was encountered

Severity: Notice

Message: Trying to get property of non-object

Filename: controllers/app.php

Line Number: 177

A PHP Error was encountered

Severity: Notice

Message: Trying to get property of non-object

Filename: controllers/app.php

Line Number: 178

A PHP Error was encountered

Severity: Notice

Message: Trying to get property of non-object

Filename: controllers/app.php

Line Number: 179

A PHP Error was encountered

Severity: Notice

Message: Trying to get property of non-object

Filename: controllers/app.php

Line Number: 180

A PHP Error was encountered

Severity: Notice

Message: Trying to get property of non-object

Filename: controllers/app.php

Line Number: 181

A PHP Error was encountered

Severity: Notice

Message: Trying to get property of non-object

Filename: controllers/app.php

Line Number: 182

A PHP Error was encountered

Severity: Notice

Message: Trying to get property of non-object

Filename: controllers/app.php

Line Number: 183

A PHP Error was encountered

Severity: Notice

Message: Trying to get property of non-object

Filename: controllers/app.php

Line Number: 184

A PHP Error was encountered

Severity: Notice

Message: Trying to get property of non-object

Filename: controllers/app.php

Line Number: 185

A PHP Error was encountered

Severity: Notice

Message: Trying to get property of non-object

Filename: controllers/app.php

Line Number: 186

A PHP Error was encountered

Severity: Notice

Message: Trying to get property of non-object

Filename: controllers/app.php

Line Number: 187

A PHP Error was encountered

Severity: Notice

Message: Trying to get property of non-object

Filename: controllers/app.php

Line Number: 188

A PHP Error was encountered

Severity: Notice

Message: Trying to get property of non-object

Filename: controllers/app.php

Line Number: 189

A PHP Error was encountered

Severity: Notice

Message: Trying to get property of non-object

Filename: controllers/app.php

Line Number: 190

A PHP Error was encountered

Severity: Notice

Message: Trying to get property of non-object

Filename: controllers/app.php

Line Number: 191

A PHP Error was encountered

Severity: Notice

Message: Trying to get property of non-object

Filename: controllers/app.php

Line Number: 192

- InvestmentNews

,

Asset Breakdown

Total AUM Total Accounts Avg. Account AUM
Discretionary
Non-discretionary
Total

Staff

Employees

Clients

High-net-worth individuals
Financial planning clients

Clients

High-net-worth client assets

Compensation

Percentage of assets under management
Hourly charges
Subscription fees
Fixed fees
Commissions
Performance-based fees

Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified 1,906 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2017. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2017, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June 5, 2017.

Featured video

Events

What top advisers are doing to stay ahead of the curve

Top advisers understand that they need to work outside the box and focus on generational reach. Susan Kay of MFS Fund Distributors, Inc. explains.

Latest news & opinion

Retirement planning for women

Longer lifespans and lower savings require creative income strategies.

Sean Spicer resigns as press secretary after Anthony Scaramucci is appointed communications director

Scaramucci is known as an ardent foe of the DOL fiduciary rule, having said during the campaign that Trump would repeal it .

Redoing the math on a 4% retirement withdrawal rate

Given the current interest-rate environment and other factors, advisers disagree about whether the number is too conservative or not conservative enough.

House panel passes bill to replace DOL fiduciary rule with one requiring disclosure of conflicts

Measure likely to continue in partisan advance in House, but could stall in Senate.