Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Courtney ReedEquitable Advisors, LLCValic Financial Advisors, LLC07-02-2020
Floyd Jeffrey StroupPlanMember Securities CorporationNationwide Securities, LLC$1007-02-2020
Robert James CoyleWoodbury Financial Services, Inc.Allstate Financial Services, LLC$2507-01-2020
Lila Brucelle ReilingAmeriprise Financial Services, LLCAmerican Enterprise Investment Services Inc.07-01-2020
Joseph Michael MelenickEquitable Advisors, LLCCitizens Securities, Inc.07-01-2020
Christopher Michael SquiresAmeriprise Financial Services, LLCCollaborative Wealth07-01-2020
John Anthony MeloAmeriprise Financial Services, LLCCollaborative Wealth07-01-2020
Alfonso Durazo IIICommunityAmerica Financial Solutions, LLCCUSO Financial Services, L.P.07-01-2020
Robert Joseph Theisen Jr.Hilltop Securities Independent Network Inc.Investacorp, Inc.$2507-01-2020
John William HomerDFPG Investments, LLCKMS Financial Services, Inc.07-01-2020
Kimball Roy DoxeyDFPG Investments, LLCKMS Financial Services, Inc.$29707-01-2020
Dudley Kevin BrewerCambridge Investment Research, Inc.Nationwide Securities, LLC07-01-2020
Edward Bolivar Huffman Jr.Cabot Lodge Securities LLCNationwide Securities, LLC07-01-2020
Charles Christopher ArnottSA Stone Wealth Management Inc.Nationwide Securities, LLC07-01-2020
Michael Ray JenkinsCabot Lodge Securities LLCNationwide Securities, LLC07-01-2020
Jeffrey Lynn ErwinMoney Concepts Capital CorpNationwide Securities, LLC07-01-2020
Joseph John BrunoBrokers International Financial Services, LLC.Nationwide Securities, LLC07-01-2020
Michael Darell KarstetterCrown Capital Securities, L.P.Nationwide Securities, LLC07-01-2020
Kenneth John BurnsCetera Advisor Networks LLCNationwide Securities, LLC07-01-2020
David Bryan BoweryThe Leaders Group, Inc.Nationwide Securities, LLC$2507-01-2020
John Thomas ClarkCambridge Investment Research, Inc.Nationwide Securities, LLC07-01-2020
Joseph Michael Phillips Sr.Lincoln Financial Advisors CorporationSantander Securities LLC$5007-01-2020
John Albert HouseWoodbury Financial Services, Inc.Cetera Advisor Networks LLC06-30-2020
Adam J SchwartzFidelity Brokerage Services LLCE*TRADE Securities LLC06-30-2020
David Lee TravisLPL Financial LLCMML Investors Services, LLC06-30-2020
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Showing 1 to 25 of 181,076 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.