Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

«Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert J. Ellis, Christopher L. Van Son, Joe Starinsky, Jr. and Julie BarrRaymond JamesLPL Financial$17012-18-2018
Bill DarbyStifel Nicolaus & Co.UBS Financial Services$7812-18-2018
Mark EnriquezStifel Nicolaus & Co.Morgan Stanley Wealth Management$14012-18-2018
Joseph CrespiStifel Nicolaus & Co.Bank of America Merrill Lynch$20612-18-2018
John "Quint" AndrewsRaymond JamesBank of America Merrill Lynch$11012-18-2018
Greg SpicerLPL FinancialCadaret Grant$40012-18-2018
Ursula Daley, JD, Jordan LewisCommonwealth Financial NetworkLPL Financial$32512-18-2018
Caroline AlabachRaymond JamesEdward Jones$26512-17-2018
Robert WeissRaymond JamesMorgan Stanley Wealth Management$10012-17-2018
Rick MundraneAmeriprise FinancialMorgan Stanley Wealth Management$10612-12-2018
David KutzAmeriprise FinancialWells Fargo Advisors$12312-12-2018
Thomas Epperson, Justin P. RyanRockefeller Capital ManagementUBS Financial Services$2,00012-07-2018
Elizabeth Hulley, Sean Reynolds, Benjamin NicholsonRaymond JamesWells Fargo Advisors$10012-06-2018
Steve Pollock, Jane Rocks, Robert Litwin, Tom Becker and Michael SchneiderLPL FinancialPNC Investments $22512-06-2018
John CurcioRaymond JamesSanford C. Bernstein & Co. $12012-05-2018
Jack Mayer, Robert MayerStifel Nicolaus & Co.Hilliard Lyons$5412-04-2018
Derek Rosenberg, Richard Orleck, Travis DocykAmeriprise FinancialWells Fargo Advisors$27312-04-2018
Tom QuirkLPL FinancialRaymond James$20012-04-2018
Stephen BradleyRaymond JamesUBS Financial Services$16012-04-2018
Betty Schutte-Box, Troy YenserRaymond JamesWells Fargo Advisors$22212-04-2018
David FernedingStifel Nicolaus & Co.Wells Fargo Advisors$5412-03-2018
Keith CreechStifel Nicolaus & Co.Wells Fargo Advisors$20012-03-2018
George WaltonStifel Nicolaus & Co.Wells Fargo Advisors$22512-03-2018
Ronald H. Holmes, Whitney E. RileyJanney Montgomery ScottBank of America Merrill Lynch$20011-30-2018
Richard Fisher and Dan SullivanRobert W. Baird & Co.Oppenheimer$22811-30-2018
Next Page »

Showing 1 to 25 of 3,589 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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