Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gary Richard LoducaHD Vest Investment Services1st Global Capital Corp.03-03-2011
Roger Charles LangeHD Vest Investment Services1st Global Capital Corp.01-24-2011
Jaime Tadashi FukumaeFoothill Securities, Inc.1st Global Capital Corp.01-18-2011
David Mitchell RivlinLPL Financial LLC1st Global Capital Corp.12-15-2010
Joshua Michael RivlinLPL Financial LLC1st Global Capital Corp.12-15-2010
Aaron Michael PuckettLPL Financial LLC1st Global Capital Corp.$1012-09-2010
Timothy Robert MillerAmeritas Investment Corp.1st Global Capital Corp.$5010-20-2010
John Matthew ParsonsFoothill Securities, Inc.1st Global Capital Corp.10-01-2010
George Malcolm Gardner Jr.LPL Financial LLC1st Global Capital Corp.09-27-2010
James Walter MichnerLPL Financial LLC1st Global Capital Corp.09-27-2010
Mark Allen VeenstraLPL Financial LLC1st Global Capital Corp.09-27-2010
Elbert Dean DuncanHD Vest Investment Services1st Global Capital Corp.08-02-2010
Kathleen B GoodmanHD Vest Investment Services1st Global Capital Corp.08-02-2010
Toni Thore Lee-AndrewsCambridge Investment Research, Inc.1st Global Capital Corp.07-01-2010
Brandon Keith MooreINVEST Financial Corporation1st Global Capital Corp.06-16-2010
Nathan K CarpenterMerrill Lynch, Pierce, Fenner & Smith Incorporated1st Global Capital Corp.$5005-24-2010
Tyler L SturgillMML Investors Services, LLC1st Global Capital Corp.05-14-2010
William James BassowMorgan Stanley1st Global Capital Corp.03-15-2010
David Bruce CohenFirst Allied Securities, Inc.1st Global Capital Corp.$2503-10-2010
Gary Dennis HochmanFirst Allied Securities, Inc.1st Global Capital Corp.03-10-2010
Pettus Andrew Kincannon Jr.Raymond James & Associates, Inc.1st Global Capital Corp.03-10-2010
Nick Anthony TorresFirst Allied Securities, Inc.1st Global Capital Corp.03-09-2010
Daniel Scott De WittAmeriprise Financial Services, Inc.1st Global Capital Corp.$5001-19-2010
Leslie Stewart EdgingtonNext Financial Group, Inc.1st Global Capital Corp.01-07-2010
Nathan M RobnettNext Financial Group, Inc.1st Global Capital Corp.01-06-2010
« Previous PageNext Page »

Showing 251 to 275 of 132,622 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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