Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Garrett Heath GermanAmeritas Investment Corp.20/20 Capital Management, Inc$5007-13-2018
Michael A BiggicaPixel Financial Planning, LLC20/20 Capital Management, Inc01-04-2017
Afshin Luke RahbariThe Stutland Volatility Group, LLC303 Equity Trading Group Ii, LLC12-01-2011
Brian Scott StutlandThe Stutland Volatility Group, LLC303 Equity Trading Group Ii, LLC10-31-2011
Joseph Avram TigayThe Stutland Volatility Group, LLC303 Equity Trading Group Ii, LLC10-31-2011
Anthony J SeifertMerrill Lynch, Pierce, Fenner & Smith Incorporated360 Financial Partners, LLC08-24-2016
Michael Edward SheltonThe O.N. Equity Sales Company360 Financial Solutions, LLC09-07-2016
Sean Ian McdougleNest Financial LLC360 Wealth Management, LLC11-05-2018
Bruce A LewinB. Riley Wealth Management360 Wealth Management, LLC$10008-27-2018
Irfan A DossaniCommonwealth Financial Network360 Wealth Management, LLC02-08-2018
Samuel Elliot RodriguezLevel Four Advisory Services360 Wealth Management, LLC07-13-2017
John Ragsdale BaileyIndependent Financial Partners360 Wealth Management, LLC06-27-2017
Derek William DansbyDansby Wealth Management LLC360 Wealth Management, LLC03-13-2017
Jonathan D RodriguezAmeriprise Financial Services, Inc.360 Wealth Management, LLC08-01-2016
Bryan Anthony WingPAX Financial Group360 Wealth Management, LLC06-13-2016
Joseph R. SchuetzePAX Financial Group360 Wealth Management, LLC06-07-2016
Douglas James Richardson CfpPAX Financial Group360 Wealth Management, LLC06-06-2016
Robert David RingPlanMember Securities Corporation360 Wealth Management, LLC01-22-2015
Deborah Ann SwansonSigma Financial Corporation360 Wealth Management, LLC$108-25-2014
Deborah Lea BurdickMetLife Securities Inc.360 Wealth Management, LLC04-07-2014
Ryan C. WaltonAmeriprise Financial Services, Inc.360 Wealth Management, LLC01-31-2014
Joseph Anthony StackIndependent Financial Partners360 Wealth Management, LLC09-16-2013
Adam R Kulesza401K Gps401 (K) Gps, Inc.12-03-2013
Albert Pingree Herzog III401K Gps401 (K) Gps, Inc.12-03-2013
Michael Robert Chechel Jr.401K Gps401 (K) Gps, Inc.12-03-2013
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Showing 301 to 325 of 132,751 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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