Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Peggy WhitmoreCapTrust Financial Advisors401(k) Advisors, Inc.03-06-2014
Charles Michael MatisiAmerican Portfolios Advisors, Inc4Thought Financial Group Inc.11-03-2014
Phillip C Washington Jr.Stone Hill Wealth Management, LLC7th Harvest Investments05-25-2016
William Knowis KaiserBland Garvey Wealth Advisors, LLC7th Harvest Investments01-19-2012
Christopher Blake RadfordCalton & Associates, Inc.7Twelve Advisors, LLC08-14-2013
Tim A KraftHD Vest Investment Services@financial Investments12-11-2015
Clayton John ShearerCambridge Investment Research, Inc.A & I Financial Services, LLC$1009-18-2017
Aaron Charles HerschDenver Wealth AdvisorsA & I Financial Services, LLC04-08-2015
Matthew John PaolucciAmerican Independent Securities Group, LLCA & I Financial Services, LLC07-08-2013
Tyler Jeff PetersonIndependent Financial Group, LLCA & I Financial Services, LLC$15005-10-2013
John Patrick LowreyToroso Investments, LLCA Better 401(K) Plan, Inc.03-28-2014
Michael Evan KahnUBS Financial Services Inc.A. R. Schmeidler & Co., Inc.$15010-09-2012
Elizabeth Ariel WardWorkable WealthA. Ward Financial Planning LLC04-12-2018
David LucasRaymond JamesA.G. Edwards & Sons$10003-30-2011
Scott Metzner, Thomas AndisonStifel Nicolaus & Co.A.G. Edwards & Sons06-10-2010
Patrick J. Howley, Betsy DowMoneta Group Investment AdvisorsA.G. Edwards & Sons$30001-08-2010
Joshua Matthew HoldenFisher InvestmentsA.G.P. / Alliance Global Partners02-17-2017
Roger Cinwei ChiangMerrill Lynch, Pierce, Fenner & Smith IncorporatedA.G.P. / Alliance Global Partners07-21-2016
Christopher J OermanWestern Growers Financial Services, Inc.A.G.P. / Alliance Global Partners06-24-2016
John M BarkerSprott Global Resource Investments LtdA.G.P. / Alliance Global Partners05-09-2016
Neal ScottWindsor Street Capital, LPA.G.P. / Alliance Global Partners09-09-2015
Blair David ApplegateKestra Investment Services, LLCA.G.P. / Alliance Global Partners$1007-17-2015
Simon John McdonaldWaddell & ReedA.G.P. / Alliance Global Partners07-16-2015
Brian Francis HalpinNYLIFE Securities LLCA.G.P. / Alliance Global Partners07-02-2015
John Brooks JohnsonMML Investors Services, LLCA.G.P. / Alliance Global Partners02-19-2015
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Showing 326 to 350 of 132,751 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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