Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andy Inmoon ChonLPL Financial LLCA.G.P. / Alliance Global Partners06-05-2014
Emilio James AnnunziatoLPL Financial LLCA.G.P. / Alliance Global Partners05-21-2014
Christopher S AustinAmeritas Investment Corp.A.G.P. / Alliance Global Partners03-19-2014
Cameron David PetersWells Fargo Clearing Services, LLCA.G.P. / Alliance Global Partners11-21-2013
Shane Richard FarinaStrategic Advisers LLCA.G.P. / Alliance Global Partners11-06-2013
Pedro GomezMerrill Lynch, Pierce, Fenner & Smith IncorporatedA.G.P. / Alliance Global Partners10-14-2013
Lewis Lee KasowitzMorgan StanleyA.G.P. / Alliance Global Partners$10007-19-2013
Marcio Del CorsoMorgan StanleyA.G.P. / Alliance Global Partners07-03-2013
Dana Ward LambLPL Financial LLCA.G.P. / Alliance Global Partners12-14-2012
Frank BaldoPruco Securities, LLC.A.G.P. / Alliance Global Partners11-07-2011
Michael Gerard PentoPento Portfolio Strategies, LLCA.G.P. / Alliance Global Partners11-04-2011
Dana Ward LambChase Investment Services Corp.A.G.P. / Alliance Global Partners09-19-2011
Parag Mahesh AdhyaruAdhyaru Asset Management, LLCA.G.P. / Alliance Global Partners10-08-2010
Bradley Taylor PaceLPL Financial LLCA.J. Pace & Co., Inc.12-22-2011
Anthony Joseph Zizzamia Jr.J.P. Morgan Securities LLCA.K. Capital, LLC09-13-2013
Nathan Richardson Allen IIIWarisan Capital ManagementA.L. Stuart Investments, LLC06-06-2017
Brian Andrew JoyceIntelligent InvestingAAFCPAs Wealth Management03-15-2017
John David SantiAvondale Partners, LLCAaron Capital Incorporated03-17-2015
Brian David FunkFirst Heartland Capital, Inc.Abacus Investments, Inc.02-14-2017
Steven Mark BandyCUNA Brokerage Services, Inc.Abacus Investments, Inc.$2507-01-2015
Buck J KipperPackerland Brokerage Services, Inc.Abacus Investments, Inc.01-06-2015
Dale Wallis ElamPackerland Brokerage Services, Inc.Abacus Investments, Inc.$10001-06-2015
John Craig StretzPackerland Brokerage Services, Inc.Abacus Investments, Inc.01-06-2015
Kurtis Michael PowersPackerland Brokerage Services, Inc.Abacus Investments, Inc.$15001-06-2015
Adam Guadalupe SalasYellowBrickRoad Financial Advisors, LLCAbacus Wealth Partners11-28-2016
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Showing 351 to 375 of 132,622 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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