Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Harold Edward Briggs Jr.Briggs Advisory Group, Inc.1st Global Advisors Inc03-19-2018
Brian Patrick SullivanIndependent Financial Partners1st Global Advisors Inc05-09-2017
Jeffrey Alan DelheimerIndependent Financial Partners1st Global Advisors Inc04-12-2017
Brennan Michael HollenbeckIndependent Financial Partners1st Global Advisors Inc03-30-2017
Craig Windsor TowerIndependent Financial Partners1st Global Advisors Inc03-30-2017
Susan Marie GarbarinoIndependent Financial Partners1st Global Advisors Inc03-30-2017
Jill Helene KasenAmeriprise Financial Services, Inc.1st Global Advisors Inc$10011-03-2016
David Lee AnnekenAmeriprise Financial Services, Inc.1st Global Advisors Inc11-03-2014
Kevin Dale CountsLPL Financial LLC1st Global Advisors Inc$1309-02-2014
Steven Allen WheelerLPL Financial LLC1st Global Advisors Inc$1009-02-2014
Kathryn H. BraunAmeriprise Financial Services, Inc.1st Global Advisors Inc09-11-2013
James Frederick SaylerK. W. Chambers & Co.1st Global Advisors Inc$107-16-2013
Douglas Lee HallAPW Capital, Inc.1st Global Advisors Inc01-03-2013
Eugene O'BrienFirst Allied Securities, Inc.1st Global Advisors Inc$2512-19-2012
Gregory Scott BarkerMoss Adams Securities & Insurance LLC1st Global Advisors Inc05-21-2012
Deborah Alexander RollandInvestment Professionals, Inc.1st Global Advisors Inc05-16-2011
Darsi June CaseyMML Investors Services, LLC1st Global Advisors Inc$5007-21-2009
Brent Shepherd, Ken Day LPL Financial1st Global Capital$15002-06-2019
Susan Garbarino, Brent Kalka, Craig Tower, Curtis WiedemanLPL Financial1st Global Capital$24003-31-2017
Thomas Collins, David PittinosLPL Financial1st Global Capital$8203-17-2017
Gregory Alan DeckertGreen & Deckert LLC1st Global Capital Corp.05-03-2019
Duncan Bradley GreenGreen & Deckert LLC1st Global Capital Corp.05-02-2019
Magnum Fredrick DrewHD Vest Investment Services1st Global Capital Corp.02-27-2019
James A FranklinCetera Advisor Networks LLC1st Global Capital Corp.$1002-08-2019
Brent Edwin ShepherdWealthcare Advisory Partners LLC1st Global Capital Corp.02-06-2019
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Showing 26 to 50 of 132,622 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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