Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alec Edward HokeFirst Allied Securities, Inc.1st Discount Brokerage, Inc.$5007-17-2012
Virginia Vents GarciaRaymond James Financial Services, Inc.1st Discount Brokerage, Inc.05-11-2012
Joe Francisco Solsona IIISunmark Capital Management, LLC1st Discount Brokerage, Inc.$15002-25-2011
David Jason CasteriotoBrokersXpress LLC1st Discount Brokerage, Inc.$5002-17-2011
Ned Joseph PascucciUBS Financial Services Inc.1st Discount Brokerage, Inc.09-30-2010
William Eric JohnsonAXA Advisors, LLC1st Discount Brokerage, Inc.$1009-14-2010
Kenneth Cassius ButterfieldSummit Brokerage Services, Inc.1st Discount Brokerage, Inc.02-03-2010
Thomas James SchererColeman Scherer Investments, Inc.1st Discount Brokerage, Inc.02-23-2009
Nathaniel James CrossCalton & Associates, Inc.1st Discount Brokerage, Inc.02-12-2009
Robert Earl O'DwyerSyndicated Capital, Inc.1st Discount Brokerage, Inc.01-20-2009
Bruce William LahtiRBC Capital Markets, LLC1st Global Advisors Inc$5011-07-2018
Colin Flinn GormanEGP Wealth Management, LLC1st Global Advisors Inc10-16-2018
John Reid GreenEGP Wealth Management, LLC1st Global Advisors Inc10-16-2018
Lindsey L. BakerEGP Wealth Management, LLC1st Global Advisors Inc10-16-2018
Erik George FordCambridge Investment Research, Inc.1st Global Advisors Inc$2510-01-2018
Scott Steven BrownRoyal Alliance Associates, Inc.1st Global Advisors Inc$5009-21-2018
Kelon Carter HallLPL Financial LLC1ST GLOBAL ADVISORS INC07-31-2018
Dennis Keith LongLPL Financial LLC1ST Global Advisors Inc02-17-2015
Jerry Ray HillLPL Financial LLC1ST Global Advisors Inc02-17-2015
Jay Barrett BarclayNational Planning Corporation1st Global Advisors Inc07-01-2013
Philip Dean NevilleCambridge Investment Research, Inc.1ST Global Advisors Inc$1006-17-2013
Stan C. LamCapital Synergy Partners1ST Global Advisors Inc03-13-2012
David Dean BrandtProEquities, Inc.1ST Global Advisors Inc$2511-02-2011
Nathan M. RobnettNext Financial Group, Inc.1ST Global Advisors Inc01-06-2010
Ronald Scott SandersonBriggs Advisory Group, Inc.1st Global Capital Corp.01-08-2020
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Showing 26 to 50 of 181,076 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.