Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen Daniel ScialoMorgan Stanley1st Global Capital Corp.03-21-2017
Thomas Payton CollinsLPL Financial LLC1st Global Capital Corp.03-17-2017
Robert Wayne HamptonImpart Financial, LLC1st Global Capital Corp.01-23-2017
Marvin Wayne FarrarThe O.N. Equity Sales Company1st Global Capital Corp.$101-17-2017
Wesley Alan GershAmeriprise Financial Services, Inc.1st Global Capital Corp.$2510-28-2016
Peter Francis StrattonUnion Capital Company1st Global Capital Corp.10-12-2016
Paul Jeffrey HaydenAmeriprise Financial Services, Inc.1st Global Capital Corp.$110-06-2016
Bruce Stanley HesseLPL Financial LLC1st Global Capital Corp.10-05-2016
Patricia Marie RennieLPL Financial LLC1st Global Capital Corp.09-28-2016
Steven Albert RidpathH.D. Vest Advisory Services, Inc1st Global Capital Corp.08-30-2016
James Joseph FeistLPL Financial LLC1st Global Capital Corp.08-09-2016
Gregory Lynn SalleyCommonwealth Financial Network1st Global Capital Corp.06-02-2016
John Taylor ClementsCommonwealth Financial Network1st Global Capital Corp.06-02-2016
Kellen NgJ.P. Morgan Securities LLC1st Global Capital Corp.06-02-2016
Hussain Ali FawazGWFS Equities, Inc.1st Global Capital Corp.05-25-2016
John Edward FlemingFirst Allied Securities, Inc.1st Global Capital Corp.01-28-2016
Wesley Allen RolandRoyal Alliance Associates, Inc.1st Global Capital Corp.$5001-19-2016
Terry Lee AlbornFSC Securities Corporation1st Global Capital Corp.12-04-2015
Dennis Eugene DalyAmeriprise Financial Services, Inc.1st Global Capital Corp.11-13-2015
Brian Eugene MartinCFG Wealth Management Services Inc1st Global Capital Corp.10-27-2015
Jeffrey Paul MoleverCambridge Investment Research, Inc.1st Global Capital Corp.10-23-2015
Lorraine Allison CraigCambridge Investment Research, Inc.1st Global Capital Corp.$5010-23-2015
David Scott StoneStone Financial1st Global Capital Corp.08-24-2015
Logan Christopher SpawStone Financial1st Global Capital Corp.08-24-2015
Kenneth Hans Teksten OlsonLPL Financial LLC1st Global Capital Corp.$2508-18-2015
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Showing 101 to 125 of 132,622 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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